Broker jobs in Baldwin, New York (NY) State

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Designing and implementing a comprehensive broker-dealer compliance program, protecting the firm from regulatory risk. ...

Remote Opportunity- We are seeking a qualified and licensed P&C SR Broker-SVP for a private national broker out of Manhattan, NY working on national private equity accounts. Our Property & Casualty Brokers provide high-quality service to our clients. ...

Remote Opportunity- We are seeking a qualified and licensed P&C SR Broker-SVP for a private national broker out of Manhattan, NY working on national private equity accounts. Our Property & Casualty Brokers provide high-quality service to our clients. ...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

Once a brokerage partner is appointed to assist with the diligence campaign, post-close budget or any transactional risk finance products (D&O run-off, Reps & Warranties, Environmental, Tax Indemnities), the candidate will be ensure that brokers have access to all diligence data and are able...

Looking for a highly motivated, team oriented Commercial broker who will assist in the servicing of all commercial lines accounts and quote/issue new business. ...

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Designing and implementing a comprehensive broker-dealer compliance program, protecting the firm from regulatory risk. ...

Trainee full development within all three of our divisions: Bind Authority, Brokerage and Programs. Ambitious, Positive, Hard-working, Professional Committed and Collaborative and are interested in a broker insurance role. We are one of the largest wholesale insurance intermediaries in the United...

TIGER BROKERS is a leading financial services company headquartered in Beijing, China (NASDAQ: TIGR). The company is dedicated to building a global Brokerage platform with multidisciplinary transactions, execution, clearing, settlement, and custody facilities. We are looking for a product special...

Support our surety Broker and Account Managers and assist in servicing our existing clients. State Brokers License preferred; or willingness to earn. ...

Producing Mortgage Broker to Take HOT Leads!. We are one of the ONLY mortgage brokerages who understand that if we help you make more money we can all make more money. Our team is looking for a highly motivated and entrepreneurial-minded mortgage broker to join our successful lending team. Curren...

Minimum of 2+ years of marine insurance brokerage and/or underwriting experience and/or related experience. Must maintain appropriate broker’s license. ...

Equity Research Analyst - Asset Managers, Brokers and Exchanges. The Brokers, Asset Managers & Exchanges team within Equity Research is looking for a strong Analyst-level or Associate-level team member to join. ...

The Broker Consultant is encouraged to visit the top brokers on a regular schedule as directed by management. Process plan changes submitted by Account Executives, Broker Consultants, and Brokers. Manage a book of brokers and their business as assigned. Responsible for coordination of day-to-day ...

Identify, assess, and monitor liquidity risks related to the firm’s broker-dealer and other trading activities (prime brokerage, secured funding, derivatives). Experience in Broker Dealer products such as Prime Brokerage, Margin loans, client shorts, Secured Funding and related area is preferred....

Capital Markets Broker Dealer Regulatory Reporting Analyst. We’re seeking a future team member for the role of Capital Markets Broker Dealer Regulatory Reporting Analyst to join our Capital Markets Accounting team. Responsible for assisting in preparation of daily net capital requirements reports...

Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. This role will support three institutional FINRA registered ...

This position is primarily responsible for working with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC’s program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including ren...

Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. At least 10 years of experience w...

Work with other members of the broker research team to continuously streamline the broker onboarding process. Manage and maintain strong new and ongoing broker and independent research relationships with key decision makers, product and technology teams at individual broker and independent resear...

Customs House Broker located in JFK/Lawrence area seeks. ...

Wordsensa, Broker Buddha, CSR24. ...

Interactive Brokers Group has been consistently at the , starting with the invention of the first floor-based handheld computer in 1983. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a . ...

The brand has an excellent infrastructure to enable brokers to effectively utilise their network, experience and skills base. ...