Compliance monitoring jobs in Croydon

Job Purpose To lead and co-ordinate the commercial strategy of our Supply Chain function in ASW H&B UK (Superdrug & Savers). As an experienced Supply Chain/Logistics Category/Procurement Manager, you will take the lead for all the commercial & contractual elements of our Supply Chain function...

Group Compliance Officer Permanent Croydon £30,000 to £35,000 per annum Panoramic Associates are working with a social housing provider who are striving to become a leading national provider of social housing, care, and support. They are a growing organisation making strides across London, Bris...

Company - Investment Bank Role - Compliance Monitoring and Testing Analyst Location - London Hybrid Responsibilities / Accountabilities * Contribute to second line monitoring activity and completion ...

Employee Head of Compliance Monitoring London The Opportunity QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our ...

Design Compliance Monitoring Programs : * Auditing Processes : establish independent tests to verify whether an entity's policies, processes, and implement controls to documented requirements. * Risk ...

Role Summary You will be supporting the Compliance Monitoring Team, in ensuring the delivery of the Aventum Group Compliance Monitoring Plan. You will assist the Head of Compliance Monitoring (HoCM ...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer to join the Central Compliance team. In this role, you will be responsible for

Compliance Monitoring Manager General Insurance London (Hybrid, min 1 day per week in the office) £60k - £75k + bonus + benefits Looking for a challenging Compliance role with a fast-growing ...

Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan * Identify any gaps or weaknesses in the Plan and propose remedial actions. * Day to day management of ...

Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London. Responsibilities: * Undertake regular compliance monitoring in ...

Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review ...

Compliance Monitoring Analyst / Stockbrokers / Hybrid / Tunbridge Wells / Up to £80,000 + bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring ...

Join us as a Temp Compliance & Monitoring Officer! Your role involves ensuring our property portfolios meet all statutory obligations and licensing conditions. From safety testing to property ...

The Compliance & Monitoring Officer (CMO) will be expected to liaise with contractors, tenants and freeholders to arrange the testing and inspections required to ensure properties within the ...

Undertake quarterly audits of all operational sites in line with the internal Compliance Monitoring Plan. * Ensure the H&S portal is updated with all certifications and relevant documentation

Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in particular, by completing delegated tasks and providing ...

Daily Monitoring of pre and post trade investment compliance rules; * Assisting in implementing and reviewing investment compliance rules and regulations; * Initiate enhancements to improve ...

Conduct regular reviews of client monitoring plans and related activities to identify potential compliance issues. * Engaging and communicating effectively with stakeholders, clients, employees and ...

Support the Compliance Monitoring team with mapping and interpretation of key regulatory requirements as are applicable to the annual Compliance Monitoring Plan, as required * Assist in the design ...

... Monitoring Program ● Develop and maintain strong relationships with U.K. employees and provide appropriate advice on compliance matters; refer issues to Head of Compliance as required ● Monitor ...

Maintaining the compliance monitoring plan Candidate background: * Broad knowledge of all aspects of compliance * Strong reputation and previous working relationship with FCA * Knowledge of OTC ...

This is an exciting opportunity to manage the day-to-day Compliance function and lead compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the ...

Ensure the compliance monitoring of appointed representatives is up to date * Assist with risk management practices Experience & Qualifications * 2-4 years' practical experience in a compliance ...

Overseeing completion/update of the Compliance monitoring program * Maintaining/updating London Compliance handbook and other regulatory documents * Developing/maintaining appropriate Compliance ...