Regulatory jobs in London - Page 29Create job alerts

Developing and updating compliance policies and conducting audits to maintain regulatory alignment.Providing guidance on information security and cyber risk, evaluating risks in technology ...

Take full HR responsibility for COO and Corp Functions. Assess and provide guidance on how new strategies and actions impact talent attraction, retention, and compliance with legal and regulatory ...

A great opportunity has arisen for a Senior Manager to play a central role in the firm's Audit ... In the continually changing and strengthening audit regulatory environment this is a role where the ...

Experience within the regulatory reporting space * Expertise in KID/KIID/EMT/EPT , Legal ... your CV, or call us now.If this job isn't quite right for you but you are looking for a new ...

International travel will be required, reflecting the global reach and ambition of this opportunity. The Role: * Responsible for tax, regulatory compliance, financial controls, audit * EBITDA ...

Basle 3.1 Business Analyst - Banking - 18m Contract Role - Hybrid A well known UK bank are ... You would play a central role in reorganising the bank's regulatory reporting processes ...

Post-graduate Qualification in Clinical Pharmacology / Pharmaceutical Medicine * Pharmacovigilance experience * Good Clinical Practice (GCP) and familiarity with regulatory requirements * Working in ...

... management frameworks and SMCR * Strong knowledge and interest of the Financial Services sector and the UK regulatory environment generally and have significant conduct risk knowledge * Strong report ...

Organisationally, it is embedded in the Risk Models and Regulatory group which which is part of the RISK Function of the group. The RISK Function is globally accountable for the definition of ...

This may include occasional travel, including but not limited to Brussels. Committees Attend the UK ... Trade Associations, Regulatory Bodies, Political Parties, and Professional Bodies.

Role Overview They're looking for an experienced SWE to design, develop and own a generalized system for generating business-critical reports from our backend data platform. From the firm; This is a ...

... fixed income, equity derivatives, foreign exchange (spot, forwards, options, swaps), bonds ... Producing monthly management reports and commentary; * Preparing regulatory returns for various ...

Our Client is seeking an experienced Technical Services Manager. This role is pivotal in driving ... Additionally, you will act as a regulatory expert, offering guidance on compliance and regulatory ...

Familiar with standardized market risk rules under the Capital Requirements Regulation * Previous regulatory reporting * Knowledge of regulatory reporting software packages, (e.g., Axiom) * Prepare ...

... the global Compliance team. Key Skills & Competencies * 3+ years' experience in a Compliance or control function within an exchange operator, bank, regulatory authority, electronic trading firm or ...

The Role The Regulatory Controller will take responsibility for all regulatory reporting, regularly communicating with the Head of External Reporting, the Financial Controller, the CFO and CEO and ...

A deep understanding of corporate finance, securities law, and regulatory matters is essential. The successful candidate will have the opportunity to work on a wide range of high-profile deals ...

Undertake the review and challenge of key ESG risk factor and capital management aspects Maintain awareness of business, regulatory and market developments, providing support and thought leadership ...

As the Regulatory Affairs Consultant, you will collaborate closely with a multinational pharmaceutical company, ensuring the effective planning, review, and preparation of CMC components for ...

Demonstrated background in Real Assets or Alternative Assets. * Compliance Expertise : Strong understanding of compliance and conduct risk within an investment management environment. * Regulatory ...

Carry out routine tasks such as flushing unused outlets, descaling fixtures, and recording water temperature data. * Ensure compliance with safety and regulatory guidelines related to water system ...

I'm working on behalf of a leading Wealth Management Firm who are seeking a Junior Client Onboarding Analyst to support their client on-boarding process, ensuring compliance with regulatory ...

Basle 3.1 Business Analyst - Banking - 18m Contract Role - Hybrid A well known UK bank are ... Key Focus Areas: Basel 3.1 implementation * Rollout of a new regulatory reporting system ...

Manage the privacy risk inventory, oversee privacy laws, and support regulatory change in Europe and Asia-Pacific. * Governance Frameworks : Develop, monitor, and update privacy-related policies ...