Compliance officer jobs in CarshaltonCreate job alerts

ABOUT US We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we belie...

Residential Conveyancing & Compliance Officer. Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team.

Marex Financial Ltd are searching for a Surveillance Compliance Officer to join their team in London. The role focuses on Trade Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking comp...

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London. You'll be actively involved in AML and anti-bribery processes, ensuring firmwide compliance in all areas. You’ll provide expert guidance on regulatory requirements and help to refine the future ...

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. This individual reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade platform for securing, trading, and supporting investments in digital assets. Responsible f...

Assist the Chief Legal & Compliance Officer and Senior Investment Compliance Officer. Compliance Manual and Policies: Maintain the Compliance Manual and compliance related policies. Compliance Monitoring Programme: Devise, undertake, and report on the compliance testing programme.

The Chief Compliance Officer (CCO) will serve as the senior leader responsible for developing, implementing, and overseeing Corpay’s global compliance strategy within the Cross-Border Division. Chief Compliance Officer – Corpay Cross-Border Division. The role will interface with C-suite executiv

Join MarTrust as a Regulatory and Sanctions Compliance Advisory Officer. Presenting relevant and local regulatory changes to the Chief Compliance Officer. Regulatory and Sanctions Compliance Advisory Officer.

Chief Compliance Officer - ZA, Risk and Compliance Solutions. Amazon's Risk and Compliance Solutions team is looking for an experienced compliance professional to lead our South Africa Compliance office. The Senior Compliance Manager is a senior role within the MEA Compliance team and is responsi...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in place to meet legal and financial compliance requirements. Interim Regulatory Compliance...

The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and ind...

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. The successful individual will be an ambitious and enthusiastic self-starter with a solid background within a law firm, who will work alongside the Head of Ri...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

HOMEOWNERSHIP COMPLIANCE OFFICER.

Compliance Generalist to support the enhancement of its compliance framework. This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a dynamic financial services firm. Review and update policies and procedures to ens...

Our client, Top International Law Firm, is in need of a Junior Compliance Officer in London. Within this role, you will support various business functions in anti-money laundering, general conflicts, and risk and compliance checks. If you have a genuine interest in compliance and want to know mor...

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Collaborate with other compliance functions to standardize policies and procedures, and deputize for the Head of Compliance...

Compliance Generalist to support the enhancement of its compliance framework. Provide guidance and training to internal teams on compliance best practices. Assist in internal audits, compliance investigations, and remediatio.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place. Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements. Analyse regu...

AlTi Tiedemann Global (“AlTi”) is a NASDAQ listed global wealth and alternatives manager, in the business of turning powerful ideas into high-performing strategies and solutions.The firm currently manages or advises on approximately $77 billion in combined assets and has an expansive net

Risk and Compliance Officer must have worked in the legal industry most recently for 2 years. A top 500 full-service law firm is looking for a Risk and Compliance Officer to join their team based in Soho. Providing administrative support to Head of Risk and Compliance.

A great opportunity has come up to join a full service City Law Firm to join their growing compliance and risk team. Supporting the team with other risk and compliance projects and working on the agreed priorities of the team in accordance with the firm’s strategic priorities. A minimum of at lea...

We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London. You'll be actively involved in AML and anti-bribery processes, ensuring firmwide compliance in all areas. You’ll provide expert guidance on regulatory requirements and help to refine the futu

Provide advisory guidance on applicable FCA rules relevant to service companies, with oversight from the Chief Compliance Officer. Contribute to the second line of defence within a dynamic and forward-thinking compliance function. Develop and deliver training to internal stakeholders on relevant ...

LAW Absolute is recruiting on behalf of a prestigious central London University, for an Information Compliance Officer. You will work in the University’s Information Compliance team, alongside the wider in-house Legal Services team. You will also provide advice to other staff members on inform

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. The successful individual will be an ambitious and enthusiastic self-starter with a solid background within a law firm, who will work alongside the Head of Ri...

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

As the Compliance Officer, you will get the chance to report into the Vice President of Audit, Risk and Compliance and gain international exposure.

A highly regarded professional services firm with a strong presence in the UK, Europe and the US are looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). The ideal candidate will have extensive experience in a dedicated Risk & Compliance role...

Compliance Manual and Policies: Maintain the Compliance Manual and compliance related policies. Compliance Monitoring Programme: Devise, undertake, and report on the compliance testing programme. I have an exciting opportunity for an experienced Funds compliance officer at a fast growing investme...

Dawn Ellmore Employment have partnered with a well-established London Law Firm who are looking to bring aboard a Senior Risk & Compliance Officer to join their growing team. To be successful, you must have prior experience within a Risk and Compliance role from a professional service environment

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

Hybrid working role were, however, you will be required to attend the office 2/3 times a weekOverview: * Reporting to our Asset & Compliance Lead Officer, our Compliance Officer for Fire Safety and Asbestos Awareness role will manage and offer guidance in all aspects of Fire Safety and Asbestos A...

A reputable international law firm with a global presence are looking for a Senior Compliance Officer to join their BAU team. Providing mentorship and training to compliance officers. Acting as an escalation point for compliance queries and managing workflow allocation to ensure efficiency.

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team. ROLE: Residential Conveyancing & Compliance Officer LOCATION:

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Develop, implement, and maintain ABC compliance programs in line with UKBA and FCPA requirements. Review and approve requests related to g...

Arthur are working with a reputable Lloyd's MGA as they seek a Compliance Advisory Officer to join their growing team. Reporting into the Senior Compliance Manager, you will provide great representation and communication for a stronger Compliance culture across the business, and will be responsib...

We are seeking an experienced Senior Compliance Officer to join our investment management team, supporting compliance activities across our fund structures and ensuring full adherence to regulatory requirements. The Senior Compliance Officer will play a critical role in developing governance stru...

We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance. Job Description: Compliance Officer.

Our client is seeking an Information Security Compliance Manager and Data Protection Officer (DPO) to ensure compliance with applicable Information Security Standards (e. The role requires strong expertise in information security compliance, data privacy, legal compliance, and risk management. Th...

The AML & Compliance Officer is responsible for ensuring the company’s compliance with FCA, HMRC, and other related regulations, conducting risk assessments, monitoring transactions, and supporting the implementation of compliance frameworks. We are now looking for a highly motivated and detai