Compliance officer jobs in North Bergen, New Jersey - Page 3Create job alerts

Maintain understanding of laws and regulations, enforcement actions and evolving practices relevant to pharmaceutical compliance and works with CCO to make updates to Compliance program as appropriate. Assist Chief Compliance Officer, North America (CCO), with the design, implementation, oversight,

Co-Chief Compliance Officer Insurance - Director. Collaborate with the investment team to monitor compliance with trust/portfolio investment guidelines, risk limits, private equity ownership constraints and conflicts of interest. Oversee compliance protocols for pre and post transaction investment m

For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred. Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance ri

The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible for overseeing the organization's compliance framework on a part-time or contract basis. Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer. Familiarity with nonpr

Seeking a candidate who will help conduct reviews of marketing materials to ensure conformance with US regulatory requirements as well as firm policies and procedures.The individual will work closely with members of the GSAM distribution, product, and marketing teams.He/she will also interact with o

Please review the job description below and contact me ASAP if you are interested.Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location).Timely review and analysis of regulatory developments includi

The Compliance team seeks a junior compliance officer whose duties will include:. Supervise compliance with laws, regulations, compliance manuals and code of ethics requirements with focus on staff and operations based in North America. The CFM Legal & Compliance team is involved in complex projects

SEC-registered investment adviser compliance program.This individual will work closely with the Compliance team and support the Chief Compliance Officer in the design, implementation, and monitoring of the firm-wide compliance processes that support a culture of integrity, transparency, and operatio

Chief Compliance Officer at compliance@touro. Touro University offers a comprehensive benefits package for full-time employees which includes:. Touro University Tuition Exemption Program for eligible employees, their spouse and dependent children.

Under the leadership of the Chief Compliance and Regulatory Officer, the Compliance Department is comprised of functionally and business-aligned teams that operate collaboratively based on the Firm's overall structure: Investment Adviser Compliance, which oversees implementation of global policies a

The Financial Aid Advisor (also known as the Financial Aid Officer) is responsible for managing and processing financial aid documentation for students, ensuring compliance with federal, state, and institutional regulations. This role involves evaluating financial aid applications, providing guidanc

The CFO will serve on the schools network leadership team and be a collaborative partner to the Chief Executive Officer (CEO) as well as a strategist across departments who mitigates risk, ensures compliance, and develops and implements policies and procedures to meet CIPs financial objectives.

Maintain understanding of laws and regulations, enforcement actions and evolving practices relevant to pharmaceutical compliance and works with CCO to make updates to Compliance program as appropriate. Assist Chief Compliance Officer, North America (CCO), with the design, implementation, oversight,

Assist Chief Compliance Officer, North America (CCO), with the design, implementation, oversight, and enforcement of policies and practices to ensure corporate compliance with regulatory requirements relevant to pharmaceutical manufacturers in the United States and Canada. Maintain understanding of

Prefer major in Finance or Legal related. The Compliance Intern is going to support and assist the BSA Officer (team).

Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team.The team is responsible for all legal and compliance matters for the Firm.The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of our

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage pl

Natixis CIB Americas Compliance is seeking a Compliance Officer to support the CIB Americas Control Room and Compliance Department. The Compliance Officer will collaborate closely with the Head of Control Room, the Advisory team, and Front Office staff in Investment Banking, while ensuring complianc

The primary focus will be to assist the Compliance Department with leading the expert network review process and providing compliance oversight to investment and non-investment staff in our US offices. In the role of Compliance Officer, Lead Expert Networks the employee will be responsible for the f

Serve as a compliance resource and SME (subject matter expert) to business units, internal team members, and management providing a range of support and analysis on regulatory compliance requirements, issues, and/or best practices, including the provision of guidance in the design, development and/o

We are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead our global compliance and regulatory strategy.

The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communi

Head of Governance & Conduct Compliance Officer. International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". Enhance awareness and adoption of the compliance standards across the Bank.

Review marketing and sales content in an effort to confirm adherence to Mercer standards and regulatory requirements. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies.

