Are you a business? Hire compliance officer candidates in Newark, NJ
Chief Compliance Officer - Mortgages Our client, a global Fin-Tech who specialize in Mortgage Securitization and Servicing is seeking to hire a Chief Compliance Officer to provide Compliance ...
The CFO will be a key member of the Executive Leadership Team and will be responsible for leading ... Ensure compliance with accounting standards and regulations. • Manage and oversee annual ...
The Deputy Compliance Officer will also play a key role in ensuring that our company operates in compliance with all applicable laws, regulations, and policies. Job Description: * Policy Development ...
You will assume the Chief Compliance Officer role for our Broker-Dealer and ATS. Our BD executes trades and offerings of private shares and does not manage client assets. The ideal candidate will ...
Your new role As our Senior Information Security Compliance Officer, you will be part of our Information Security team, overseeing our InfoSec compliance requirements. This role partners with several ...
The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations
Chief Financial Officer (CFO) Newark, (with some travel to Bklyn & Long Island) 250k - 400k ... Maintain the financial standing of the company, ensuring compliance with all financial regulations ...
Corporate Compliance * As a member of the executive team the CCPO informs, educates, and champions ... Follows obligation and empowerment to report directly to the Board of Directors if the CEO is ...
Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's Investment Management Division/Trust Department and ...
ABOUT THE ROLE YieldStreet is looking for a Compliance Associate to work with and report to the Chief Compliance Officer. In this role you will assist with the oversight of an SEC registered ...
The CFO must be well-versed in all aspects of financial management ranging from simple accounting ... maintain compliance with our liquidity covenants and meet organizational operational needs. * In ...
Executive Reports to: CEO Position Overview: We are looking for a dynamic CFO who will be ... Maintain compliance with Sarbanes-Oxley (SOX) requirements and other relevant regulations. 4. ...
As the COO, you will play a critical role in driving the growth and success of our client by ... Ensure compliance with all applicable industry regulations and legal requirements. * Identify and ...
The Chief Operating Officer will lead in the strategic ideation, development, and implementation of ... Assessing and mitigating operational risks, ensuring compliance with regulations and industry ...
Provide strategic financial leadership and guidance to the CFO and senior management team ... Ensure timely and accurate compliance with all regulatory requirements, including HIPAA, GAAP, and ...
Legal Compliance: Staying on top of federal, state, and local legal requirements is a crucial ... , Board of Directors, and other management team members. Your financial insights will be ...
As Chief Financial Officer (CFO) at Programmer Force, you will hold a critical executive role ... compliance with applicable laws and regulations. * Direct fundraising initiatives and capital ...
Knowledge of regulatory requirements and compliance * Ability to work under pressure, plan personal workload effectively, and delegate tasks * Excellent communication skills, including the ability to ...
We are seeking a motivated and detail-oriented Loan Officer to join our team. The ideal candidate ... Compliance: Stay up-to-date with industry regulations and company policies to ensure all loan ...
The CIO will be responsible for overseeing the overall technology strategy, IT operations, and ... Ensure compliance with data privacy regulations (GDPR, CCPA) and industry standards through ...
Consumer Regulatory Compliance Officer located onsite in Manhattan with a foreign bank Base salary $100-135K based on experience and skills Required Education and Experience: BA or BS required. A ...
The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to provide consultation and oversight to manage and anticipate enterprise-level and business segment ...
Member Surveillance Officer New York (Hybrid) Salary Range: $160,000 - $180,000 Responsible for ... Governance • Ensure the integrity and accuracy of lending data. • Ensure compliance with FHLB ...
CHIEF DEVELOPMENT OFFICER Organization Mission: Oliver Scholars prepares high-achieving Black and ... Ensure departmental compliance with Oliver's data management procedures and processes; * Work in ...