Compliance officer jobs in Jersey City, New Jersey - Page 7Create job alerts

Responsibilities/h3pstrongRegulatory Compliance Oversight/strong/pulliDevelop and maintain a comprehensive compliance program that aligns with federal, state, and international insurance regulations (NAIC, DOI, etc. Understand and assess insurance and reinsurance-related issues, including internati

Chief Financial Officer – Non-Profit – Full‑Time Reporting to the Chief Operating Officer (COO), the Chief Financial Officer (CFO) directs START’s financial management and activities in support of the strategic mission and in compliance with policies, laws, standards, and regulations. Essent

Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers Act, Investment Company Act and FINR

A leading financial services firm is seeking a Deputy Chief Investment Officer to lead strategic investment management efforts.This role requires expertise in portfolio structuring, asset-liability management, and compliance to ensure risk-adjusted returns across the company's portfolios.The ideal c

A leading global investment firm is seeking a Portfolio & Trading Compliance Officer to oversee compliance programs for clients and proprietary funds in New York.

The role entails leadership of finance, accounting, budgeting, reporting, and HR functions, ensuring compliance and profitability. A full-service real estate development firm in New York seeks a Vice President of Finance/Chief Accounting Officer to oversee all aspects of financial strategy and opera

Finance Associate, Regulatory Reporting. As a Regulatory Reporting / Finance Associate at FalconX, you will be supporting the Chief Financial Officer of FalconX's regulated swap dealer entity, FalconX Bravo in matters related to accounting, book keeping, regulatory compliance, financial reporting, a

An international bank is seeking a compliance analyst.This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate Compliance Program.Key responsibilities include monitoring for

Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. If you aim high, the sky is the limit! This Compliance Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance. With a focus on Process Testing a

Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures. What You Can Expect From Morgan Stanley. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are

Supports the Commercial & Private Bank Business Risk & Controls Officer Compliance Risk Officer in the buildout, implementation, and consistent execution of the 1st LOD Compliance Risk roles and responsibilities associated with a Risk Governance Framework subject to Bank regulatory heightened stand

Bank Regulatory Compliance Officer.Responsibilities: The Bank Regulatory Compliance Officer will provide advisory and monitoring support to assigned business areas in implementing Compliance policies and procedures regarding State and Federal banking regulations.The Compliance Officer will provide a

As Chief Information Security Officer, you will be responsible for leading and strengthening the company's entire security function across four key domains: Governance, Risk & Compliance, Offensive Security, Defensive Security, and Security Engineering & Architecture. Chief Information Security Offi

The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of core compliance programs and processes and helps manage the various relationships with our US regulators. Assist with monthly and ad hoc Compliance reporting. Support the development of US

A leading non-profit organization based in New York City is seeking a Chief Human Resources Officer to lead its human capital strategies and drive organizational effectiveness.The successful candidate will align the HR strategy with business objectives, ensuring compliance with all laws and regulati

A financial services company is seeking a Deputy Chief Legal Officer to oversee legal aspects of investment operations. Responsibilities include supporting transactions, managing compliance, and advising on legal regulations. This role offers a dynamic opportunity for legal professionals in investme

Apollo is seeking a Compliance Officer to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. Apollo is a high-growth, global alternative asset manager. Come to Apollo and join a community of extraordinary people who are committed

A leading university in New Jersey is seeking a Chief Financial Officer to oversee the financial affairs of the School of Nursing.This position involves managing budget development, internal controls, and financial reporting to ensure compliance with university policies.The ideal candidate will lead

Reporting to the Brand K Partners Chief Executive Officer, the Fractional Chief Financial Officer (CFO) is a senior-level executive who is responsible for overseeing the financial health, sustainability, and compliance for our Brand K clients. The role is ideal for a small nonprofit that needs execu

A mission-driven health organization in Brooklyn seeks a Chief Financial Officer CPA to oversee financial functions, ensuring compliance and operational excellence.The CFO will drive fiscal sustainability and develop a high-performing team aligned with improving healthcare access.Candidates should h

An established industry player is seeking a Compliance and Risk Assessment Officer Intern to support their compliance and risk management efforts.This exciting internship offers hands-on experience in conducting audits, assessing risks, and developing strategies to ensure adherence to legal regulati

A financial consulting firm is seeking a Fractional Non-Profit Chief Financial Officer to oversee financial health and compliance for clients.This part-time role involves developing financial strategies, managing budgets, and providing accurate reporting.Ideal candidates will have over 8 years of CF

Compliance and Risk Assessment Officer Internship for 3 months. Compliance and Risk Assessment Officer. Risk Identification and Assessment:.

