Financial compliance jobs in Newton-le-Willows - Page 6Create job alerts

Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR, Consumer Duty, AML and financial crime regulations. Develop and maintain compliance policies, procedures, manuals and governance documentation. Own and manage the Compliance Monitoring Programme including file reviews

A leading UK-authorised financial services firm is seeking an Associate Compliance and Financial Crime Recruitment Consultant for a 15-month fixed-term contract. This role requires strong experience in financial services law, particularly in-house. Key responsibilities include providing legal suppor

Financial Controller: Reporting & Compliance. Responsible for review and compliance to Sarbanes-Oxley control environment. Responsible for the day-to-day management of UMPG Financial Reporting team; including team meetings, feedback and delegation of work.

A leading trading platform is seeking a Director to lead financial crime compliance initiatives in London. The role demands at least 7 years of experience in financial crime compliance, with responsibilities including framework design, oversight, and team leadership.

A fast-growing tech company in London seeks a Group Financial Controller to establish its finance function. You'll lead core finance operations, including accounts payable/receivable and ensure tax compliance across multiple jurisdictions. With an emphasis on automation and scalability, you will bui

This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting soluti

Our financial audit practice is built on rigorous financial analysis, contract review, and audit methodologies, delivering industry-leading compliance audits designed to provide the highest levels of governance to advertisers over their marketing spend and agency fees. This role will be responsible

A financial services leader is looking for a Director for Financial Crime Compliance to oversee AML and CTF programs, especially in North America. The ideal candidate will manage compliance, conduct risk assessments, and ensure regulatory standards are met.

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

A leading insurance company in Birmingham seeks a Financial Crime Officer to aid in maintaining oversight of financial crime matters. The role involves providing advisory support and ensuring compliance with financial crime regulations. This role offers a unique opportunity to improve financial crim

A leading consulting firm in the UK seeks a Compliance Consultant to support the Head of Compliance in managing financial crime and regulatory compliance across the UK and Europe. This role involves advising on financial crime matters, leading compliance activities, and ensuring adherence to ever-ch

A prominent educational platform in the United Kingdom seeks a Financial Accountant to analyze economic stability and assist in budget decisions. The ideal candidate has over two years of experience in financial accounting, proficiency in Microsoft Office Suite, and holds at least a bachelor's degre

A prominent accountancy and business advisory firm in the United Kingdom is seeking a driven professional to support the Financial Accounting & Compliance Manager. The role involves preparing monthly financial reports, maintaining intercompany accounts, and ensuring IFRS compliance. Candidates shoul

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Persado is at the forefront of helping marketing teams in highly regulated industries—such as banking, insurance, and financial services—manage content with spe

Candidates should have at least 5 years of experience in compliance within financial services and a strong understanding of FCA regulations. A private bank is seeking an experienced Compliance Manager to join their team in London.

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. Ability to manage large scale fund compliance projects involving 2,500+ hours, multiple funds/deliverables, and cross-border teams of 10+ individuals. The team is looking for managers, specifically with US state and l

A respected financial services firm is seeking a Senior IFA Administrator to support Office Managers and Financial Planners. This role involves processing new business, preparing compliance documents, and maintaining accurate client data.

This fully on-site role requires a charismatic finance professional who can lead month-end reporting, prepare statutory financial statements, and implement compliance procedures. A reputable financial recruitment agency seeks a Head of Finance for an established commercial business in Borehamwood, H

A leading financial services provider in the UK is seeking a Financial Crime Risk Manager to oversee risk management in business developments and collaborate with project teams. The ideal candidate has a strong understanding of financial crime risk in regulated environments, excellent analytical ski

A leading global investment firm seeks an experienced Compliance Officer focusing on Anti-Financial Crime compliance. Ideal candidates will have a strong background in compliance frameworks, excellent communication skills, and the ability to foster collaborative relationships within the team. The ro

A leading technology services company in Leicester is seeking an experienced Financial Controller responsible for audit, tax, and financial governance. This role will oversee Accounts Payable and Receivable, and contribute to operational and compliance activities within a rapidly growing business. C

Ensure compliance with AML/KYC related laws and regulations and identify matters of non-compliance and elevate them as necessary. They are looking to hire an Assistant Manager- Financial Crime Operations. Keep abreast of regulatory changes/developments and financial crime news.

You should have at least 5 years’ experience in a similar Compliance related role within the Financial Services Industry. Ensure the Financial Crime team improve compliance standards by the provision of clear guidance and fair challenge. Oversee the team delivering impactful and accurate Financial

A global media company is looking for a Financial Reporting Manager to oversee month-end close and ensure compliance with Local GAAP. The successful candidate will support the Market Controller and review financial statements while overseeing the accuracy of reporting.

