Compliance officer jobs in Jersey City, NJ - Page 6Create job alerts

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies...

Overview: The Registrations Compliance Officer is responsible for maintaining accurate and complete Client and CFTC/NFA registrations for Registered Representatives and swap dealers. Registration Compliance Officer. This role ensures corporate filings and reporting obligations are fulfilled in a ...

We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Morgan S...

Compliance Officer Fixed Income Sales & Trading - Credit.Compliance Officer Fixed Income Sales & Trading - Credit.You will provide real-time support to the Fixed Income & Currencies (FIC) Sales & Trading business which focuses on credit, rates, securitized products, foreign exchange, and emerging...

The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initia...

The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of core compliance programs and processes and helps manage the various relationships with our US regulators. Support the development of US policies and procedures for Core Compliance functi...

Job DescriptionSalary: JOB DESCRIPTION: TRAINING OFFICER Sector: Trade and Commerce Location: Lagos, Nigeria Reports To: Customer Success Manager Experience: 3 5 years relevant experience to design and deliver educational programs for merchants & sales teams ABOUT DOROKI Doroki is a...

Job Description SEIU 32BJ Training Fund Security Officer Instructor The 32BJ Training Fund is seeking qualified candidates for part-time Security Officer instructors for classes taught in Manhattan About us: SEIU 32BJ is a service union headquartered in the Chelsea neighborhood of Manha...

Job Description Custom Protective Services is seeking a security officer with an F-01 to work weekends at a corporate building in Manhattan. Shift Time: • Saturday + Sunday 12 PM - 12 AM, • Ensure the security, safety, and well-being of all...

Job DescriptionOverview Allied Universal®, North America's leading security and facility services company, offers rewarding careers that provide you a sense of purpose. While working in a dynamic, welcoming, and collaborative workplace, you will be part of a team that contributes to a culture tha...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

The candidate must possess an in-depth understanding of AML requirements driven by regulations. Coordinate with external vendors for the internal annual AML audit, providing relevant documentation from all business lines to facilitate the audit process. Collect and maintain records of Foreign Ban...

About The Company: Private Client Select Insurance Services (PCS), is an independent managing general underwriter (MGU) majority owned by Stone Point Capital. PCS protects the lifestyles and legacies of the most successful individuals across the U.S by providing robust risk management solutions ...

Job Description The Intrepid Sea, Air & Space Museum is a non-profit, educational institution featuring the legendary aircraft carrier Intrepid, the space shuttle Enterprise, the world’s fastest jets and a guided missile submarine. Opened in 1982, the Museum, anchored aboard the former USS Intrep...

The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Provide compliance advisory coverage for the markets advisory team with focus ...

Direct Reports Include: Deputy Executive Director Chief Information Officer Chief of Staff & Chief Compliance Officer Agency General Counsel Director of Internal Audit Chief EEO Officer Executive Support Team Chief Information Security Officer. The Executive Director serves in alignment with NYCE...

Job Description Overview Company Overview: Harvard Protection Services is one of the fastest growing, privately owned provider of high-quality security services in the United States. We are an industry leader and are well known for our innovative thinking and entrepreneurial spirit. Our Peopl...

Job Description TRC Internal Security Officer Location: The Riverside Church in the City of New York (New York, NY) Reports to: Director of Security Department: Operations Scheduled Work Hours: Full-Time: 40 hours, 7:30am to 4:00pm OR Part-Time: 24 hours, schedule assigned upon hire Hourly R...

Ideal candidate has a background leading high impact AML projects at a consulting firm or traditional bank, and recent experience managing AML operational teams at a FinTech company. Team Lead, AML Compliance Investigations. Support the BSA Officer and broader Compliance team in conducting regula...

Shift: 8:00am to 5:00pm | Pay: 70-80/hr.Business Overview: Americas Compliance is an independent governance function headed up by the Chief Compliance Officer for the Americas (Americas CCO) based in New York with responsibility for all Compliance activities in the USA (comprised of business line...

The Vice President will be a key member of the Anti-Financial Crime Compliance team within the Legal and Compliance Department at PIMCO, located in either Newport Beach, CA or New York, NY. This role is pivotal in facilitating PIMCO's Anti-Financial Crimes (AFC) compliance program, with a primary...

Bank Regulatory Compliance Officer. About Job: The Bank Regulatory Compliance Officer ("Compliance Officer") will provide advisory and monitoring support to assigned business areas in implementing compliance policies and procedures regarding state and federal banking regulations.

State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs) to satisfy their regulatory obligations for prime brokerage and security-based swap dealer activities. The Prime Brokerage Compliance Officer will advise internal stake...

Luke's 1111 A'dam Ave [Safety Officer / Security Guard] As a Security Officer at Mount Sinai, you'll: Ensure the safety and security of patients, staff, and visitors by monitoring hospital premises; Conduct regular patrols and surveillance to prevent unauthorized access and ensure compliance with...

