Cass jobs in London

Our client is a premier Investment Bank, seeking structuring lawyers to support their transition to a more agile and malleable legal department. Lawyers from a global markets background will be considered, and mid-level and senior derivatives and/or structured products experience would be benefic...

Gresham Hunt has been mandated by our financial services client to find a new Compliance Officer, with a specific focus on services towards buy-side institutions. You will be responsible for advising key stakeholders on regulatory requirements, with a specific focus on CASS compliance. Sitting in...

📣 URGENT CONTRACT ROLE - START ASAP - INSIDE IR35 - HYBRID/LONDON 📣 Head of Safeguarding 📣 Skills required: - 7+ years of either treasury, finance, regulatory or risk related experience - Strong understanding of protection/custodianship of customer assets and related regulatory framework...

CASS Lead (CASS 5) Insurance 12 month FTC £110,000-125,000 PA Start ASAP I am working with a growing insurer that is looking for a CASS Lead to support the organisation and their multiple entities with ensuring that the business is compliant with FCA regulations, as well as streamlining proce...

JCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇 Role Responsibilities Include Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the busines...

Role Overview: The CASS Compliance Manager will be responsible for ensuring that the firm adheres to the FCA’s Client Assets Sourcebook (CASS) regulations. This role demands a professional with significant experience in managing and overseeing client assets, ensuring full compliance with regulato...

📣 URGENT CONTRACT ROLE - START ASAP - INSIDE IR35 - HYBRID/LONDON 📣 Looking for a Head of Safeguarding with 7+ years of experience in treasury, finance, regulatory, or risk. Must have a strong grasp of customer asset protection and related regulatory frameworks. Key Skills: - Communication ...

They are a leading Investment Manager who are looking to add a new member to there team due to expansion. ...

We are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function. This role will have a true generalist nature to it, so will require an individual comfortable working ...

To assist area Management in the running of the Dept. in the Reconciliation Head of Department absence. * To become more involved in the CASS regulatory & Operational Risk requirements of the Group

If you're searching for a unique challenge, in a fast-paced and collaborative environment, this is ... ACA /ACCA/ ICAS qualified or overseas equivalent. * Previous experience of managing and coaching ...

Experience with a Broker, Underwriter, or bureaux in a similar role. * Proficient in multi-currency ... Knowledge of internal CASS procedures (FCA Client monies handling), Best Practice Manual, and Money ...

Budgeting and forecasting, partnering and communicating to Heads' of / MDs * Assist with the UK Reg reporting and CASS * Ad hoc projects, continual process improvement and automation Application ...

... Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus ... Understanding benchmarks KPI/KRI that are in place and performing daily/weekly checks to monitor ...

... Markets & Securities Services Compliance team in London. This full-time Compliance Manager role ... institutes, Auditors, or Consultancies * Client Assets Compliance subject matter expertise ...

Conduct daily basic CASS review operation in accordance with established "policies'. Clearing Settlement Administrator - The Skills You'll Need to Succeed: * Mandarin and English fluent * Solid ...

Focus on continuous improvement, identifying and acting upon opportunities to enhance compliance, efficiency, and client service in all CASS-related activities and for new product launches * Ensure ...

Our client, a leading digital mortgage and savings FinTech, is seeking a Client Asset Lead to play a pivotal role in safeguarding customers' money and assets. Some responsibilities: * Ensure ...

... Analyst. Looking to hire an Operations specialist who has experience of running Client Money and ... responses to consultations and implement the necessary changes to CASS policies, procedures ...

After over 50 years in business, SEI remains a leading global provider of investment processing, investment management and investment operations solutions. CASS Audit experience, Audit of Investment Banks or Investment Management Firms would be beneficial. SEI is seeking to hire a CASS Oversight ...

Advising management and corporate functions on legal and regulatory requirements across a broad spectrum of topics, including governance, outsourcing, data protection, AML, the UK Senior Managers and Certification Regime, and CASS. Reviewing corporate policies and procedures to ensure that they m...

This role reports to the Group Senior CRM Manager and will enable you to work closely with multiple departments and grow out Cass Arts CRM capabilities and learn quickly in a fast-paced environment. You will be at the heart of our Cass Arts Marketing activities, creatively communicating with our ...

At Quilter we never stand still.Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve.Our business is transfor...

Assist in the review of Head Office regulatory reporting. Assist in the updating of regulatory reporting controls. Prepare CASS Reporting and Reconciliations in accordance with CASS Handbook. Prepare other Financial Reporting to FCA. ...