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We currently have an opportunity in the Safety and Compliance Department for a Safety & Compliance Officer. How many years' experience do you have as a Safety and Compliance Officer?.

The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough evidence gathering, and producing high-quality reports. Support the development and tracking of the annual Compliance Monitoring Plan and conduct compliance risk assessments. Coll...

Shape Your Future: Housing Compliance Officer (Private Sector Housing). Are you passionate about community wellbeing and eager to build a rewarding career in regulatory services? The Regulatory Services Partnership, serving the vibrant boroughs of Merton, Wandsworth, and Richmond-upon-Thames, is ...

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

A leading insurance business that operates in the Lloyd's and Company insurance markets is seeking a Risk & Compliance Officer. It is anticipated that you will come from a monitoring/assurance background or are currently working in a compliance advisory role.

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

Partner with Compliance team to drive IMC's regulatory vision and compliance efforts. This role will report directly to IMC's US Chief Compliance Officer, but will be based in IMC's newly opened London office. The US Compliance Officer role at IMC is responsible for ensuring the organization comp...

This role involves reviewing and approving gifts, donations, and grants, conducting compliance training, and supporting various related compliance activities. Monitor and assess compliance risks, providing recommendations to mitigate potential issues. Collaborate with cross-functional teams to en...

Previous experience in a compliance / safeguarding role, with a sound understanding of quality management systems, compliance principles, quality frameworks, internal auditing practice, and the ability to coordinate corrective action plans. Reporting, Compliance and Assurance Officer. Collaborate...

Assist the Chief Legal & Compliance Officer and Senior Investment Compliance Officer. Compliance Manual and Policies: Maintain the Compliance Manual and compliance related policies. Ideally CISI Diploma in Investment Compliance or equivalent (or working towards), with demonstrable compliance skil...

Compliance Enforcement Officer.

Presenting relevant and local regulatory changes to the Chief Compliance Officer. Assisting the Chief Compliance Officer and the BoD as and when required:. About the Role: Regulatory and Sanctions Compliance Advisory Officer.

Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance). Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in...

The Senior Compliance Officer – Regulatory Compliance role supports the Head of Central Compliance with the day-to-day operation of the Central Compliance function. Senior Compliance Officer - Regulatory, London. Compliance is responsible for overseeing the adherence to regulatory requirements an...

Compliance Generalist to support the enhancement of its compliance framework. Strong knowledge of FCA rules, compliance monitoring, and regulatory frameworks. This is an excellent opportunity for a compliance professional to contribute to the development of a strong regulatory framework within a ...

Prior experience as a Compliance Officer, Head of Compliance, or Regulatory Consultant in a consulting firm. Interim Regulatory Compliance Officer – Consulting Firm (M&A, DA and Corporate Finance). Risk & Compliance Management: Ensure necessary regulatory frameworks, policies, and controls are in...

As Compliance Officer, you will play a pivotal role in the second line of defence, supporting the delivery of the Compliance Monitoring Plan. Support key compliance initiatives, including SM&CR oversight and the annual training plan. Please note: This role is focused on compliance monitoring and ...

Junior Environmental, Health & Safety (EHS) Compliance Officer. Junior Environmental, H&S Compliance Officer. What you’ll be doing as our Junior Environmental, Health & Safety (EHS) Compliance Officer:.

Coopman Search and Selection are delighted to partner with a top tier multi-strat hedge fund witch circa $3 billion AUM, who are looking hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst. In this role you will work alongside the Head of Compliance as an e...

Marex Financial Ltd are searching for a Surveillance Compliance Officer to join their team in London. The role focuses on Trade Surveillance across a variety of asset classes; with an opportunity to gain exposure to a wider range of compliance activities at a market-leading commodity broking comp...

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

Assist in governance-related reporting cycles and compliance activities to align with organisational objectives.

Our client is a Prestigious boutique Wealth Planning firm, with an in-house DFM team, seeking to recruit a Compliance & MLRO Reporting Officer on a Part-Time basis. Establishing written guidelines to staff and service providers on the appropriate implementation of the laws, regulations, rules, an...

As a Regulatory Compliance Officer, you will:. Are you a food science graduate with 1-2 years of experience in regulatory, technical, or compliance roles within the food and drink sector?.

Senior Regulatory Compliance Officer. Senior Regulatory Compliance Officer. Liaise with key internal and external stakeholders to ensure compliance with applicable regulatory standards and assist with any regulatory reporting or investigations.

We are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London. You'll be actively involved in AML and anti-bribery processes, ensuring firmwide compliance in all areas. You’ll provide expert guidance on regulatory requirements and help to refine the future ...

The Compliance Officer - Portfolio Compliance should have the following skills:. The Compliance Officer - Portfolio Compliance - Asset Management will be responsible for:. Working as part of the wider Investment Compliance and Advisory Team.

A highly regarded professional services firm with a strong presence in the UK, Europe and the US are looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). You would be joining the London-based team in a newly created role and it’s a fantastic ...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk ma...

Support the Head of Compliance Assurance and wider Compliance team by undertaking ad-hoc compliance-related activities such as regulatory information requests, investigations, or incident-related root cause analysis. To support the Head of Compliance Assurance with the Compliance Assurance progra...

We are partnered with a reputable insurer based in the heart of London who are seeking a Compliance Officer to join their warm and collaborative Compliance function.

Supporting the Compliance Monitoring Manager in developing and maintaining compliance monitoring programme. The Compliance Monitoring Officer plays a critical role in ensuring the adherence of the brokerage firm to regulatory requirements and internal policies. Assist in maintaining records of co...

We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. Support the product...

As Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. As Chief Compliance Officer, you will be responsible for ensuring the firm’s policies and procedures ensure compliance with the European regulatory scheme and ensuring staf...

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...

Provide advisory compliance guidance on all applicable FCA rules for 'service companies', with support and oversight from the Chief Compliance Officer. The Global Compliance team within Bloomberg's Legal & Compliance Department provides coverage of Bloomberg's regulated affiliates and products, a...

Service Care Legal are currently recruiting on behalf of a London Borough Council who are seeking a Residential Conveyancing & Compliance Officer to join their team.

A highly regarded professional services firm with a strong presence in the UK, Europe and the US is looking for an experienced Risk & Compliance Officer to join them on a part-time basis (3-4 days per week). While your primary focus will be on our UK operations, you will also ensure compliance ac...

Job Description: Compliance Officer. We are seeking an experienced Compliance Officer to join a dynamic hedge fund. Develop, implement, and monitor compliance policies and procedures in accordance with industry regulations, including MiFID II, to ensure full regulatory compliance.

Dawn Ellmore Employment have partnered with a well-established London Law Firm who are looking to bring aboard a Senior Risk & Compliance Officer to join their growing team. To ensure compliance and manage the regulatory requirements. Provide training and guidance for all employees on Risk & Comp...

They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place. Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements. Analyse regu...

The position is part of a team delivering a comprehensive e-cigarette and vaping control program in Western Australia with a focus on the delivery of a comprehensive state-wide compliance program, including undertaking investigation and enforcement duties in accordance with the Medicines and Pois...

AJ Chambers are assisting a top West End Law Firm who are looking for a Risk and Compliance Officer to join the firm on a permanent basis. The successful individual will be an ambitious and enthusiastic self-starter with a solid background within a law firm, who will work alongside the Head of Ri...

A reputable international law firm with a global presence is looking for a Senior Compliance Officer to join their BAU team. Providing mentorship and training to compliance officers. This is an excellent opportunity to develop your risk and compliance career and mentoring skills within a prominen...