Compliance officer jobs in Passaic, New Jersey - Page 6Create job alerts

Train staff on compliance standards, procedures, and regulatory updates. Strong understanding of Medicaid regulations, HIPAA, and state-specific compliance standards. Ensure full compliance with federal and state Medicaid and HCBS regulations.

We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloomberg's Data and Pricing products and services. The role will involve close partnership with business stakeholders to provide compliance and

The Senior Compliance Officer will assist the US compliance team in all aspects of the compliance program for an SEC registered adviser. Additionally, the Senior Compliance Officer will work on global regulatory topics within the framework of the Ardian compliance team. Prepare regulatory filings, a

Support Compliance in maintaining documentation for annual certifications regarding data compliance and reporting to relevant governance bodies;. Our Data Privacy Compliance team also leads the data compliance programs and related assessments, assists with systems due diligence and transaction monit

This Lead Financial Officer (LFO) role has responsibility for Global Legal & Affairs & Compliance (GLAC) and Internal Audit (IA). Lead Financial Officer: Global Legal Affairs & Compliance and Internal Audit. Managing critical stakeholder relationships, including the Corporate Secretary, Chief Audito

The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering U. For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred. COMPLIANCE OFFICER

Mercer is looking to hire an experienced Compliance Officer to join our team in one of the following locations: New York City, Boston, St. You will be responsible for providing advisory compliance guidance regarding commercial activities that encompass both a broker-dealer and registered investment

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. If you aim high, the sky is the limit! This Compliance Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance. With a focus on Process Testing a

The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance d

Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures. Compliance Leadership: Dive into the firms policies and procedures and make suggestions to enhance the documentation of procedures and testing of reports. Stay up to date wit

Public Sector Compliance Officer. Advise leadership on compliance risks, regulatory changes, and best practices with a focus on compliance and business operations. Oversee compliance with state and local government contracting regulations, including:.

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing:.

Prior experience serving as a Chief Compliance Officer or senior compliance leader at a full-service broker-dealer or investment bank. The Chief Compliance Officer is responsible for the overall design, execution, and oversight of the firm's enterprise-wide Compliance Program. Lead firm-wide complia

Compliance Tester leads and conducts independent compliance reviews for the U. Compliance tester may also support issue validation as well as other initiatives aimed at enhancing the overall Compliance Testing Program. Provides ideas for the enhancement of the Program by leveraging Compliance Adviso

Head of Governance & Conduct Compliance Officer. International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". Supervise the Compliance governance framework.

Compliance Officer, Whole Loans Trading and Securitization Compliance. Relevant experience providing compliance or legal coverage to a sales or trading desk at a broker/dealer working on or providing trade/sales support to such a desk. The role also involves monitoring and surveillance of controls,

Seeking a candidate who will help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures.The individual will work closely with members of the GSAM distribution, product, and marketing teams.He/she will also interact with o

We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloombergs Data and Pricing products and services. The Global Compliance team within Bloombergs Legal & Compliance Department provides coverage a

Immediate need for a talented AVP-Compliance Officer.

The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible for overseeing the organization's compliance framework on a part-time or contract basis. Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer. Oversee and manage com

Co-Chief Compliance Officer Insurance - Director. Lead enterprise-wide risk assessments to identify and address areas of potential compliance vulnerability. Support due diligence and compliance integration related to M&A and portfolio activities.

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage pl

We are looking for a Senior Compliance Officer to join our Compliance Team. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activi

Develop training materials and deliver presentations to agency partners and stakeholders regarding regulatory obligations and best practices related to M/WBE compliance. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president.

We are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead our global compliance and regulatory strategy. Compliance Strategy & Oversight. Advise the CEO and Board on regulatory risk appetite and compliance performance.

