Regulatory manager jobs in Richmond - Page 3Create job alerts

This role will cover consulting, business analysis, and project management services to clients, leveraging knowledge and expertise of regulatory reporting jurisdictions, with a particular focus on ...

The role reports into a senior Operations Manager, is still a fairly a newly created department and ... The team is responsible for all Regulatory Reporting that come under EMIR/ MiFID II, all as SFTR ...

Monitor and ensure compliance with retailer and industry standards, including * packaging, labeling, and product safety regulations. * Manage and update product documentation, including ...

Managing complex regulatory queries * Supporting strategic projects aimed at driving growth * Handling corporate contracts on large projects * Supporting strategies on new product launches Role ...

Senior Project Manager - Structured Cabling Location: Hounslow, London, UK Contract: Initial 6 ... Ensure adherence to CDM 2025 regulations and NEC contracts, maintaining a safe and compliant work ...

Manage office and travel insurances, risk registers, and regulatory requirements for London and European offices. * Provide strategic input and support. HR Support: * Coordinate feedback forums and ...

Providing domestic and cross-border advice to banks, broker-dealers, asset managers, financial ... regulatory capital regimes. Alongside working within one of the top teams in the city, you will ...

GRPA Manager - Basel 3.1 6 month contract London - hybrid Up to £963.00 p/d Umbrella If you're ... Global Regulatory Policy and Advisory ('GRPA') is responsible for establishing HSBC's Group level ...

You will be responsible for managing a team of analysts, providing technical guidance, and ensuring that the team meets all quality and regulatory standards. This role is based fully on site. Key ...

... regulatory requirements and industry standards and identify and mitigate risks. • Build ... manage the London team and ensure effective communication and collaboration • Employee ...

Ability to manage high-profile projects in complex legal and regulatory environments. * Effective teamwork in a fast-paced setting.

Regulatory Paralegal US law firm is hiring an experienced Regulatory Paralegal to assist the team ... This Paralegal position would be sitting within their Asset Management team. * Generous salary to ...

Collaborating closely with regulators and legal professionals, you will help maintain regulatory compliance while effectively managing legal risks. Your background will reflect a blend of private ...

You will ensure that all clinical and non-clinical staff operate effectively and that our services meet the highest standards of regulatory compliance. Key responsibilities will include managing ...

Desirable skills: * Knowledge of key UK/EU regulatory regimes applicable to banks, funds and wealth managers * At the very minimum 1 PQE experience but ideally more * Experience working cross ...

Our annual price control submission is one of the regulatory instruments (together with DCCs ... The end-to-end process for delivering this will including preparing the annual submission, managing ...

Provide management transparency and overall assurance to Risk Management and EXCO in the Regulatory return process within the bank and DIFC branch through thoughtful presentation of dashboards ...

Ensure compliance with accounting standards and regulations, managing financial reporting and audits as necessary. Qualifications: • At least 5 years of experience in operations and business ...

The Compliance Manager's role is to support the Compliance Director in the execution of the regulatory and compliance activities of ICE Futures Europe and ICE Trade Vault Europe (the "organisations ...

The team predominantly advises asset management clients on the full range of regulatory issues, covering: (i) the full cradle to grave lifespan of a fund; (ii) general house compliance/advisory work ...

Prepare and present compliance reports to senior management and regulatory bodies. * Stay informed about changes in legislation and industry trends impacting compliance obligations. * Provide ...

The role is responsible for managing the end to end process of origination, review and update of the Banks regulatory documents (such as ICAAP, ILAAP, Recovery Plan, Pillar 3) and Risk policy ...

Manage artwork & label changes in coordination with Regulatory Affairs and Design teams * Conduct ... regular market analysis and competitor assessments to identify trends and opportunities. * Evaluate ...

Manage the audit process effectively, showcasing a deep understanding of audit risks, complex accounting issues, and industry-specific regulations while proactively identifying and mitigating ...