Compliance officer jobs in MordenCreate job alerts

Collaborate closely with the Compliance team and business units to develop an exemplary compliance program. We have a current exciting opportunity for a Compliance Officer on a permanent basis. In-depth knowledge of UK regulatory requirements and compliance best practices.

Responsible for: Managing and overseeing the Electronic Call Monitoring system to ensure accurate and efficient monitoring of care visits, supporting the branch with compliance including care plans, staff files and general administration. Familiarity with healthcare regulations and compliance sta...

Monitor the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on all business areas.Assist in the ongoing review and updating of compliance policies and procedures to ensure compliance with applicable laws an...

Solid knowledge of GDPR and applicable governing legislation such as The Australian/ New Zealand Privacy Act, UK DPA, Protection of Personal Information Act 4, The Digital Personal Data Protection Act, 2023 (“DPDP Act”), Personal Data (Privacy) Ordinance, Laws of Hong Kong (Cap 486) or the PD(P)

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry. Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional tes...

The main focus for this role is to support the Head of Risk and Compliance in the delivery of the firm’s regulatory and governance compliance with an emphasis of data protection and security. The ideal candidate would have a minimum of three years data compliance experience and all round complian...

A good level of experience as a Senior Compliance Officer within the commodities trading sector, specifically in base metals with a solid understanding of the London Metal Exchange (LME) rules and practices.

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Support the continuous improvement of First Line of Defence risk identification and mitigation by reference to Compliance Assurance findings. Lead ad hoc regulatory proje...

ESG considerations into our activities, from security selection to our actions and corporate.

The ideal candidate disposes of:.Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial regulation.Updat...

Develop and implement a robust compliance monitoring program to oversee trading activities, ensuring they align with FCA rules, especially around conduct risk, market abuse, and client fund protection.

Principal Purpose of the role:.The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime.The overriding objectives of the Head of Co...

The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. The Senior Compliance officer (12-15 Months Mat cover role) has a base salary of. Senior Compliance Officer (VP).

Key responsibilities include but are not limited to:.Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.Identify any gaps or weaknesses in the Plan and propose remedial actions.Day to day management of the Plan ensuring tests are completed on time and...

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, an...

Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.

Supporting the SIEL Compliance department with the write-up of new or revised regulatory/compliance policies and procedures. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team. Actively participating in all relevant SIEL Compliance department...

SIEL's Compliance department is seeking a Senior Compliance Monitoring Officer with demonstrable compliance monitoring experience to join its growing team. Reporting to the Head of Compliance Monitoring, the Senior Compliance Monitoring Officer will undertake, and complete compliance monitoring r...

Taking on a key leadership role with the firm, you will be responsible for:.Providing broad compliance advisory support to the fund managers.Maintaining and updating compliance manual and policies and procedures.Managing the compliance program on day-to-day basis, covering financial promotions, p...

The ideal candidate will have a minimum of 3 years' compliance experience in Insurance either in a Managing Agent or the wider General Insurance sector. You will have strong communication skills and be a team player who enjoys a generalist role.

Avenues is a community where people smile, laugh, grow and achieve great things.We know that well-supported people support people well to do their very best for the people we support and achieve our vision.Are you are looking for your next social care role, or a change in career and a feel-good r...

Experience with GDPR compliance, data privacy laws, and UK-specific cloud security risks. Responsibilities:Develop and implement a security strategy that ensures compliance with UK financial regulatory frameworks, including FCA, PRA, GDPR, and the UK Data Pro

Our client does not necessarily need a legal risk and compliance background but you must have had some exposure to risk and compliance work (this can be from another law firm, or corporate/professional services environment) and a genuine interest in progressing your career within legal risk and c...