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

You will oversee delivery of technical financial‑crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and monitoring. Head of Compliance - Financial Crime and Advisory Services. At lea

It supports the Head and Deputy Head of Financial Crime Compliance and maintains good relationships with front‑office staff for timely reviews. Financial Crime Compliance Monitoring Analyst. Financial Crime Compliance Monitoring Analyst.

A specialized finance institution in London is seeking a Financial Crime Compliance Advisor to enhance their financial crime risk management framework. The role involves executing the bank’s financial crime program, reviewing high-risk clients, and developing compliance policies. Candidates must h

A leading global fintech firm is seeking a Manager for Financial Crime Compliance & Advisory in London. This pivotal role involves owning the design and evolution of the financial crime framework and leading strategic projects. The ideal candidate will have 3-5 years of experience in compliance, alo

A leading financial services firm in the UK is seeking an experienced Financial Controller to manage all financial activities. This pivotal role requires expertise in financial management, compliance with UK GAAP, and leadership skills to oversee a team. Responsibilities include producing accurate f

A leading global Brokerage firm in London is seeking an experienced compliance specialist. You will provide expert guidance on UK, EU, and US sanctions regimes, conduct assessments, and develop compliance procedures. This role offers an opportunity to enhance the financial crime framework within a d

Training and Awareness: Develop and deliver financial crime compliance training programs to employees across the organization to foster a strong risk and compliance culture. Policy and Procedure Management: Develop, maintain, and update the organisation's financial crime policies, procedures, and co

Experience: 3-5+ years of progressive experience in AML/CTF Compliance, Regulatory Risk, or an Advisory/Consulting role within the financial services sector, ideally within a global payments, FX, or FinTech firm. Compliance/Risk Committee papers), summarizing financial crime performance, key risks,

A leading technology consulting firm in the UK is looking for a Financial Accountant to manage the month-end close, ensure compliance with accounting standards, and oversee audit activities.

A leading global consulting firm in Greater London seeks experienced professionals to deliver Sarbanes-Oxley compliance engagements in the financial services sector. You will work closely with clients on complex risk and regulatory programmes, ensuring compliance and improving financial processes.

A leading fashion brand is seeking a Financial Reporting Manager to enhance financial controls and take charge of statutory reporting. The candidate will manage the audit process, oversee tax compliance, and lead projects aimed at process automation. This position offers a chance to impact core fina

Experience and skills:*** 5+ years of customer advocacy and engagement experience in an Enterprise SaaS customer success team working with Fortune 100 companies and their executives* Owning a book of business of 4-6 Strategic customer accounts* Increase customer satisfaction, adoption, and retention

Support the 1st Line of Defence in Financial Crime, AML and Sanctions Compliance. Develop procedures to support sanctions compliance. Analyse corporate structures for compliance.

A leading financial services firm in Greater London is seeking an experienced professional to manage complex change projects in Compliance and Financial Crime.

A global technology consulting firm seeks a Business Analyst to lead the implementation of Salesforce solutions.This hybrid role involves working closely with stakeholders to define requirements and ensure effective design and execution of regulatory processes.Candidates should have expertise in AML

This pivotal role involves acting as the main point of escalation for financial crime matters, advising on sanctions, and ensuring compliance with regulations. A global law firm is seeking a Senior Financial Crime Analyst to join their Risk Management team in Greater London. Candidates should have a

Provide expert advice and guidance to the Global Business Acceptance team on FCS risks in connection with new business, to other global and regional Legal Department teams, and advising stakeholders of all levels from business teams, for example, Internal Audit, and fee-earners on a range of FCS rel

The Anti-Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. Proven experience in Anti Financial Crime compliance programs, including developing risk-based, audit-ready frameworks. The role involves close collaboration with senior

A leading financial services provider is seeking a Head of Financial Crime to lead compliance efforts in London. Candidates should possess significant experience in financial crime compliance, team leadership skills, and relevant certifications. This hybrid role involves developing policies against

The Anti‑Financial Crime Compliance (AFC) Officer will support in executing and evolving the AFC Compliance program at PIMCO EMEA. The role involves close collaboration with senior management and client‑facing teams, providing compliance advice, producing timely management information, and contr

A successful retail and corporate banking firm in Greater London is looking for an Assistant Manager in Financial Crime Operations. This role involves undertaking fraud investigations, ensuring compliance with AML and KYC regulations, and conducting risk assessments on new accounts. Ideal candidates

A leading financial institution in Greater London is seeking a Tax Director to oversee the Europe and APAC tax function. This senior role involves ensuring compliance with local tax laws, managing a small team, and influencing business strategy through effective tax planning.