Compliance officer jobs in CarshaltonCreate job alerts

We are working with a reputable hedge fund, headquartered in London.There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.This role will be generalised, duties include:.Provide regulatory advice to t...

Care Outlook is seeking a highly organized and detail-oriented compliance officer.In this role, you will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies.The successful candidate will have experience with an electronic medi...

Develop and implement a robust compliance monitoring program to oversee trading activities, ensuring they align with FCA rules, especially around conduct risk, market abuse, and client fund protection.

Solid knowledge of GDPR and applicable governing legislation such as The Australian/ New Zealand Privacy Act, UK DPA, Protection of Personal Information Act 4, The Digital Personal Data Protection Act, 2023 (“DPDP Act”), Personal Data (Privacy) Ordinance, Laws of Hong Kong (Cap 486) or the PD(P)

A good level of experience as a Senior Compliance Officer within the commodities trading sector, specifically in base metals with a solid understanding of the London Metal Exchange (LME) rules and practices.

The main focus for this role is to support the Head of Risk and Compliance in the delivery of the firm’s regulatory and governance compliance with an emphasis of data protection and security. The ideal candidate would have a minimum of three years data compliance experience and all round complian...

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Lead the completion of thematic reviews in accordance with the annual compliance monitoring plan, using appropriate tools and methodologies, and documenting the outcome a...

In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best practices and internal standards and policies. Assist in the provision of information to governance committees and senior management to...

Collaborate closely with the Compliance team and business units to develop an exemplary compliance program. We have a current exciting opportunity for a Compliance Officer on a permanent basis. Oversee compliance for investment products and processes through ongoing monitoring and periodic review...

Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses. Monitor internal and external Compliance incidents / events and escalate to the Head of Marke...

Principal Purpose of the role:.The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime.The overriding objectives of the Head of Co...

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand.

Key responsibilities include but are not limited to:.Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.Identify any gaps or weaknesses in the Plan and propose remedial actions.Day to day management of the Plan ensuring tests are completed on time and...

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.

The SEI Group is a leading global provider of asset management and investment technology solutions.SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team.Reporting to the Deputy Head of Compliance, your primary role, but not predominant role, wil...

Senior Compliance Officer (VP). The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. The Senior Compliance officer (12-15 Months Mat cover role) has a base salary of.

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry.Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional test...

SIEL's Compliance department is seeking a Senior Compliance Monitoring Officer with demonstrable compliance monitoring experience to join its growing team. Reporting to the Head of Compliance Monitoring, the Senior Compliance Monitoring Officer will undertake, and complete compliance monitoring r...

Taking on a key leadership role with the firm, you will be responsible for:.Providing broad compliance advisory support to the fund managers.Maintaining and updating compliance manual and policies and procedures.Managing the compliance program on day-to-day basis, covering financial promotions, p...

Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas.Assist in the ongoing review and updating of compliance policies and procedures to ensure compliance with applicable laws an...

Avenues is a community where people smile, laugh, grow and achieve great things.We know that well-supported people support people well to do their very best for the people we support and achieve our vision.Are you are looking for your next social care role, or a change in career and a feel-good r...

Position Title: Chief Information Security OfficerLocation: UK (Hybrid)Company: ClientAbout Us: Welcome to Sortitt, the revolutionary marketplace thats reshaping the future of resource acquisition.As a dynamic platform, Sortitt connec

This all-through school, rated 'Good' by Ofsted, offers a fantastic opportunity to work in a large, inclusive community where behaviour management is key. Experience working in an inclusive, diverse school environment. Previous work in a school setting is required.

Are you passionate about delivering exceptional service and ensuring compliance in leasehold management? Hackney Council is seeking a Senior Leasehold Consultation and Billing Officer to join our ...