Compliance manager jobs in Jersey City, NJ - Page 2Create job alerts

We are looking for an experienced Technical Program Manager to join our Governance, Risk and Compliance (GRC) team. ...

Assist the Front Office Manager in managing the Front Office operations to achieve customer satisfaction, quality service and compliance with corporate/franchise policies and procedures while meeting/exceeding financial goals. Monitor and maintain the front office systems and equipment to ensure ...

Oversee and review Marketing/PR/Branding materials to ensure compliance with relevant laws, company policies, and regulations set by FINRA and the SEC. Possess a strong business-supporting mindset, clearly guiding and explaining the necessary modifications to advertisements, and helping the marke...

We are looking for a highly skilled Payroll Manager to oversee our payroll functions. Oversee payroll controls and reconcile payroll data. The ideal candidate will have extensive experience in payroll administration. Additionally, you will be responsible for maintaining compliance, streamlining p...

Possess a strong business-supporting mindset, clearly guiding and explaining the necessary modifications to advertisements, and helping the marketing department understand compliance standards. Evaluate and improve departmental policies and procedures, and propose recommendations to enhance the c...

As a Manager of Software Engineering at JPMorgan Chase within the Digital Private Markets, Aumni business, you lead multiple teams and manage day-to-day implementation activities by identifying and escalating issues and ensuring your team’s work adheres to compliance standards, business requireme...

Maintaining Compliance: Ensuring that all ETF operations comply with regulatory requirements and internal policies, such as reporting obligations and trading restrictions. * Risk Management

The Director will lead a team, including a risk analyst and project manager, to monitor and manage risk exposure while ensuring the organization meets compliance requirements. This role focuses on ...

Perform daily management responsibilities in complying with the branch's Sanctions/ Watch lists and OFAC Program ("OFAC"). Direct a team of BSA/OFAC Compliance professionals who have responsibility ...

Ensuring accuracy, timeliness, and compliance with regulatory requirements (e.g., SEC, DOL). * Data Management: Ability to work collaborate with cross-functional teams to gather, coordinate, and ...

ZARA IS LOOKING FOR A COMPLIANCE MANAGER BASED IN NEW YORK. Started in 1975 in Spain, ZARA today is an internationally known fashion retailer represented in over 88 countries around the world. Our ...

The Manager, Trade Compliance is a member of the team responsible for the classification of the brands skus, maintenance of the HTS and duty in the brand's ERP, liaison with USCBP on issues/request ...

Manage a small team of analysts in the administration of the firm's compliance functions. * Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other monitoring ...

Daily interaction with business management, operations, finance, and risk, providing compliance advice * Maintenance and filing of SEC Forms, including ADV Part 1, Part 2A, Form PF and related ...

Operations Manager - TicketKings Location: Hoboken, NJ Company: TicketKings Job Type: Full-time ... compliance with industry regulations and company policies while navigating a rapidly evolving ...

Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor ... Excellent project management and organizational skills with capability to handle multiple projects ...

Conduct meetings with the Compliance and Legal Departments to review, maintain, and update the firm's written supervisory procedures; * Manage internal and external audits and lead implementation of ...

Hi, This is Carl Rush, Sr. Staffing Manager with iStaff Global Solutions Inc., and I would like to ... AML-related reviews such as FinCEN, OFAC - Monitoring compliance applications for employee personal ...

The ideal candidate will have a strong background in investment compliance and direct experience working with senior stakeholders such as traders and portfolio managers. Key Responsibilities: * Serve ...

Additional duties will include managing/driving Compliance projects, providing stakeholder advice on strategic/new business initiatives, and training staff. Key Stakeholders Business stakeholders ...

Manage the preparation and submission of regulatory filings and reports, ensuring accuracy and timeliness in compliance with industry regulations. * Risk Management: Identify and assess potential ...

Through fundamental credit analysis and active portfolio management, Octagon's investment team ... We are looking for an experienced compliance professional who will take on an integral role in ...

... management and staff so that they may conduct their business in conformance with regulatory ... Compliance program. • Escalates regulatory concerns and other significant matters to their ...

Looking for strong manager and leader to manage locations and grow with us. Why Choose Drivo Rent A ... Budget Compliance: Ensure all departments meet or exceed budgeted numbers d Qualifications