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We are looking for a dedicated and organised Senior Quality & Compliance Officer to support the day-to- day planning, review and development of our Quality Management System and associated project delivery, anti-bribery and quality assurance processes. The Senior Quality & Compliance Officer is r...

Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including b...

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Senior Compliance Officer for their London office. As a Compliance Officer, you will play a crucial role in maintaining the company's regulatory standards including:. Developing an...

Requirements: Experience: Minimum of 5 years of compliance experience in a buy-side investment management firm, with a strong background in generalist compliance functions, including regulatory compliance and AML. Training and Education: Develop and lead compliance training programs for sta...

The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. The Senior Compliance officer (15 Months Mat cover role) has a day rate of c£500-£700p/d depending on experience with hybrid...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessment of Citi's compliance risks, performing in...

We are recruiting for a Senior Compliance Officer on behalf of a prestigious London market insurer. Job Title: Senior Compliance Officer (6-Month FTC). Ensure compliance with the Senior Managers and Certification Regime (SMCR).

We are looking for a Compliance Officer specialising in investment funds to support the SMF 16/17 in the institutional asset management pillar of the Titan Wealth Group. This is a wide-ranging role covering all compliance topics relating to both investment funds and other more generic compliance ...

They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business. Prepare and update financial crime and surveillance related slides and presentations for Operational Risk and Compliance Committee (ORCC), ensuring they reflect current risks, trends, and comp...

In the heart of our Compliance Department, the Conduct Risk & Assurance Compliance Officer supports the second-line team across all conduct-related aspects. Ensure these are communicated and embedded across the organisation, fostering a culture of compliance and ethical conduct. You’ll need to ha...

They are looking for an Compliance Officer with a focus on Marketing & Distribution. Prepare internal compliance reports for the Board and Committees. Create new and review existing compliance policies and procedures.

Education:Bachelor’s degree/University degree or equivalent experienceMaster’s degree preferredBy joining Citi London, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (which i

Minimum of 5 years of compliance experience in a buy-side investment management firm, with a strong background in generalist compliance functions, including regulatory compliance and AML. Develop and lead compliance training programs for staff, ensuring awareness of regulatory obligations and fos...

Your impact as Deputy Chief Compliance OfficerExecutive Management Responsible for the strategic leadership of compliance related activity across the UK businesses. LocationLondon, LONDON, United KingdomPosted onNov 19, 2021ProfileDeputy Chief Compliance Officer. As part of an innovative team, ...

Taking on a key leadership role with the firm, you will be responsible for:Providing broad compliance advisory support to the fund managersMaintaining and updating compliance manual and policies and proceduresManaging the compliance program on a day-to-day basis, covering financial promotions, pe...

I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. Governance & Representation: Act as Retail Compliance representative in forums (e. Monitoring & Assurance: Collaborate with Compliance Monitoring t...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk managem...

Are you a Compliance Officer looking to take the next step in your career?. Apprenticeship compliance expertise: A strong understanding of apprenticeship frameworks and processes. If you’re passionate about compliance and ready to grow within a vibrant institute, I’d love to hear from you!.

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Responsibilities:Execu...

Our Client, a Globally Significant Private Markets firm, is looking for a Compliance Officer to join the EMEA Marketing and Distribution Compliance Team, acting as No. It requires a close partnership with other functions within the organisation including legal, product development, client coverag...

Role SummaryMarex Financial Ltd are searching for a Surveillance Compliance Officer to join their team in London. Report any breaches of policy to Compliance and/or your supervisor as required. Experience working in a regulated environment and knowledge of the risk and compliance requirements ass...

If you're an experienced compliance professional seeking a challenging role in a dynamic FMCG environment, apply now for the Compliance and FC Officer position through MERJE. The Compliance and FC Officer position offers an exciting opportunity to shape the financial crime strategy of a leading F...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk ma...

Healthcare Compliance Officer Reporting to: Desiree Szucs - Compliance Manager Location : Bromley (hybrid) ABOUT US Cpl UK is a group of specialist talent businesses which service the Science ...