Fintech compliance jobs in New York, NYCreate job alerts

The Opportunity As an Investment Product Onboarding Associate you will work closely with a variety of internal and external stakeholders—including fund sponsors, Alternative fintech platforms, the internal new business team/operations, and financial advisors on a comprehensive range of offerings...

C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services, fintech, or crypto sectors. As Chief Compliance Officer, you will lead the U. Work closely with Product and BizOps teams to embed compliant but co...

About the Role We are seeking an exceptional leader to serve as the direct support to and extension of the Chief Operating Officer (COO), helping to drive operational excellence across the organization. This role requires a strategic thinker who can both execute the COO's vision and serve as a t...

About Us At Biz2Credit, we look for individuals who are ready to join a dynamic and innovative fintech company on a mission to change the lending landscape for small businesses. Our values of Collaboration, Responsibility, Empowerment, Disruption, Innovation, and Trust guide everything we do,...

A fast growing fintech company dedicated to helping financial institutions prevent fraud is looking to bring on a Senior Product Counsel that will work closely with the company's security, product, engineering data, and compliance teams to support fast pace product development and commercializati...

Head of Compliance Location: Midtown Manhattan (5 days in-office) Overview: A rapidly growing FinTech firm that recently completed a successful Series B fundraising round is seeking their first fully dedicated Head of Compliance. With 38 employees globally (18 in NYC), the firm is registere...

VP of Data Hybrid in NYC (2 days a week in office) Base Salary – up to $275K Our client is an industry-disrupting fintech on a mission to modernize private capital markets through data-driven innovation. As they continue to scale, they’re looking for a VP of Data to build and lead the next ...

About the Company - Our client is an exciting, tech-driven asset manager based in Downtown NYC to find their next Chief Compliance Officer (CCO) — a critical leadership hire as they scale. As Chief Compliance Officer, you'll be the primary point of contact for leading all investment advisory comp...

💼Job Title: Director, Product Compliance & Risk 📍 Location: New York, NY [Hybrid] 💰 Comp: $175k - $225k Base Qualifications: - 7+ years of U.S. compliance experience in fintech. - Hands-on expertise with BaaS and financial partnerships. - Strong ownership mindset; able to lead projec...

The Company Kashable is a fast growing, venture-backed FinTech startup headquartered in NYC. We provide inclusive, socially responsible, low-cost credit to American employees offered as a voluntary benefit through their employer. Kashable has raised nearly $400 million in capital, and has pro...

Job description Position Overview: NewCo Capital Group is seeking a full-time Associate General Counsel to join our team. In this role, you'll play a key part in handling legal matters, offering strategic legal advice, and ensuring compliance with contracts. Additionally, you'll be responsibl...

A large, global company in the E-Commerce and Payments space is seeking a Chief Compliance Officer for their US Payments business to be based in the New York or San Francisco areas for a confidential search. This role is an opportunity to scale the compliance program of a well-funded, stable enti...

Job Description: One of our largest banking clients is looking for a Technical Project Manager to join their Global Client Implementation team within their Treasury Services division. This team is mainly responsible for the project management piece of the Client Enablement space. The Client Enab...

The VP/Director of Fintech Third-Party Risk Management is responsible for overseeing the organization’s third-party risk strategy, ensuring regulatory compliance, and aligning with the company's risk appetite and strategic goals. Lead risk assessments and collaborate with internal teams to unders...

Company Description Longbridge US is a new-generation socially-driven online brokerage firm that aims to provide every investor with better investment tools for U.S. and Hong Kong stocks. Outside of the US, the firm conducts businesses in Singapore, New Zealand, Hong Kong and China. Longbridge i...

Company Description Greenboard is building the “Rippling” for financial compliance and operations. Our goal: enable regulated financial firms to run their back office at a higher standard with half the headcount. We’re starting with financial compliance. Our founding team includes engine...

A rapidly growing FinTech firm that recently completed a successful Series B fundraising round is seeking their first fully dedicated Head of Compliance. Prior compliance experience within a registered investment adviser (RIA), broker-dealer, or FinTech firm.

A fast growing fintech company dedicated to helping financial institutions prevent fraud is looking to bring on a Senior Product Counsel that will work closely with the companys security, product, engineering data, and compliance teams to support fast pace product development and commercializatio...

As Greenboard’s Founding Operations Associate , you’ll be the connective tissue between Sales and Engineering. Greenboard is building the “Rippling” for financial compliance and operations. Customer Success, Implementation, Operations, or Consulting for a B2B SaaS company (fintech or complia

Founding BDR Opportunity | Developer Security SaaS | Backed by Sequoia & Index Ventures Location: NYC (Hudson Square) – 5 days/week in-office Compensation: $65,000 Base / $90,000 OTE + Stock Options Hiring Timeline: Interviewing now – target start within 2-4 weeks About the Company: Scale...

Financial Crimes Compliance at a financial institution, fintech, or consulting firm. Experience developing content for Financial Crimes training modules. It's a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform - and with it, the futu...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Our department ...