LMU's labor compliance officers analyze payroll records and make field visits to affordable housing construction sites to establish contact with laborers and mechanics in the course of performing investigations for wage theft and other labor law violations. Labor compliance officers are required to

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Work closely with other support functions and the business areas to support

Natixis CIB Americas Compliance is seeking a Compliance Officer to support the CIB Americas Control Room and Compliance Department. The Compliance Officer will collaborate closely with the Head of Control Room, the Advisory team, and Front Office staff in Investment Banking, while ensuring complianc

The primary focus will be to assist the Compliance Department with leading the expert network review process and providing compliance oversight to investment and non-investment staff in our US offices. In the role of Compliance Officer, Lead Expert Networks the employee will be responsible for the f

As a Regulatory Strategy Senior Officer (Associate) in the Firmwide Regulatory Strategy team, you will support the coordination and management of regulatory examinations and ongoing monitoring engagements across the firm. You will play a vital role in ensuring effective regulatory interactions and c

The Chief Compliance Officer is responsible for the overall design, execution, and oversight of the firm’s enterprise-wide Compliance Program. Prior experience serving as a Chief Compliance Officer or senior compliance leader at a full-service broker-dealer or investment bank. Lead firm-wide compl

Build and maintain effective relationships with Risk, Compliance, Business, Operations, Finance, Technology, Control Management, Legal, and Internal Audit teams. Minimum 2 years of experience in risk management, compliance, regulatory affairs, or related field. Experience supporting regulatory exami

The Senior Vice President, Global Chief Compliance Officer (Global CCO) is RGA's most senior compliance executive and a key member of the Global Law & Compliance leadership team. Senior Vice President, Global Chief Compliance Officer. Maintain an objective, independent compliance function that integ

The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will perform the following job responsibilities, which include and are not limited to:. Work closely with the Deputy Director to ensure agency accountability and com

Co-Chief Compliance Officer Insurance - Director. Lead enterprise-wide risk assessments to identify and address areas of potential compliance vulnerability. Support due diligence and compliance integration related to M&A and portfolio activities.

Reporting to the General Counsel, the Chief Compliance Officer (CCO) will lead Sprinklr's global compliance program and serve as a key member of the legal leadership team. Sprinklr Chief Compliance Officer. Deliver high quality training, nurture and protect an open-reporting culture, and oversee the

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. If you aim high, the sky is the limit! This Compliance Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance. With a focus on Process Testing a

Analyze compliance alerts using knowledge of investment guidelines, regulations, compliance systems, and internal policies to deliver accurate and timely decisions. The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities w

The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ("CPAD") and provides compliance advice, guidance, and credible challenge to SMBC's businesses and support functions in the Americas Division. Coordinating compliance policy & procedure reviews, updates and

A financial services firm in New York is seeking a Deputy Chief Legal Officer to manage its investments and support compliance activities. Responsibilities include overseeing legal compliance, negotiating contracts, and collaborating with teams to ensure strategic investment operations.

As a Compliance Officer, you will be responsible for providing advisory compliance guidance; managing the firms regulatory filings across multiple regulatory bodies (e. Mercer is looking to hire an experienced Compliance Officer to join our team in one of the following locations: New York City, Bost

Compliance Officer Operations & Regulatory Reporting Oversight. The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection.

This hybrid Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the F

The Privacy Compliance Coverage Officer will focus on assisting with the management of the privacy program's including risks and controls assessments, monitoring and testing, training, policies and procedures, advice and guidance, and governance activities for key meetings. The Privacy Compliance Co

Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading FIC Macro Compliance. Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading FIC Macro Compliance. You will provide business compliance coverage for the Fixed Income and Currencies (FIC) Macro Sales

We are now seeking a senior compliance officer within the team to execute and enhance the compliance program, and aid the business to comply with applicable laws, regulations, and Firm policies and procedures. Conducting monitoring activities as part of second line oversight of the business' complia

The incumbent will report to the Deputy Director, Compliance, and with wide latitude for independent judgment will perform the following job responsibilities, which include and are not limited to:. Work closely with the Deputy Director to ensure agency accountability and compliance with New York Cit

We are looking for a Compliance Officer who will be the Company's first dedicated compliance role, expected to make a significant impact on building out and implementing a comprehensive compliance framework. Conducting research with respect to compliance and regulatory issues; developing new complia