Compliance officer jobs in CarshaltonCreate job alerts

Ensure tenants understand their health and safety obligations and support housing officers to take enforcement action as necessary.

The Senior Quality & Compliance Officer is required to be a Pillar of Knowledge providing assistance, direction, and development of the project delivery process, anti-bribery and quality assurance controls within a fast-growing company. The Senior Quality & Compliance Officer will have delegated ...

We are currently partnered with a market leading global UCITS and Alternative Investment firm, who are seeking a Compliance Officer to join their join their growing compliance function. Contributing to & reviewing the firm’s risk-based compliance monitoring programme. Ensuring the firm’s com

As a Compliance Testing Officer, you will be instrumental in developing and managing the compliance testing and monitoring program. A prestigious hedge fund with a global presence are seeking a highly skilled Compliance Testing Officer to join their growing team in London. Stay updated on global ...

Accountabilities for Chief Risk Officer, Global Risk Management, EuropeProvide secretarial/EA support to the Chief Risk Officer (CRO), Europe, including extensive diary management, travel bookings, expenses, managing of calendars, arranging meetings, conference calls,

The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. The Senior Compliance officer (15 Months Mat cover role) has a FTC salary of. Maintaining and updating Compliance Manuals.

Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including b...

They are looking to hire a Compliance & Money Laundering Reporting Officer on a permanent basis. To develop and maintain a robust compliance framework. To chair the Compliance and Conduct Committee.

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. Managing the compliance program on a day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers, and preparing/submitting regula...

We are currently partnered with a market leading global UCITS and Alternative Investment firm, who are seeking a Compliance Officer to join their join their growing compliance function. This role will have a broad remit, working across a spread of advisory, regulatory, compliance monitoring, mark...

As Regulatory Compliance Officer, you will be a key member of the OPSS Enforcement Team. Your journey will begin by studying for a Level 4 Regulatory Compliance Officer qualification alongside your job role. This means you can expect to gain a range of skills and experience, including: advising a...

As a Compliance Officer, you will play a crucial role in maintaining the company's regulatory standards including:. MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Senior Compliance Officer for their London office. Developing an...

Make a Difference as a Compliance Officer with Hammersmith & Fulham Council!Are you ready to take your career to the next level? Pertemps is proud to be partnering with Hammersmith & Fulham Council to recruit for a Compliance Officer role—an exceptional opportunity to contribute to the efficient ...

My client, a global, $20bn AUM hedge fund, are capitalising on exceptional performance by making a newly created Compliance Officer hire. The Compliance Officer will join a team of 4 and report directly to the CCO. In a generalist role, you will work across all aspects of compliance, including ad...

We're looking for a Compliance Officer to join our Property Services Team service located at our Head Office in Islington. This post provides support to the compliance team with the administration of compliance activities in Look Ahead and third-party landlord properties. Compliance covers areas ...

Nicholas Howard are delighted to be recruiting for a Senior Compliance Officer to join a well established and growing specialist FCA regulated mortgage lending client, supporting the ongoing development of the compliance function. As a growing business, with a developing compliance function, the ...

They are looking to hire a Compliance & Money Laundering Reporting Officer on a permanent basis. To develop and maintain a robust compliance framework. To chair the Compliance and Conduct Committee.

The position is based in the Bromley office, and you will be working with the compliance team reporting into the Compliance Manager. Assisting with reporting and updating sales with new starter’s compliance status. Monitoring compliance mailbox and responding to queries as required.

Gresham Hunt is partnered with a global asset management firm to find a new Compliance Monitoring Officer. Performing Compliance monitoring reviews in line with regulatory expectations. Assist in designing the Annual Compliance Monitoring plan and ensuring this is executed.

We are partnered with a number clients in the insurance space looking to grow their compliance teams from Compliance generalists to Financial Crime specialists and dedicated Sanctions or Monitoring specialists.

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80k. Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. To provide compliance advice and guidance to business stakeholders to facil

Professional certifications such as Certified Compliance & Ethics Professional (CCEP) or Certificate in Governance, Risk and Compliance(GRC) or similar. Ensure compliance with the General Data Protection Regulation (GDPR) and other data protection laws to safeguard customer information. Work clos...

Reporting to the People Operations Compliance Manager, the ESG Compliance Officer will provide support with administration, research and presentations to Senior Directors and the wider business, new process roll outs and coordination support, alongside ESG and Compliance Project Management from s...

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80k. Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Lead the response to general queries raised by business stakeholders on the FC...