Reporting to the Chief Compliance Officer, you will partner with trading, risk, and technology to strengthen the firm's compliance program across products and markets. You will contribute to monitoring, surveillance, policy development, training, regulatory inquiries, reporting, and business advisor

This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate Compliance Program. An international bank is seeking a compliance analyst. Key responsibilities include monitoring f

President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training committee

In-depth understanding of labor relations processes, including disciplinary steps and City labor relations. The Director of Labor and Employee Relations will report to the Deputy Chief People Officer of Compliance, Payroll & Labor Relations and will be part of a dynamic, service-oriented team respon

The Global Data Protection Office is accountable for advising on and monitoring compliance with the applicable global data protection laws. Experience advising on compliance with data protection laws and privacy requirements. Associate Data Protection Officer, Product Advisory.

Compliance Officer- Associate/Vice President. Compliance Officer- Associate/Vice President. Associate/Vice President - Compliance Officer.

The ideal candidate will have strong regulatory knowledge and experience of working with data and pricing products, including market data, pricing data, valuation practices, and data analytics. We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a par

A growing healthcare organization is seeking an experienced.Home and Community-Based Services (HCBS).This role is critical in ensuring the organization adheres to all Medicaid and HCBS regulations while maintaining the highest standards of quality and accountability.Ensure full compliance with feder

Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. Draft, review, and edit official documents, including memoranda, policy guidance, interagency advisories, and compliance directives. Track administrative decisions and

The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division, as a subject matter expert and process owner. Director, Head Of Registrations. Chief Compliance Officer, SMBC Americas Division Head of Ethics

As Chief Information Security Officer, you will be responsible for leading and strengthening the company's entire security function across four key domains: Governance, Risk & Compliance, Offensive Security, Defensive Security, and Security Engineering & Architecture. Chief Information Security Offi

At Check, we make paying people simple. Serve as Check's BSA Compliance Officer, owning and updating the BSA/AML and sanctions program, including drafting policies and procedures, building controls for KYC, investigating suspicious activity, filing SARs, transaction monitoring, team training, and an

Offer regular review and challenge on new and existing regulatory requirements via the firm's testing, monitoring facilities and working alongside the compliance testing function. This non-officer Compliance role will assist in performing advisory and challenge functions across the 1st line, with a

The Finance & Operations Analyst plays a key role in driving financial visibility and accountability across the Legal, Compliance, Audit, Risk, and Sustainability (LCARS) functions that report into Verisk's Chief Legal Officer. A major focus for the Analyst will be vendor spend, particularly on outs

General Counsel And Chief Compliance Officer. Qualifications and experience include a law degree from an accredited law school, admission to the New York State Bar, knowledge of New York City real estate development, a minimum of seven years' legal experience as a licensed attorney, five to ten year

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring & Compliance Oversight. Assist with the development of the C

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies an

Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance group in its Global Compliance Department. Assisting in developing and maintaining a robust global compliance program for the Firm's swap and security-based swap dealers, including assisting each applicable Chief Compl

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies an

President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training committee

The Director of Labor and Employee Relations will report to the Deputy Chief People Officer of Compliance, Payroll & Labor Relations and will be part of a dynamic, service-oriented team responsible for developing and executing human capital strategies and initiatives to support the agency. Serves as

Experience in information governance, information life-cycle management, compliance, legal, privacy, or information security. The Cloud Controls Governance (CCG) team, within Risk and Compliance under the Cloud Chief Information Security Officer (CISO) organization, is responsible for establishing a

The Compliance Manager is responsible for supporting the execution of global compliance and privacy initiatives by identifying risks, contributing to solutions, and driving meaningful business impact. This position reports to the Chief Compliance Officer and is part of the Legal and Compliance team

Executive Assistant To The SVP, Chief Legal Officer & Corporate Secretary. Serve as a trusted partner for Suntory Global Spirits' SVP, Chief Legal Officer (CLO) and a key member of the global Legal, Public Affairs and Compliance (LPAC) team, driving operational priorities and providing high-impact a