Dealer jobs in Newark, NJ - Page 4Create job alerts

Serves as key function/business/product compliance advisor for the Compliance Department responsible for establishing internal strategies, policies, procedures, processes, and programs to comply with U. Swap Dealer Compliance Program, among other duties.

Job Description Client Services Associate Job Description We are seeking a proven and seasoned Client Service Associate to provide support and assistance to financial advisors of Dominari Securities LLC, a dual-registered Broker-Dealer and Registered Investment Advisor. This role is a combina...

Job Description About Daiwa Capital Markets America Inc.: Incorporated in 1964, Daiwa Capital Markets America Inc. (“DCMA”) is a New York-based registered securities broker-dealer, a futures commission merchant, a primary dealer of U.S. Treasury securities, and a member of the New York Stock Exc...

Job Description Who We Are: Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities bro...

Job Description Dealer Support (Customer Service) Manager East Orange, NJ 120–150K Company Overview • We are a fast-growing manufacturer and distributor of high-demand, design-focused home improvement products. Our network of dealers and distributors spans across the U.S., and we take pride ...

Job Description The CSR/Inside Sales Representative sells the organization’s products and services for prospective and established customers. Whether face to face, on the phone or through email or fax, the CSR handles customers’ needs by finding out what they need, answering questions, creating s...

Job Description Summary A Scoreboard & Display Specialist will work directly with dealers, sales managers, and territory managers to create relationships with decision makers in the education industry (i.e. collegiate, high school, secondary schools), park & recreation market and professional sp...

Job Description About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around inn...

Job Description: Pay Range: $51hr - $56hr 8 to 12 years of experience working in a role spanning from front office to back office including finance and risk.Experience working with client systems Finpro/ BPS/ Impact (Preferred).Experience working with various broker/dealer products securities pro...

Proven ability to draft and implement detailed supervisory policies and procedures to ensure compliance with both internal standards and external regulations. Acutely aware of regulatory expectations in highly supervised environments and experienced in identifying and managing compliance and oper...

Internal Sales Desk Representative. The MSIM Alternatives distribution team seeks an independent, self-motivated individual for the Internal Sales Desk to focus on MSIM Alternative Investments business development across the Wirehouse & Broker Dealer Channel. Partner and support the Alternative I...

Senior Sales Relationship Manager. We are seeking a Senior Sales Relationship Manager to help cover US rates. Be viewed as a team leader and provide mentorship to Sales Relationship Managers.

Qualifications Required: + 10+ years of experience in a financial services organization (preferably a bank, capital markets organization or broker-dealer), regulatory agency, or consulting firm with a clear record of expertise, accomplishment, and impact + Deep experience in enterprise r

Minimum 5 years of experience in Broker Dealer Regulatory Reporting. Broker Dealer Regulatory Reporting Manager. This job is responsible for reviewing of Broker Dealer (B/D) Regulatory Reporting returns for U.

Manage, mentor, and develop the existing Broker Dealer Operations team. Track and report on Broker Dealer Operations KPIs to the Flourish executive team. Build, maintain, and evolve Broker Dealer Operations processes to streamline core tasks, improve efficiency, and reduce mistakes.

Meets FINRA requirements to retain SIE, Series 6 and 63 registrations, including but not limited to: annual training, understanding and complying with required reporting, and staying current on FINRA and broker dealer policies and procedures. You will report 5 days in-office during the first 6 mo...

The Regional Consultant's primary responsibilities are to drive fundraising results across Apollo's perpetual product suite, with a focus on the Registered Investment Advisor (RIA) and Independent Broker Dealer (IBD) client segment. Drive fundraising across Apollo's perpetual product suite, focus...

Will report to and work closely with the companys Chief Compliance Officer as to issues, problems, and sales practice. Compliance Officer - Options/Equity Trading. Compliance experience with a Broker-Dealer or an Investment Adviser / Broker-Dealer, Compliance Consulting firm, or Bank.

Automotive Service Director – Multi-Franchise Dealer Group – Brooklyn, NY.

The Sales Associate will make sales calls to end-users that are not currently buying from Nilfisk, support our dealers with equipment demonstrations, support the Regional Managers at open houses and trade shows, and even sell directly to some end-users that are not buying through a Nilfisk dealer...

Morgan Chase, we have an enthusiasm for helping our clients, taking care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Morgan Securities LLC (JPMS), a registered broker-dealer and investmen...

Job Description CarGuys Inc. -America’s #1 Automotive Recruiter If you are looking for a new career in the car Biz CarGuys Inc. is the go-to company to assist you. We work with dealerships that are looking to hire, all across the country. Anytime you are looking to find a new career…contact u...

The position requires wide breadth of expertise in various regulatory reporting, especially for broker dealer regulatory reports, as well as experience in managing projects and staff members. Conduct planning, execution of Mizuho's Regulatory Reporting Quality Assurance Program with various regul...

The Non-Certified Technician inspects and services vehicles when they are delivered to the dealer and makes minor repairs or adjustments to place the vehicles in saleable condition.

