Financial compliance jobs in TauntonCreate job alerts

Safety & Quality : Uphold safety and environmental policies, develop risk control standards, ensure LOTO compliance, support HACCP practices, and assist with audits. * Financial Oversight : Work with ...

We are working with one of the UK’s leading contracting groups delivering projects and frameworks across water, power, and utilities. Due to significant growth in 2024, they have an opening for a Managing Quantity Surveyor within their regional business in the South West of England. The purpose o...

Compliance Officer ( Financial ) - maternity cover - This is a 50/50 split of Work from home and in office eg one week in office one week from home . Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham, Swindon etc ) are...

Location: Taunton or Bishop Sutton Salary: Competitive + benefits Job Type: Full-time, Permanent Are you ready to lead, inspire, and drive success? Join a dynamic and fast-growing utility engineering contractor that delivers cutting-edge civil engineering solutions to some of the UK's leading blu...

We're looking for an intelligent, dynamic, innovative, and driven Financial Crime Compliance Manager to be part of the Crypto FinCrime Compliance team in the 2nd Line of Defence. We are searching for someone with extensive experience in the financial industry and proven experience in a compliance...

The ideal candidate will be, either a qualified lawyer or an experienced compliance specialist with a minimum of 3 years in a financial crime or AML role within an international law firm. Are you an experienced legal financial crime professional looking for an exciting opportunity to make a signi...

We're looking for an intelligent, dynamic, innovative, and driven Financial Crime Compliance Manager to be part of the Crypto FinCrime Compliance team in the 2nd Line of Defence. We are searching for someone with extensive experience in the financial industry and proven experience in a compliance...

You will act as an escalation point for complex queries from the current financial crime lawyers, along with mentoring new-joiners, existing financial crime lawyers and those in the wider team. Offer guidance on various compliance issues, such as AML, financial sanctions, fraud prevention. Our cl...

Proven experience in a Channel Sales Manager role within the Fintech or financial services sector, particularly in areas related to financial crime compliance. Channel Sales Manager – Financial Crime Solutions (Spanish or German or French Native speaker). My client is a fast-growing Fintech compa...

CRM/software development company that is seeking to engage an experience Sanctions/Trade Compliance Analyst on a full-time (40 hours per week) contract basis, for an initial 6 month term. Assist with restricted party screening as part of the sanctions compliance program. ...

You will ensure compliance and quality standards are always maintained, client needs are identified, providing proactive support and advice, adhering to our client care programme and ensure client relationships are within our legislative framework, compliance and quality standards. Being one of t...

We are seeking someone to manage and lead a compliance monitoring small team. The role is responsible for four head count and is covering both thematic and desk reviews. ...

Responsibilities for the Compliance Officer include:. Requirements for the Compliance Officer include:. Regulatory Compliance: Maintain and improve policies and procedures in line with FCA rules, ensuring robust frameworks for Consumer Duty and vulnerability in advice. Oversight and Monitoring: M...

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime. Solid understanding of retail investments / wealth management. ...

We are seeking a passionate and detail-oriented Compliance Officer to join our clients dynamic Risk and Compliance team. This role offers an exciting opportunity to play a critical part in managing distributor oversight, third-party activities, and ensuring robust compliance across our organizati...

You’ll collaborate effectively at an industry level to ensure we’re playing a leading role in the fight against financial crime – this will include representing the Society on relevant panels and focus groups. As a Senior Manager in the Fraud Analytics team, you’ll play a leading role in designin...

They are looking for a compliance leader with expertise in AML, regulatory compliance, and policy development across the UK and EU. Manage and build compliance policies, procedures, and controls to support the pursuit of key licenses (e. Lead compliance strategy and provide advisory support acros...

Do you enjoy being hands on and managing people in a factory Quality Manager role. ...

A top International Law firm is searching for a Senior Conflicts Analyst to join them in London. Collaborate with colleagues in compliance teams to identify potential conflicts. ...

InterQuest are supporting a large banking corporation with the search for a Compliance Manager to join the advisory team, focusing on providing Data Protection and Data Privacy advice to all business areas. Assist in developing and maintaining a comprehensive compliance program for various busine...

Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Lead the drafting, review, and implementation of comprehensive policies and procedures for legal, compliance, and AML activities. Ensure compliance with all relevant ...

Our client, a Top International Law Firm, is in need of a Junior AML & Conflicts Analyst in London. The ideal candidate has previous experience working with AML or conflicts gained within a law firm. Those with a knowledge of SRA rules and AML legislation would be attractive to our client, though...

The Group Head of Compliance will also act as Chief Compliance Officer in the UK, where we operate our FCA-regulated Authorised Payment Institution to process card and non-card payments. The Group Head of Compliance will oversee all compliance activities across our international entities, ensurin...

We are recruiting an ambitious Conflicts and AML Analyst in London for our client, a prestigious UK-based law firm. Screen for issues such as AML, PEP, reputational risks, conduct analysis and escalate where necessary. Identify possibilities for systemic enhancements regarding conflicts, onboardi...