Financial compliance jobs in Sunderland - Page 2Create job alerts

Leading the financial crime compliance function, offering guidance to partners, lawyers and business services teams on issues such as AML, sanctions, and bribery. Managing and developing the compliance team, including performance reviews and resource planning. Advising on broader compliance topics s

Compliance & Financial Crime Manager - Hertfordshire, HP2 4YLCompliance & Financial Crime ManagerHemel Hempstead, Hybrid (3 days/ week in office)Annual salary + bonus and benefitsJoin us as our Compliance & Financial Crime Manager and take the lead in safeguarding our business by ensuring full adher

A prominent financial services company in the United Kingdom is looking for a Financial Promotions Consultant. In this role, you will review and approve financial promotions while ensuring compliance with regulatory standards. You will work closely within a supportive team, providing guidance and ut

A leading financial services firm is seeking an experienced Chief Compliance Officer (CCO) to oversee regulatory and compliance frameworks. The CCO will be responsible for maintaining high regulatory standards, leading compliance culture, and ensuring compliant growth. This role requires extensive e

A leading beverage company in London seeks a finance professional to oversee month-end financial processes and team management. The candidate will ensure compliance with reporting requirements and taxation across the EMEA region.

With an international presence and a strong compliance culture, they are an excellent employer. Supporting with gathering information on new or emerging financial crime risks and determining whether enhancements to transaction monitoring scenarios are required. Keeping up to date with changes to ant

A global financial services firm is looking for an Internal Auditor to oversee compliance and corporate governance. Candidates should have at least 3 years of experience in a compliance role, preferably in financial services, and have strong communication and analytical skills.

A leading international corporate and investment bank is seeking a Head of Compliance, Risk & MLRO (Director) to oversee compliance and risk for its Swedish Branch. Candidates should possess extensive experience in compliance within banking, particularly knowledge of the Swedish regulatory landscape

Extensive experience leading state partnership and corporate tax compliance projects, including multistate filings and apportionment. Significant experience reviewing state taxable income calculations and managing large-scale fund compliance projects.

A global consulting firm in the UK is seeking a Business Analyst specializing in Financial Crime to support KYC AML Sanctions onboarding.

A leading European financial association seeks an Associate Director for the Compliance Control and Accounting division. The candidate will manage projects related to Financial Crime, AML, and compliance matters. Qualified individuals should have expertise in regulatory conduct, strong analytical sk

Background in financial services, ideally working with hedge funds in a US tax capacity.

A global marketing advisory firm in Greater London seeks an Associate Consultant in Financial Compliance to support high-quality financial audits.

An established financial services business is seeking an experienced Financial Services and Compliance Manager to lead its administration and paraplanning function. This is a key operational leadership role responsible for driving service quality, compliance standards, workflow performance and team

A financial services firm is seeking a Compliance Officer specializing in financial crime and sanctions. The role involves ensuring adherence to compliance practices, managing regulatory updates, and promoting a compliance culture across the organization.

A leading compliance-focused organization in Greater London is seeking an experienced Compliance Officer to ensure compliance practices and promote a strong compliance culture. Candidates should have proven experience in Lloyd's market compliance and a solid understanding of financial crime regulati

Associate Consultant to support the Financial Compliance Practice in the delivery of high-quality financial audits and governance programmes to clients as clients seek support as they navigate through an increasingly complex landscape. Work as part of project teams to deliver financial compliance au

Reporting into the Group Head of Compliance (SMF16), you’ll have plenty of autonomy to really shape Compliance Advice and Oversight for the Financial Advice arm that’ll be combining cutting-edge digital technology with personal financial advice to modernise wealth management. You’ll lead and s

A leading financial services firm in the UK is seeking an experienced Internal Auditor to join its Compliance & Legal Internal Audit team. The role focuses on auditing financial crime programs including anti-money laundering and sanctions, requiring collaboration with various stakeholders. Candidate

We’ve been on the frontline of the world’s response to HIV and AIDS for over 25 years, working with marginalised people who are denied HIV prevention and treatment simply because of who they are and where they live.Set up in 1993 to work with community groups in the countries most affected by th

A respected financial planning firm in Holmes Chapel is seeking a Financial Planning Compliance Assistant to ensure compliance with FCA standards and support a collaborative team. This role is ideal for candidates with experience in financial compliance, providing a pathway for professional developm

A reputable financial firm in Canterbury is seeking a Financial Compliance Officer to join their team. The role involves monitoring and assuring the quality of financial planning advice, ensuring compliance with FCA regulations.