The Ares Legal & Compliance Department oversees and manages Ares' global Legal, Regulatory and Compliance functions and programs.Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global f...

Mesa is looking for a BSA Officer to lead our Bank Secrecy Act and Anti-Money Laundering (BSA/AML) compliance program. Serve as the designated BSA Officer for Mesa, responsible for overseeing all aspects of the BSA/AML and sanctions compliance programs. BSA Officer or senior AML role.

The Compliance Intern is going to support and assist the BSA Officer (team). Prefer major in Finance or Legal related.

Duties include providing counseling on healthcare compliance issues; working closely with the Chief Ethics & Compliance Officer and the Henry Schein Ethics & Compliance team on strategic compliance matters; providing support on the general compliance needs of the HSPG business unit; collaborating...

Legal and Compliance Division Overview Professionals within the Legal and Compliance Division provide a wide range of services to our business units. Provide subject matter guidance and experience related to compliance with relevant internal policies and procedures, as well as external rules and ...

Collaborate with colleagues globally to develop and enhance ongoing and potential Monitoring Activities ("MA"). Evaluate and enhance the viability of Monitoring Activities through scope and sampling alignment; support MA execution improvements; collate document and evidence organization and reten...

The Monitoring and Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. Assist with developing and executing the annual Compliance Testing and Monitoring plan. Execute testing engagements, and prepare reports to document ex...

Bank Regulatory Compliance Officer.Responsibilities: The Bank Regulatory Compliance Officer will provide advisory and monitoring support to assigned business areas in implementing Compliance policies and procedures regarding State and Federal banking regulations.The Compliance Officer will provid...

We are seeking a dynamic and detail-oriented Compliance Operations Manager to support the Chief Compliance Officer (CCO) in managing and operationalizing the six core pillars of our Compliance program: Compliance Management System (CMS), Testing & Monitoring, Bank Secrecy Act (BSA), Product Advis...

Serves as a compliance risk officer as a Senior VP for Equities Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management ...

The Compliance team also handles the investment due diligence process, assists with operational support for investing activities, and maintains compliance with the firms Code of Ethics. The team is also involved in the investment process to monitor and advise on compliance with guidelines for bot...

Job Description Prime Protection is offering YOU the opportunity to make a real difference as a Prime Security Officer! We are actively seeking NYS Licensed Security Officers to provide protection at residential properties throughout Brooklyn & Harlem Take the next step in your security career...

Identify, assess, and support risk mitigation strategies associated with third-party relationships, ensuring compliance with regulatory standards, and supporting business objectives through effective risk management practices. KKR is seeking to hire a highly motivated and experienced Risk Officer...

Co-Chief Compliance Officer Insurance - Director.

An international bank is seeking a compliance analyst.This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate Compliance Program.Key responsibilities include monitoring ...

The Investment Officer will assist in overseeing the investment activity for the Responsible Investing program for the five New York City pension systems. Monitoring and managing the portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement and oth...

Be part of an amazing story \n Macy’s is more than just a store. We’re a story. One that’s captured the hearts and minds of America for more than 160 years. A story about innovations and traditions…about inspiring stores and irresistible products…about the excitement of the Macy’s 4th of July Fi...

Job DescriptionChief Sales Officer (IT Services, Consulting) - Public Sector Job Overview We are seeking an experienced and dynamic Chief Sales Officer (CSO) work closely with the CEO and EVP to lead our clients sales efforts in the public sector for their IT services and consulting business. Th...

We are looking for an experienced Compliance Auditor to join our risk team. The Compliance Auditor is responsible for conducting audits of regulatory and contractual compliance at the direction of the Chief Compliance Officer. Ability to build and maintain solid relationships across multiple leve...

The Monitoring and Testing Team sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. Exe...

Performs ongoing Quality Assurance (“QA”) reviews of compliance procedures and control processes for the BSA/AML/OFAC Compliance Program as performed by the BSA/AML/OFAC Compliance Officer and/or Compliance Analyst (surveillance). Maintains the Compliance Action Plan (“CAP”) to ensure that c

TEAM LEAD COMMUNITY DEVELOPMENT OUTREACH* WHAT IS THE OPPORTUNITY? Responsible for performing a variety of tasks related to ensuring the Bank's compliance under the Community Reinvestment Act. WHAT WILL YOU DO? * Responsible for leading a team of two or more Community Development Outreach Officer...

Reporting to the Chief Risk & Compliance Officer, the Chief Privacy Officer will evolve our privacy program into a world-class operation that protects personal information, mitigates privacy risk, and maintains stakeholder trust. Thomson Reuters is seeking an experienced Vice President, Chief Pri...

JD Sports - JR10019471 [Asset Protection / Security] As a Loss Prevention Officer at JD Sports, you'll: Conduct surveillance and apprehension of external theft suspects in compliance with JD Finish Line Standards; Complete Checklists to ensure compliance with safety or Loss Prevention policies; A...