The FinTech QA Engineer is responsible for ensuring the quality and reliability of our financial platforms and integrations-including BillingPlatform, Dynamics 365, Salesforce, and Power BI. Familiarity with FinTech regulations, billing models (recurring, usage-based), and compliance requirements...

As Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services, fintech, or crypto sectors. This role is pivotal in building the compliance infrastructure requi...

Our client is a venture-backed fintech company headquartered in the New York area, focused on building modern financial infrastructure for today's digital economy.Their platform simplifies how businesses manage payments, data, and compliance-unlocking speed, transparency, and scale across financi...

This leadership role offers the opportunity to advise on fund distribution strategies, ensure multi-jurisdictional legal compliance, and negotiate key agreements with brokers, placement agents, and FinTech platforms. Stay informed on evolving fund distribution laws and securities regulations, pro...

Job Description Company Overview We are a global fintech leader in securities finance, driving industry transformation through innovative, market-leading technology. Our SaaS solutions and tailored services support financial institutions across every stage of the securities finance lifecycle from...

Job Description Please note this is initially an equity-only, 100% remote, part-time role (6-8 hours PW, flexible). Our client is a cutting-edge technology company that provides scalable, secure, and efficient solutions for cloud computing and data management. They are at the forefront of cybers...

As Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services, fintech, or crypto sectors. Oversee the maintenance of state money transmitter licenses, ensurin...

Fintech banking client is seeking a detail-driven Payroll Specialist to manage accurate and timely payroll processing for a growing workforce of over 800 employees across multiple states. The ideal candidate brings hands-on experience with Workday and ADP Smart Compliance, strong analytical capab...

FinTech transforming corporate credit and payments.

The VP/Director of Fintech Third-Party Risk Management is responsible for overseeing the organization’s third-party risk strategy, ensuring regulatory compliance, and aligning with the companys risk appetite and strategic goals. This role involves leading the development and execution of risk ass...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Preparing or co...

Working knowledge of financial compliance and regulatory considerations affecting digital marketing preferred. We're seeking a Digital Marketing Consultant specializing in SEO content and strategy to drive organic growth and brand visibility for financial and fintech clients. Proven experience wo...

Job Description sFOX is a full-service prime dealer uniting liquidity from over 30 exchanges and OTC desks in one easy-to-manage platform. sFOX's platform provides traders with best execution services from a single account, a single counterparty, and a single workflow — giving traders greater cap...

Job Description About Us:- Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum ha...

Job DescriptionJob Description We are looking for a Subject Matter Expert in cryptocurrency who seeks an exciting, long-term career opportunity at one of the most highly-respected forensic accounting, investigations, and compliance consultancies in the world. This individual has a genuine intere...

Job Description "All candidates must be directly contracted by ASK Consulting on their payroll and cannot be subcontracted. We are unable to provide sponsorship at this moment". Job Title: Product Manager, Product Owner Analyst Location: New York, NY 10004 Duration: 9+ Months Contract (Possibl...

Job Description Company Overview We are a global fintech leader in securities finance, driving industry transformation through innovative, market-leading technology. Our SaaS solutions and tailored services support financial institutions across every stage of the securities finance lifecycle from...

Job DescriptionAbout Prime Prime Financial Technologies is a software company with a mission to accelerate small businesses. At Prime, we harness advanced data science in credit decisioning to simplify and accelerate credit distribution to small and medium-sized businesses. Operating at the cut...

Job Description Integration & Automation Engineer Orange County, NY 100 - 130k Company Overview We're a growing, tech-driven team focused on building smarter systems and streamlined operations. As we expand, we're seeking a talented Integration & Automation Engineer to take ownership of how...

Job Description About Us:- Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum ha...

Job DescriptionCareer Renew is recruiting for one of its clients a Security Admin - this is a fully-remote role and candidates need to be based in N/S America. Over the next 10 years, payment and financial services businesses will upgrade the movement of money and financial assets to blockchain-b...

Job Description Please note this is initially an equity-only, 100% remote, part-time role (6-8 hours PW, flexible). Our client is a cutting-edge technology company that provides scalable, secure, and efficient solutions for cloud computing and data management. They are at the forefront of cybers...

Job Description About the Role A great Client Success Manager (CSM) at InvestCloud is a strategic partner to wealth management firms, private banks, asset managers, and financial advisors, ensuring they maximize the value of InvestCloud’s digital wealth, investment management, and client engagem...

Job DescriptionDescription: About Us At Biz2Credit, we are looking for individuals who are ready to join a dynamic and innovative fintech company on a mission to change the lending landscape for small businesses. Our values of Collaboration, Responsibility, Empowerment, Disruption, Innovation...

Job DescriptionAbout Us Sydecar is on a mission to transform the world of private markets. Our goal is to make these markets more accessible, transparent, and liquid, and we're achieving this by revolutionizing the way investment vehicles are created and executed. At Sydecar, we're not just a pl...

Job Description JOB SUMMARY: CFSB is a full-service payments, lending and banking provider that delivers global financial services through a personal approach. CFSB is seeking a Senior Associate, Office of Foreign Assets Control (OFAC) Senior Analyst I with 4 to 6 years of banking and OFAC sa...