Compliance officer jobs in Passaic, New Jersey - Page 4Create job alerts

Poste et missions CIB Americas Compliance is seeking a motivated mid-level Compliance Officer to join our dynamic Advisory Compliance team. As a Compliance Officer, your responsibilities will include, but are not limited to: * Developing and maintaining compliance policies, procedures, controls, a

Primary responsibilities of this position will be: * Act as subject matter expert overseeing monitoring and testing of the Firm's regulatory compliance controls * Establish and enhance compliance standards and design and implement improvements to internal control structures * Develop and execute sp

What you will do * Monitor regulatory developments and update Written Supervisory Procedures (WSP) and internal controls * Provide day-to-day advisory on market rules, practices, and compliance risks; translate regulations into actionable business requirements for new products and venus * Operate a

The Privacy Compliance Coverage Officer will focus on assisting with the management of the privacy program's including risks and controls assessments, monitoring and testing, training, policies and procedures, advice and guidance, and governance activities for key meetings. Legal and Compliance Divi

Job Responsibilities: * Prepare regulatory filings, administer the firm's compliance program, and oversee Code of Ethics * Participate in the compliance aspects of the Firm's newly registered '40 Act Fund * Review marketing materials for both SEC and FINRA compliance * Drive compliance initiatives

The Senior Vice President, Global Chief Compliance Officer (Global CCO) is RGA's most senior compliance executive and a key member of the Global Law & Compliance leadership team. Compliance Support for Transactions & Business Growth * Provide compliance guidance for complex transactions, including

We'll Trust You To: * Support the implementation and maintenance of the Data Compliance Program across Bloomberg's business lines, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities; * Partner with Compliance, Risk, Engineering, Chief Information Security Office to do

Mercer is looking to hire an experienced Compliance Officer to join our team in one of the following locations: New York City, Boston, St. You will be responsible for providing advisory compliance guidance regarding commercial activities that encompass both a broker-dealer and registered investment

Public Sector Compliance Officer to lead and support compliance efforts across all IBM business activities involving U. Your role and responsibilities Federal Government Contracting Compliance * Lead compliance programs related to U. Advise leadership on compliance risks, regulatory changes, and b

The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities, which include and are not limited to: * Work closely with the Deputy Director to ensure agency accountability and

We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloomberg's Data and Pricing products and services. We also recognize the importance of giving back to our communities as evidenced by our award-

Responsibilities Primary Responsibilities: * Serve as the primary Advisory AML Officer for the Futures and OTC business lines offering expert guidance and strategic input on related AML matters and initiatives. Review SAR filings prior to submission * Manage AML team members * Identify, assess, an

Your responsibilities will include: * Drafting compliance policies and proceduresLead in implementing the Company's financial/legal Compliance Program * Conduct research with respect to compliance and regulatory issues; develop new compliance initiativesInteract with the business and product teams

The General Counsel and Chief Compliance Officer is a senior leadership position and encompasses responsibility for, and oversight of, all legal affairs and compliance matters for all campuses of the university, while also serving as Secretary of the Board of Trustees. Advise the Board of Trustees i

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit - Vice President Job ID:R0390983 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-02 Location: New York.

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Strong subject matter knowledge of compliance risks and controls for a financial i

Poste et missions Natixis CIB Americas Compliance is seeking a Compliance Officer to support the CIB Americas Control Room and Compliance Department. The Compliance Officer will collaborate closely with the Head of Control Room, the Advisory team, and Front Office staff in Investment Banking, while

Support the Chief Compliance Officer in managing the compliance programs for a FINRA broker dealer. Senior Compliance Officer At BNY, our culture allows us to run our company better and enables employees' growth and success. We're seeking a future team member for the role of Senior Compliance Offic

WHAT WILL YOU DO? * Conduct testing across the CUSO/IHC, inclusive of the testing of controls and adherence to regulatory requirements * Perform research on regulatory requirements and business controls to determine optimal approach to testing while employing a risk-based approach * Lead reviews an

