Financial compliance jobs in Mitcham - Page 6Create job alerts

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80k Role ... Experience of financial promotions rules, NRRS, SIS and Retail products * Understanding of fund ...

Job purpose The Compliance Analyst role is designed to support the Senior Compliance Officer / Data ... A university degree in Accounting, Finance, Risk Management, Business or law * Minimum of 2-3 years ...

Deliver technical training sessions where appropriate to maintain a strong knowledge base across the group * Assist in the management of the team's compliance with the Group Financial Control ...

Standard data reporting for compliance. Qualifications 8+ years of experience in a financial planning or wealth management firm. Familiarity with provider systems and all MS365 tools. Very numerate ...

... their financial objectives, realise ambitions, and plan for the future. With a team of ... Liaise on compliance matters, with overseas offices as necessary. * Advise and assist investment ...

The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key ...

... compliance needs of all regulated organisations and transform the way they see and use ... financial services sector (Buy-side & Sell-side). The role can grow into a leadership role

We are looking for a Financial Operations Manager with multi entity experience to manage best ... compliant with accounting standards and company policies. Candidates should have a minimum of 5-7 ...

Establish and maintain internal controls to safeguard assets and ensure compliance with financial regulations. * Lead budgeting and forecasting efforts, providing analytical insights and ...

Grid Compliance Engineer London/hybrid model Up to £60,000 DOE Growing IPP in solar, onshore wind ... They have strong financial support from their funders to support this ongoing growth. If you'd like ...

Financial Controller Greater London | Hybrid (3 days in the office) £70,000 - £85,000 About the ... Leading the audit process end-to-end and ensuring that the business is compliant with corporate ...

Conduct in-depth reviews with countries to ensure compliance with month-end processes and Group financial controls. * Coordinate the Group's annual budget and quarterly forecasts, managing timelines ...

Responsible for financial governance and compliance * partnering with external stakeholders including auditors, tax advisors and banks The ideal candidate will be ACA/ CIMA/ ACCA qualified with a ...

You have In-depth knowledge and experience in the Financial Services industry, ideally with exposure to risk and compliance. * This experience will have been gained within a B2B/SaaS environment

The LOM Financial Group a leading Bermuda-headquartered, full-service investment firm, with ... compliance with regulatory and internal requirements, and industry best practice; · Control, and ...

The Legal, Risk and Compliance department is headed by the firm's General Counsel, supported by the firm's Head of Financial Crime, Head of Legal and Risk and Head of SRA Regulation, and comprises ...

The successful candidate will focus on financial modelling for new investments and ongoing ... As the role develops, take on responsibilities in deal execution, ensuring compliance with internal ...

... financial promotions, SMCR and training and are now wanting to take that experience to the next level in a rapidly expanding and evolving fintech. Salary for this role will be up to £80k plus bonus ...

Carry out regulatory horizon scanning. * Assist with The Task Force on Climate-related Financial Disclosures ("TCFD") reporting. Experienced Required: * A minimum of 7years Generalist Compliance ...

Specialising in Buying, Merchandising & Ecommerce | Design, Technical, Wholesale & Production | Finance | HR & Talent | H&S & Compliance | Marketing, Digital & Technology | Property & Centre ...

... compliance in England & Wales. * AML and Market Abuse Regulation (MAR) processes. * Work closely ... finances/failure to prevent, AML Regulations and MAR. * Act as the main point of contact for and ...

Designing and executing AI-powered solutions for clients, ensuring compliance with regulatory ... financial services industry. Partnering with stakeholders and teams across the organization to ...

The Senior Compliance Consultant is responsible for the management and effective execution of ... Financial Crime* Responsible for monitoring sanction developments and financial crime legislation ...

The Role Objective The Financial Controllers within GroupM are responsible for managing and leading ... Ensuring compliance with company policies and SOX requirements * Continuously reviewing current ...