Bank compliance officer jobs in New York, New York - Page 3Create job alerts

As a Compliance Officer in Investment Banking and Capital Markets, you will provide real-time support to the Investment Banking businesses, with a focus on Coverage Banking, Debt Capital Markets and Leveraged Debt Capital Markets. Compliance Officer - Investment Bank. Experience in providing legal,

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Assist with developing and executing the annual Compliance Testing and Moni

Knowledge of compliance systems, experience with ComplySci and ComplianceAlpha is a plus. A New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer. Provide compliance support to ensure that the firm's compliance programs are i

Experience as bank regulatory compliance SME either within Compliance or Legal at complex financial services institution. This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U. Work with stakeholders throughout the Firm to build out, maintain and enhance

This full-time, remote-friendly role focuses on ensuring compliance with regulatory requirements while guiding management on appraisal risk management.

The TD Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing co

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage pl

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Assist with developing and executing the annual Compliance Testing and Moni

We are seeking a knowledgeable Regulation W Compliance Officer to oversee affiliate-transaction compliance across the bank and its related entities, including our investment adviser, broker-dealer, trust company, and other affiliated businesses. Regulation W Compliance Officer. Perform and continuou

Minimum 5 years' experience in banking, consumer finance, retail banking compliance, mortgage banking or working in a legal department. Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. Works with Senio

The Department is seeking applications from qualified Police Officers who are interested in being considered for an assignment of Police Officer Office of Policy Evaluation and Standards Compliance. Police Officer Office of Policy Evaluation and Standards Compliance (OPSEC). Candidates should unde

We are looking for a Healthcare Billing Compliance Analyst to join our team to train AI models.

A leading staffing firm is seeking an AML Compliance Analyst for a remote role. This position involves conducting reviews of new customers to ensure compliance with AML/KYC regulations, performing analysis of high-risk customers, and monitoring transactions for suspicious activity. Candidates should

The role includes regulatory and conservation support services, coordinating with various agencies, and assisting with compliance under the Marine Mammal Protection Act.

Provide compliance coverage for the Control Room as well as all private side business within TD Securities including Investment Banking (which includes Mergers & Acquisitions, Corporate Finance and Equity Capital Markets), Global Credit and Debt Capital Markets. Compliance Department is responsible

A leading HUBZone IT solutions provider is seeking a cybersecurity professional for a remote position.You will implement security controls, conduct vulnerability assessments, and support identity management protocols.The ideal candidate has a Bachelor's degree in a relevant field and Security+ CE ce

Clear interest in building a long-term career in compliance. Opportunity to specialize and grow within a respected compliance function. We're partnering with a top-performing, global multi-strategy hedge fund to add Compliance Analysts as the platform continues to grow.

Serve as a Technical Business Analyst within a Compliance, Legal & Technology team, supporting enterprise compliance initiatives. Lead requirements elicitation with Compliance stakeholders, capturing complex business processes, regulatory obligations, and control requirements. Partner closely wi

Anywhere Real Estate seeks a File Compliance Specialist (Remote) to ensure the accuracy and completeness of online broker files.

The Grants Development and Compliance Analyst will report to the Director of Grants Development and Compliance. Grants Development and Compliance Analyst, Bureau of Budget Administration. The candidate will be responsible for identifying, applying, and ensuring compliance for additional grant dollar

Candidates should possess a Bachelor's degree in Information Systems or a related field, along with 3-5 years of experience in cybersecurity compliance.

A healthcare technology company is seeking a HIPAA Compliance Officer to enhance AI model training.

Compliance Ticketing System:Collaborate with IT Compliance to oversee and monitor compliance ticketing system including opening and closing tickets, assigning responsible persons to respond to inquiries, resolving tickets, tracking and managing incidents within the application. Corporate Compliance

A leading data annotation company in the United States seeks a Healthcare Billing Compliance Analyst to improve AI chatbots focused on healthcare.

Conduct the annual review and update of the Compliance Risk Assessment and oversee ongoing refinement of compliance policies and procedures. This individual will work closely with the Chief Compliance Officer and other stakeholders to help ensure adherence to regulatory requirements, corporate polic

A financial services company is seeking a Market Data Analyst to handle exchange compliance, reporting, and user verification. This full-time position offers hands-on compliance work and opportunities for growth in business analytics and automation, with a salary range of $42,500 to $50,000 annually

Conduct routine and ad hoc compliance testing and monitoring, including forensic testing and trade surveillance, to identify and address potential compliance risks. This individual will work closely with the Chief Compliance Officer and other stakeholders to help ensure adherence to regulatory requi

AML Compliance AnalystLocation(Remote)Pay Range$40/HRW2What's the JobConduct onboarding reviews of new customers to ensure compliance with AML/KYC regulatory requirements. AML compliance, with a focus on CDD, EDD, and/or Transaction Monitoring. What's in it for me?Opportunity to contribute to a robu

Compliance Professional to join our Compliance Department in New York. Review marketing and advertising materials for proprietary and third-party funds and advisory programs to ensure compliance with the applicable FINRA and SEC marketing rules for the dually registered broker-dealer and investment

The Grants Development and Compliance Analyst will report to the Director of Grants Development and Compliance. The candidate will be responsible for identifying, applying, and ensuring compliance for additional grant dollars to support both new and continuing work of its many programs. Under direct

A healthcare compliance firm is seeking a Compliance & Contract Analyst to handle audits, contract management, and privacy investigations. The ideal candidate will have extensive experience in compliance and contract lifecycle management and must be able to work independently.

We are seeking a Governance, Risk, and Compliance (GRC) Analyst to support and scale our security and compliance programs. Support and manage ongoing compliance programs across frameworks such as SOC 1, SOC 2, PCI, HITRUST, and HIPAA. Familiarity with common compliance frameworks such as SOC 2, PCI-

As a Trade Compliance Analyst, you will play an integral part in executing Peloton's Customs policies and procedures, with a primary focus on compliance with US Customs and Border Protection (CBP) and Canada Border Services Agency (CBSA) regulations. The ideal candidate for this role challenges them

Legal, Compliance & Regulatory Business Analyst. We are seeking a highly analytical and detail-oriented Business Analyst to support a legal, compliance, and governance-focused function within a large, regulated organization. Translate legal, compliance, and regulatory requirements into actionable b