A leading global financial institution is seeking a Chief Compliance Officer / Head of Non-Financial Risk Management for the UK, Ireland, Middle East & Africa. The ideal candidate will have extensive experience in risk management within financial services, with demonstrated success in regulatory com

A leading automotive manufacturer in the UK is looking for an experienced Group Financial Accountant to oversee financial compliance and reporting. You will lead important financial processes, ensuring accuracy and support for the Group's strategic initiatives. The ideal candidate will be ACA/ACCA q

Candidates must have a Diploma in Regulated Financial Planning and strong knowledge of compliance in the financial services sector. A financial consultancy service in the UK seeks proactive Compliance Consultants. The role involves delivering high-quality compliance consultancy and supporting firms

You will be responsible for monitoring market trends, developing governance frameworks, and ensuring compliance with regulatory standards.

A prominent national financial firm in the United Kingdom is seeking an experienced Senior Compliance Manager to enhance their governance framework. This key leadership position involves providing expert compliance guidance to support financial planning. Candidates should have extensive experience i

Compliance Manager - Leading Financial Services Firm. Simmons and Hanbury have been instructed by one of the largest pension funds in the UK on a brilliant Compliance Manager opportunity to support the second line on oversight of regulatory obligations. Experienced in developing and executing pensio

Experience working within financial services, specifically regarding non-financial and conduct risk and/or controls either from a consulting, industry or regulatory perspective. Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with ou

Ideal candidates will possess extensive knowledge of regulatory measures related to financial crime and a minimum of 5 years compliance experience in the insurance industry. A prominent recruitment agency is seeking a candidate to provide effective support to the Senior Compliance Manager. This role

The ideal candidate has over 6 years of experience in financial crime compliance, especially in high-risk environments. A leading telecommunications company is seeking a Compliance Manager for Financial Crime focusing on anti-bribery and AML. This role involves advising on compliance risks, managing

A leading AI firm in financial services seeks a Regulatory Compliance SME to help develop innovative compliance solutions. Ideal candidates should have 5–10 years of experience in regulatory compliance and a strong background in large financial services institutions or consulting firms. This role

A leading financial institution in Greater London is seeking a Senior Analyst to join the Global Financial Control team.

Financial services experience (banking, brokerage, private equity) is advantageous but not essential. An exciting opportunity has arisen for an experienced Tax Compliance & Reporting senior Manager to join a complex, fast-paced international group within a high-performing EMEA & APAC tax team. This

This role involves accurate financial reporting, maintaining controls, and ensuring compliance with regulations. A leading information services company in the UK is looking for a finance professional to support the Financial Controller. Ideal candidates are qualified accountants with strong financia

The successful candidate will manage tax compliance across multiple jurisdictions, oversee VAT and global sales tax processes, and lead tax projects.

A leading Investor Services group in the UK seeks a Compliance Consultant to manage client relationships and provide compliance support. Responsibilities include offering tailored financial crime advice, conducting compliance monitoring, and guiding clients through regulatory changes. The role requi

Our client, a large financial services organisation, is seeking a Head of Financial Markets - Conduct & Compliance (Public Markets) to lead compliance oversight across key financial markets activities. Provide compliance advisory support to senior stakeholders across financial markets trading, treas

A consulting firm is seeking a Senior Financial Reporting Manager for an International Tech firm in Manchester.

Compliance Manager: Financial Crime & UW Advisory. Support on automation projects relating to financial crime, including design, testing and implementation of solutions. Proven experience within a Financial Crime role for a regulated insurance entity.

Financial Crime Compliance at Capital on Tap. You will deputise for the MLRO, managing a growing team of Financial Crime Compliance Professionals. This is a Hybrid role, the Financial Crime Compliance team working from our London (Moorgate) office 3 days per week.

A leading financial recruitment agency is seeking a Financial Controller to oversee financial operations in a fast-growing small business environment. The ideal candidate will manage tasks including compliance, budgeting, and team leadership. This role is integral to the financial success of the fir

Proven experience in UK regulatory compliance within payments, fintech or financial services. Conducting compliance due diligence across partners, third parties and financial institutions. Supporting a range of ongoing compliance initiatives and projects.

A leading insurance provider in the UK is seeking a Compliance Manager to drive their compliance agenda. Ideal candidates must have proven experience in a Financial Crime role and strong stakeholder management capabilities. This role involves managing sanctions screening solutions and designing risk

Own checkouts ongoing relationship with our third party outsource provider in support of operational processes* Oversee supporting capabilities for Transaction Monitoring and Screening processes, including development and implementation of models involving tuning, calibration, segmentation and optim

Ideal candidates will have senior level experience in Financial Services compliance and proven capabilities in managing relationships with the FCA. This role involves providing regulatory and technical advice on compliance issues related to client-facing activities. A leading Investment Management f

You’ll maintain and implement compliance-owned policies and procedures, conduct sanctions and financial crime screening, and contribute to fostering a strong compliance culture across the business. Compliance Officer – Financial Crime & Sanctions. Compliance Officer - Financial Crime & Sanctions