Brokerage firm jobs in New York, NY - Page 2Create job alerts

About Lime Trading Corp: Established in 2000, Lime's founders were hedge fund traders who couldn't find a brokerage firm to meet their needs for volume, speed, and privacy -- so they created one

... firm operates within the necessary frameworks. Ideal candidate: * 3-7years experience w mortgage REITs, mortgage originators, mortgage servicers, banks, structured finance, or broker-dealers in the ...

My client is a Global Real Estate Investment Management Firm that is building out their US Teams ... Lead process of various vendors including brokers, architects, CMs, Engineers, and contractors

My client is a Global Real Estate Investment Management Firm that is building out their US Teams ... Lead process of various vendors including brokers, architects, CMs, Engineers, and contractors

... firm in Financial Services * Corporate Access and Broker Relations experience preferred * Bachelor's degree required Required Skills * Corporate Access and Broker Relations experience preferred

Position Summary Highly regarded global investment management firm is seeking a motivated ... for brokerage accounts held at non-designated broker dealers · Review employee certification ...

Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses and ventures. For 79 years ...

Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses and ventures. For 79 years ...

Top-Tier Financial Services Firm in Midtown, Manhattan is seeking a Compliance Officer for their ... Prior experience working in a broker-dealer is a plus * Knowledge of SEC, FINRA, and MSRB ...

Headquartered in New York, with offices in over 30 cities around the world, the firm provides clients with capital markets and financial advisory services, institutional brokerage and securities ...

The firm connects fragmented loan markets with institutional capital through a branchless network of third-party originators, brokers, and in-house sales teams to originate loans to property ...

Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses and ventures. For 79 years ...

The firm was recently founded by four data center industry pioneers, a dynamic which requires ... Experience working in real estate private equity, capital markets brokerage and/or investment ...

Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses and ventures. For 79 years ...

Familiarity with brokerage operations and accounting * A proven contributor of talent on high ... A prominent fortune 500 financial services firm with a nationwide network of independent financial ...

Webull is a leading digital brokerage platform built on next generation global infrastructure. At ... Firm * Help streamline and optimize AML processes The Skills You Bring * Bachelor's degree in ...

Service business, providing the highest quality support relating to trading and brokerage. * Statement Reconciliation * Reviewing daily reconciliation files for firm's internal accounting system and ...

Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses and ventures. For 79 years ...

New York, NY, In office Firm Overview: Cantor Fitzgerald is a global financial services firm ... Our portfolio also includes Prime Brokerage, Asset Management, and other ventures, reflecting our ...

... firm looking for an Executive Assistant to support an Equities Team. The role will focus on supporting a team (up to 10 people) working closely with Corporate Access and Broker Sales Teams. If you ...

Active monitoring of advisory and broker-dealer activities to ensure compliance with policies & procedures * Deep knowledge and administration of the firm's compliance testing program under 206(4)-7 ...

... law firm New York City area on a full-time direct hire basis. The ideal candidates will have ... Conducting compliance reviews of broker-dealer operations to identify potential regulatory risks ...

This firm is known for having a strong global brand and providing their employees with great ... Develop and maintain relationships with brokers, developers, institutional investors, and lenders ...

Manage 3rd party leasing brokers for office and retail spaces * Develop and implement effective ... firm's corporate umbrell

Advise business areas on Firm policies and procedures and applicable securities laws and ... at a broker/dealer working on or providing trade/sales support to such a desk * Functional ...

S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first ...

High-end consulting firm based in Midtown Manhattan, specializing in regulatory strategy ... and broker dealer/swap dealer projects. This is a full-time, in-office role offering the ...

Equitable Advisors is a respected wealth management firm with a proven track record in the industry ... Experience as a prior financial advisor/broker dealer assistant or other assistant positions is a ...

... firm damaging misconduct. * Identify potential concerns and escalate to stakeholders; quickly ... Broker-Dealer, Investment Advisor or Banking compliance, supervision, or regulatory experience a ...

KEY RESPONSIBILTIES - ASSET MANAGEMENT Monitor and drive performance of all assets in the firm ... Interact and collaborate with third parties, including debt and sales brokers, lawyers, lenders ...

... firm. * UMA Portfolio Assistance - Build proposals in Envestnet and maintain internal sheet of ... A solid knowledge of MMLIS broker-dealer offerings and product lines * Strong interpersonal and ...

Extensive relevant experience at a law firm and/or broker-dealer * Member in good standing of the New York Bar * Knowledge of the 1933 Act and 1934 Act, as well as Title VII of the Dodd Frank Act ...

Work with brokers/leasing teams across markets to research and analyze key market trends to inform ... real estate investment firm, or management consulting firm * Proactive and able to work ...

... our firm's exceptional network of financial specialists, training and educational programs, and ... Top 10 US Independent Broker-Dealers1 * #1 Amongst Life Insurers Most Admired Companies2 for ...

Minimum of 10 years professional experience in Operational Risk, Internal Control, Internal Audit, or Compliance in Banking, Financial Institutions, Broker Dealers, or Consulting / Audit firm ...