Securities trader jobs in United States

Lord Abbett is looking to add an Equity Trader to analyze and trade cash equities, convertible securities, and equity derivatives across all investment products. Proactively interact with fellow fixed income and equity traders to promote collaboration and market awareness. Shared responsibility i...

Appleton Partners, Inc. is a 100% employee-owned and Boston-based SEC-registered investment advisor offering a variety of high- quality fixed income separately managed account strategies. The Firm has $12.6 billion in assets under management and has seen steady growth since being founded in 1986....

"US citizens and Green Card Holders and those authorized to work in the US are encouraged to apply. We are unable to sponsor H1b candidates at this time.” Role: Senior Trade Support Specialist Location: New York, NY (Onsite) Duration: 9 months contract to possible hire MUST HAVE: Experience with ...

The Securities Optimization team handles all securities lending and collateral management. The GSF Securities Financing Trader must have a strong grasp on the securities lending market, liquidity management, and all Delta One products. The candidate will perform day-to-day activities for the trad...

The trading team executes a high volume of trades in equity, fixed income and option securities for our separately managed accounts, generates and maintains performance data for our clients and ...

Chief Compliance Officer Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based ... Conduct and oversee surveillance for brokerage (including both online deep-discount trading and ...

Collaborate with securities traders to minimize tax exposure * Manage Federal/State/Local audit and notice responses * Monitor new tax legislation and evaluate its impact throughout the firm * Aid ...

... Security, Trade Compliance, and more. This role involves leading and facilitating control self-assessment exercises, conducting internal audits, and collaborating with stakeholders to enhance ...

Execute securities trades and money movement * Proficient in the six areas of financial planning * Collaboration with clients for data collection and financial planning software input * Collaboration ...

Demonstrated understanding of securities markets, securities trade settlement, and other asset-related transactions * Interpersonal skills necessary to maintain effective relationships with clients ...

The Compliance Department at Hilltop Securities Inc. is responsible for detecting, preventing, and ... Provide compliance support for wealth management, fixed income, public finance, equity trading ...

Process trades for security types including equity, preferred stocks, mutual funds, options, futures, and fixed income to ensure that activity is accurately reflected in the company's system

Ensures proper use, storage, and security of tools, equipment, etc. * Adherence with all applicable ... trade - Carpentry, Electrical, Plumbing or HVAC. WORKING CONDITIONS: Usual office-type working ...

... securities, New Issue color, etc.) * Execute portfolio manager generated credit related orders in compliance with trading procedures and portfolio guidelines. * Build relationships with the broker ...

Securities are offered through these regulated entities. * Lime Trading Corp. is an SEC-registered broker-dealer, member of FINRA/SIPC/NFA. For more information, visit

... securities trading and corporate governance policies. * Advises on annual report and shareholder meeting, including managing shareholder proposals. * Assisting in the administration of the Company ...

... securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ... SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. The ...

Reporting to the Vice Presidents of International Affairs and National Security Policy, the Coordinator supports two divisions that are playing a leading role in shaping global trade, defense, and ...

Strong leadership skills with a can-do attitude and ability to make trade-off judgements with data ... of security services on the cloud to prevent cyberattacks. We are constantly innovating ...

Securities and Exchange Commission, U.S. Commodity Futures Trading Commission, and other applicable regulatory agencies. Key Responsibilities * Prepare regulatory filings for affiliated investment ...

Job Purpose: Administer import, export, and supply chain security activities in accordance with ... Act as a mentor to other Trade personnel. This position reports to a Trade Compliance Supervisor

Trade Operations is responsible for timely and accurate processing of all portfolios, securities, and related entity transactions. Specific team functions include cash management, supporting ...

Day to day responsibilities: -Provide trade support for busy credit desk -Provide fail controls and security function for downstream applications -Trade processing into trading system -Trade ...

... all trades, the more well-rounded, the better MUST be personable with great comm/presentation skills for management. Technical environment: Cisco Networking, Rapid7, BMC Remedy ITSM, Barracuda ...