The SBA SCO will work with the Chief Credit Officer and Chief Risk Officer to oversee, monitor and report on all SBA regulatory compliance, SBA reporting, loan delinquencies, collections, credit reviews and loan grading processes. The SBA Senior Credit Officer (SCO) will be responsible for the SBA c

You will be responsible for typical line compliance functions within a large, global investment bank, including but not limited to: providing real-time advice on matters relating to trading and sales activities; reviewing and advising on surveillance escalations; performing monitoring of controls; c

Global Control Room Leads for all Control Room portfolios and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room enhancements. Global Control Room Procedures: Work with Global Control

You will be one of three Deputy General Counsels who will work alongside the Chief Compliance Officer and Chief Legal Officer in comprising the Legal and Compliance leadership team, that is responsible for managing Antares' Legal and Compliance risk. Legal Leadership Team: Serve as a member of the f

This role will focus on leading and executing the annual Compliance Risk Assessment process, ensuring that compliance risks are properly identified, documented, and managed across the bank's business lines and support functions. We are seeking a Compliance Risk Assessment Officer to support one of o

The Compliance Intern is going to support and assist the BSA Officer (team). Prefer major in Finance or Legal related.

The Virtu Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. The Compliance Officer will play an important role in shaping Virtu's Compliance function through innovation, analytical thinking and a desire to improve upon existing processes. The C

Anti-Bribery and Anti-Corruption Compliance Officer (12-month contract). What's The Role? We are seeking a 12-month contractor for an Anti-Bribery & Anti-Corruption (ABAC) Compliance Officer who will be responsible for supporting the overall management of ABAC risk across Bloomberg's businesses glob

A financial services firm in New York is seeking a Deputy Chief Legal Officer to manage its investments and support compliance activities. Responsibilities include overseeing legal compliance, negotiating contracts, and collaborating with teams to ensure strategic investment operations.

A global technology company seeks a Chief Financial Officer to lead financial strategy through an IPO transition.This remote role entails overseeing all financial operations, including IPO readiness, regulatory compliance, and global finance management.The ideal candidate has extensive experience in

A financial services firm in New York is seeking a Deputy Chief Legal Officer to oversee investments' legal aspects. The ideal candidate will manage compliance functions and legal negotiations regarding private equity and debt transactions.

Global banking client is seeking a compliance officer to join their team as senior member of the Regulatory Compliance Department responsible for helping oversee the Bank's AML/OFAC and Corporate Compliance Programs. Provide guidance on complex compliance matters and serve as AML/OFAC Responsible Of

Compliance Culture: Work with the Compliance leadership team in support of a strong risk & compliance culture within Compliance and across the firm. TD Securities is seeking an experienced Compliance Officer to join our Compliance Control Room, focusing on portfolio management of the department's in

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. The TD Securities Compliance team is seeking a Senior Compliance Officer (Associat

Three years' experience in compliance, regulatory, or investigative capacity. Previously, Mayor Adams has served the people of New York City as an NYPD officer, state senator, and Brooklyn borough president. The incumbent will report to the Deputy Director, Compliance and with wide latitude for inde

The Compliance Officer will work closely with senior compliance officers to monitor trading activity, review policies and procedures, and assist in the implementation and review of compliance controls. Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team.

This role reports directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team. Monitor portfolio guideline compliance; research potential issues and collaborate with other teams to come to resolution. We are seeking a talented individual t

This role reports directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team. The role is responsible for supporting the design and implementing controls and processes to ensure compliance with all applicable regulatory and portfolio guid

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. This Compliance Officer is a key member of the TDS US Compliance Regulatory Initia

Work closely with the Compliance Team and assist in any other Compliance related functions and ad hoc projects. Coordinate with various teams including investment management compliance, marketing, investment services, supervisory principal(s) and all applicable business units in order to timely revi

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Contribute, as needed, to annual compliance training requirements and regul

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Senior FCRM Compliance Officer. The Senior FCRM Compliance Officer is responsible

This role reports directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team. We are seeking a talented individual to join our Compliance team at Mercer. This position plays a critical role in developing and administering our portfolio an

The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ("CPAD") and provides compliance advice, guidance, and credible challenge to SMBC's businesses and support functions in the Americas Division. Supporting production of Annual Compliance Report and related se

This role reports directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team. Monitor portfolio guideline compliance; research potential issues and collaborate with other teams to come to resolution. We are seeking a talented individual t