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Assisting the Compliance team in ensuring all the compliance functions remain up to date with requirements issued by any statutory/regulatory authorities. Ensuring the compliance monitoring procedures are up to date/reviewed, and assisting with the execution of the compliance monitoring plan for ...

Contribute to the regular Risk and Compliance reports to governing bodies, providing summary updates of control testing, monitoring reviews, and business performance against company procedures. A multinational MGA is currently hiring within their risk and compliance function. You will join a high...

As a Compliance Testing Officer, you will be instrumental in developing and managing the compliance testing and monitoring program. A prestigious hedge fund with a global presence are seeking a highly skilled Compliance Testing Officer to join their growing team in London. Your expertise will hel...

We are seeking a dedicated and detail-oriented Quality and Compliance professional to join our client's team. The Quality and Compliance person will be responsible for ensuring that our organisation adheres to regulatory requirements and internal policies.

As a Senior Compliance Officer, you will serve as the key compliance expert for the growing compliance function. Your expertise as a Senior Compliance Officer will help drive regulatory compliance, support strategic business initiatives, and build robust compliance controls while providing advice...

This esteemed insurance company is seeking a dedicated Compliance Officer to play a vital role in overseeing and enhancing the Compliance Framework. Join a Reputable Insurance Company as a Compliance Officer. This position reports directly to the Chief Risk and Compliance Officer, the successful ...

They are looking for an Compliance Officer with a focus on Marketing & Distribution. Prepare internal compliance reports for the Board and Committees. Create new and review existing compliance policies and procedures.

This role would suit an individual with previous experience in a generalist Compliance capacity within the insurance sector (MGA, Broker, Insurer or Lloyd’s Syndicate), who would like to work as part of a small team, supporting the Senior Compliance Officer of this niche coverholder based in t

Coopman Search and Selection are currently partnering with a global prop trading/market making firm who are looking to hire a Compliance Officer to cover Quant/Electronic Trading in London. The remit will be broad, support a growing office in London whilst improving the existing compliance framew...

Your expertise as a Senior Compliance Officer will help drive regulatory compliance, support strategic business initiatives, and build robust compliance controls while providing advice on complex regulatory matters. As a Senior Compliance Officer, you will serve as the key compliance expert for t...

They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements. To represent the team internally at compliance related events and working groups, as and when requested, and providing feedback to the Head of Compliance and the ...

Are you an experienced Network Management Compliance Officer?. As a Network Management Compliance Officer, you will need to have good knowledge and experience to specifically carry out duties in accordance with the application of the New Roads and Street Works Act 1991 (NRSWA). Network Management...

Contribute to the regular Risk and Compliance reports to governing bodies, providing summary updates of control testing, monitoring reviews, and business performance against company procedures. A multinational MGA is currently hiring within their risk and compliance function. You will join a high...

You will report into the Chief Compliance Officer, you will work closely with the Head of Operational Compliance and other members of the global Compliance team. This is a new role to join the Compliance team to support the global Compliance processes of the firm with a focus on Operational Compl...

Batch release - conducting batch reviews and managing batch release to ensure compliance with regulatory standards. About the Quality and Regulatory Specialist role: The Quality and Regulatory Specialist is responsible for supporting the maintenance of quality and regulatory compliance for medica...

You will report into the Chief Compliance Officer, you will work closely with the Head of Operational Compliance and other members of the global Compliance team. This is a new role to join the Compliance team to support the global Compliance processes of the firm with a focus on Operational Compl...

Batch release - conducting batch reviews and managing batch release to ensure compliance with regulatory standards. About the Quality and Regulatory Specialist role: The Quality and Regulatory Specialist is responsible for supporting the maintenance of quality and regulatory compliance for medica...

Insurance/Financial services compliance person.

Contribute to the regular Risk and Compliance reports to governing bodies, providing summary updates of control testing, monitoring reviews, and business performance against company procedures. A multinational MGA is currently hiring within their risk and compliance function. You will join a high...

Contribute to the regular Risk and Compliance reports to governing bodies, providing summary updates of control testing, monitoring reviews, and business performance against company procedures. A multinational MGA is currently hiring within their risk and compliance function. You will join a high...

Network Management Compliance Officer. Are you an experienced Network Management Compliance Officer?. As a Network Management Compliance Officer, you will need to have good knowledge and experience to specifically carry out duties in accordance with the application of the New Roads and Street Wor...

Manage the patch in the Borough to an exceptionally high standard, meeting safety compliance criteria for privately rented accommodations. Inspections of properties are required to identify hazards, defects, and non-compliance with property standards. Are you experienced in housing compliance or ...

As Compliance Officer, you will provide comprehensive regulatory advice and oversee the implementation of compliance policies for several commercial broking businesses within the group. This role is fully remote, giving you the flexibility to work from anywhere in the UK while driving compliance ...

Our client, a reputable international bank located in the heart of City of London, is looking for a CASS & Regulatory Compliance Officer . [Purpose of the Job] The role will include various duties in ...