Partner with global peers on global Legal and Compliance Reviews; provide Compliance and Regulatory Subject Matter Expertise to Business Audit colleagues and peers; and support the other Global and International NFR teams, as needed. Legal and Compliance, broker-dealer and swap dealer compliance)...

Head Bus Enablement And President/CEO, Tc Services. The Head Bus Enablement and President/CEO, Tc Services job leads the strategic efforts to comply with governmental and other regulatory mandates and ongoing supervision and oversight for the organizations Broker-Dealer.

Assisting the Distributor Compliance team in establishing and documenting compliance related policies and procedures pertaining to membership and registration requirements, broker/dealer written supervisory procedures, and other compliance related policies. Compliance Officer works in conjunction...

We are seeking an experienced Operations Director to join our dynamic team within our Broker-Dealer operations.

We are seeking a highly analytical and detail-oriented Broker Dealer Operations Control Associate to join our team. In this role, you will play a critical part in maintaining operational integrity, ensuring compliance with regulatory standards, and mitigating risk within broker-dealer operations....

Prestigious investment firm is seeking a motivated individual to join their Regulatory Reporting team in the Finance and Accounting team in New York. The individual will be responsible for compliance with broker-dealer regulatory reporting requirements, with emphasis on SEC Rule 15c3-1 (net capit...

The Dealer Trade Driver communicates with Sales staff and external customers. Ensure that the vehicle being traded is clean and undamaged before leaving the lot. Do these words describe you? Hate to think about sitting behind a desk all day? Love helping people? If so, apply to our Dealer Trade D...

A growing clearing fintech broker dealer is seeking a compliance officer to further enhance their Reg Sho framework. Maintain, administer, and enhance compliance policies, procedures, and written supervisory procedures (WSPs) related to Reg SHO, particularly Rule 204. Monitor and analyze Reg SHO ...

The RFT supports dealer activities such as demos, site assessments, mapping, installations, monitoring, diagnostics, and repairs in the field. This position reports directly to the Manager of Robotic Field Technicians. Ability to work in the field with a level of autonomy to make correct decision...

Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations.

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Sr Manager, Regional Dealer Sales. The Senior Manager, Regional Sales Dealer reports directly to the Vice President, Sales Dealer.

As Director, Broker Dealer FINOP, you will be responsible for the regulatory financial reporting and compliance for the company's broker dealers. You will focus on the Finance team's reporting infrastructure and make sure the broker dealers unit is equipped to scale and support DriveWealth's grow...

Deep understanding of the Automotive media ecosystem, including OEM/dealer models, Auto path-to-purchase behavior, and seasonal/launch planning cycles. Serve as an internal Auto category expert, collaborating cross-functionally to drive innovation for automotive advertisers. Automotive OEMs (clie...

State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs) to satisfy their regulatory obligations for prime brokerage and security-based swap dealer activities. The Prime Brokerage Compliance Officer will advise internal stake...

Must have experience with the design and administration of advisers, mutual fund and broker-dealer codes of ethics, personal trading, and related policies, as well as working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940. Additionally, the position manages sp...

Provides guidance and sales support for wealth management advisors to incorporate retirement income strategies in their practice. Advisor Coverage: Independent RIA's that support retail clients, Wealth management-oriented Broker Dealer advisors for Insurance Overlays and fee-based annuities. Demo...

Job Description Master Technician / General Motors - McGuire Buick - Little Falls New Jersey Do you thrive in a fast-paced environment? Do problem-solving and customer service get your engine revving? Let your mechanical knowledge, technical expertise and outstanding attitude take your career to...

Job Description Planet Honda, the # Honda dealer in NJ and part of the Lithia & Driveway family of dealerships, is looking for Service Technicians (ALL LEVELS) to join our growing team. This is an exciting opportunity for individuals who have a passion for automotive repair and want to work in a ...

Job Description Field Risk Specialist Position Opportunity! We pay for drive time so candidates must live in the immediate area of either Brooklyn or Queens, NY. This is a Field Based Position so you will not be assigned to a local office About DataScan Headquartered in Alpharetta, Georgia, Dat...

Job Description CarGuys Inc. -America’s #1 Automotive Recruiter If you are looking for a new career in the car Biz CarGuys Inc. is the go-to company to assist you. We work with dealerships that are looking to hire, all across the country. Anytime you are looking to find a new career…contact u...

Job Description Automotive Technicians / Mechanics Wanted! Multiple Positions Available! Light Duty – Full Time Established in 1930, is an award-winning dealership serving GMC clients with high quality customer service. We're looking for energetic, experienced professionals to add to the growing...

Job Description Who We Are: Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more. Our recent Series C funding round brought our total investment to over $170 million, fueling our ambitious vi...

Job Description CarGuys Inc. -America’s #1 Automotive Recruiter If you are looking for a new career in the car Biz CarGuys Inc. is the go-to company to assist you. We work with dealerships that are looking to hire, all across the country. Anytime you are looking to find a new career…contact u...