Bank compliance jobs in New York, NY - Page 6Create job alerts

Investment bank located in Midtown Manhattan looking to bring on board an “VP Investment Banking Compliance Coverage Officer” to join their team. Identify and prioritize regulatory and compliance risks associated with Capital Markets, align, and execute the Capital Markets compliance program, and...

Large international investment bank located in Midtown, Manhattan looking to bring on board a “VP Compliance Monitoring” to join their team. Execution of the Compliance Monitoring Program. Assist with the day-to-day operations of the Compliance Monitoring Program. Support development of the Annua...

Serve as the Subject Matter Expert on Corporate Compliance topics to internal stakeholders, providing input into the Corporate Compliance Risk Assessment, New Product Approval Process, Compliance Monitoring and Testing, and Corporate Compliance Training. Global commercial bank located in Midtown ...

Assist with various monthly financial closing activities, procedures, journal entries and account reconciliations to support our financial close process, while ensuring compliance with US GAAP.Prepare monthly bank reconciliations.Analyze expenses to ensure they are recorded appropriately on a mon...

As an independent control function and part of the firm's second line of defense,pliance assesses the firm'spliance, regulatory and reputational risk; monitors forpliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts ...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and trainin...

This position will work directly with the Advisory Team, the first line of defense (“1LOD”) as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC including, but not limited to Federal Reserve Ac...

Investment bank located in Midtown Manhattan looking to bring on board an “VP Investment Banking Compliance Coverage Officer” to join their team. Identify and prioritize regulatory and compliance risks associated with Capital Markets, align, and execute the Capital Markets compliance program, and...

We are seeking a Compliance Analyst for a direct hire employee role with our client in midtown, New York City. Compliance Analyst/Officer from a global bank, ACAMS Certification preferred. Ensure compliance with the Bank Secrecy Act, USA Patriot Act, OFAC Sanctions Programs, Identity Theft and ot...

An International Investment Bank, located in Midtown New York is looking for an experienced Business Analyst. The ideal Business Analyst will have 5-10 years in Compliance and be familiar with Foreign Banking Regulatory Reporting, Dodd-Frank Regulations, FINRA and TIC reports. ...

We are proactivelybuilding a data bank for opportunities in these fields.By applyingyou ensure our recruiters can quickly match you with suitable roleswhen theyarise.You will be responsible for advising on dealstructures conducting due diligence negotiating agreements andensuring compliance with ...

International retail bank located in Midtown Manhattan looking to bring on board a “CRA/Consumer Compliance Officer” to join their team. Ensure that the Consumer Compliance Program, BSA/AML & OFAC Program and Corporate Compliance Program appropriately address regulatory risk relative to the Bank’...

Known as the “bank of banks” - % of the world’s top banks work with us as we lead and serve our customers into the new era of digital. We’re seeking a future team member for the role of VP, ETF ADVISOR COMPLIANCE to join our Investment Management Compliance team. Conducts fund and adviser-related...

Company Federal Reserve Bank of New York Working at the Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and economies. What we do:  The Compliance Function is an independent advisory...

Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision ....

International bank located in Midtown Manhattan looking to bring on board an “AVP Compliance Officer” to join their team. About 6-7 tests of corporate compliance subjects per year, quarterly 314a. ...

The mission of the Compliance Function is to protect the Bank and serve the public interest by ensuring the Bank adopts sound risk-based compliance controls and by promoting a strong ethical mindset. What we do:  The Compliance Function is a second-line independent advisory and control funct...

Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal Products Group in the Corporate and Investment Bank ("CIB"), including coverage of rules issued by the Municipal Securi...

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates. With primary focus on the Rates business, you will advise on issues (questions, problems, or proposals) related to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and ...

Understanding of the regulatory framework in the United States for banks (including bank holding companies and foreign banking organizations), broker-dealers, future commission merchants, registered investment advisers, swap dealers, and/or security-based swap dealers. Compliance fulfills its mis...

This position will play a key role on the Fair and Responsible Banking Compliance Team by focusing on statistical testing and analysis, data collection and manipulation, and monitoring to detect and mitigate fair lending and UDAAP risk, in addition to ensuring the Bank is meeting its Community Re...

Job Description The pay for this position is $28.36-$28.85 per hour. HGV Now Offers Day One Team Member Benefits! The Specialist RO Business Operations is responsible for reviewing accounting activities of all aspects of resorts, home owners associations, rentals and retail for New York Propert...