This role reports directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team. We are seeking a talented individual to join our Compliance team at Mercer. This position plays a critical role in developing and administering our portfolio an

Perform research on regulatory requirements and business controls to determine optimal approach to testing while employing a risk-based approach * Lead reviews and guide other testers, but may also assist other team members with completing reviews and/or portions of testing * Document conclusion

Depth & Scope: * Oversees/contributes to the direction of TDBG compliance programs, ensuring alignment with corporate philosophy and strategic direction while protecting the reputation of the Bank * Assesses risks and recommends policy and/or action based on internal and external industry developme

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - FIC Macro Compliance - Vice President Job ID:R0408908 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-10-08 Location: New York.

Oversee remediation of gaps identified in the testing process * Build relationships with key stakeholders globally * Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance * Develop Testing and Monitoring metrics, and contribute to department reporting * Support i

The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will perform the following job responsibilities, which include and are not limited to: * Work closely with the Deputy Director to ensure agency accountability and

The Compliance Manager - Privacy Officer will be responsible for the effective operation of the Firm's enterprise-wide Privacy Program (the "Program"). Reporting to the Co-Head of Core Compliance, the Privacy Officer will provide subject matter expertise and will lead a team responsible for the effe

About the Role: The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational

Job Description: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Comp

Date: Jan 2, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. Serve as a compliance resource and SME (subject matter e

Public Sector Compliance Officer to lead and support compliance efforts across all IBM business activities involving U. State and Local Government Contracting Compliance * Oversee compliance with state and local government contracting regulations, including: * Gifts and amenities policies * Lobbyin

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage pl

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. If you aim high, the sky is the limit! This Compliance Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance. With a focus on Process Testing a

The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance d

We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloombergs Data and Pricing products and services. The Global Compliance team within Bloombergs Legal & Compliance Department provides coverage a

Immediate need for a talented AVP-Compliance Officer.

We are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead our global compliance and regulatory strategy. Design, implement, and maintain robust compliance frameworks aligned with local and international standards. Oversee monitoring, testing, and reporting systems to

Compliance Officer, Whole Loans Trading and Securitization Compliance. The role also involves monitoring and surveillance of controls, supervision, and other compliance-related matters typical of a large global investment bank. Provide regulatory/compliance training; assist the Business in implement

Immediate need for a talented AVP-Compliance Officer.

The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering U. For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred. COMPLIANCE OFFICER

Compliance tester may also support issue validation as well as other initiatives aimed at enhancing the overall Compliance Testing Program. Provides ideas for the enhancement of the Program by leveraging Compliance Advisory team members, Compliance Practices and Assurance team members, Business Part

We are looking for a Senior Compliance Officer to join our Compliance Team. Serve as a compliance resource and SME (subject matter expert) to business units, internal team members, and management providing a range of support and analysis on regulatory compliance requirements, issues, and/or best pra

Seeking a candidate who will help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures.The individual will work closely with members of the GSAM distribution, product, and marketing teams.He/she will also interact with o

We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloomberg's Data and Pricing products and services. Compliance Officer - Data, Research and Analytics. The Global Compliance team within Bloomber

Ensure full compliance with federal and state Medicaid and HCBS regulations. Monitor and investigate incidents, billing practices, and staff compliance. Train staff on compliance standards, procedures, and regulatory updates.

Our Data Privacy Compliance team also leads the data compliance programs and related assessments, assists with systems due diligence and transaction monitoring, and develops internal policies and procedures. Data Compliance Officer - 12 Month contract. The Data Privacy Compliance and Chief Risk Offi

The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible for overseeing the organization's compliance framework on a part-time or contract basis. Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer. Identify compliance ri

Head of Governance & Conduct Compliance Officer. International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". Enhance awareness and adoption of the compliance standards across the Bank.

The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities, which include and are not limited to:. Work closely with the Deputy Director to ensure agency accountability and co