Compliance officer jobs in ChislehurstCreate job alerts

Senior Risk & Compliance Officer Key Responsibilities:. Senior Risk & Compliance Officer. Top European Intellectual Property Firm is seeking an experienced Risk & Compliance Officer on a part-time basis.

Coopman Search and Selection are currently partnering with a global prop trading/market making firm who are looking to hire a Compliance Officer to cover Quant/Electronic Trading in London. Collaborating closely with the global compliance teams. The role will report in directly into the Head of C...

Compliance Officer or Compliance Manager. Maintain and oversee the firm’s compliance framework across AML, SRA, GDPR, and other regulatory obligations. Act as point of contact for compliance queries and regulatory changes.

Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance infrastructure. MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance ...

Candidates with the relevant experience or job titles of; Compliance Analyst, Compliance Specialist, Compliance Manager, Compliance Lead and Compliance Advisor, may be considered for this role. As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standar...

As an experienced Compliance Officer in a team of 3, you will play a crucial role in maintaining the company's regulatory standards including:. Developing and implementing compliance policies and procedures. Providing compliance training to staff at all levels.

A London Market insurance organisation is currently seeking an Assurance Officer (2nd line). You will take the lead for the monitoring plan, across risk and compliance, ensuring that the firm is compliant with PRA, FCA and Lloyds principles. The compliance team are extremely knowledgeable, collab...

Rutherford is partnered with a global hedge fund that is looking to add a Compliance Officer to its London team. The successful candidate will play a key role in the firm’s compliance operations. Perform regular compliance monitoring activities and assist with internal reviews.

Key Skills: Excellent soft skills/ability to hold conversations with senior stakeholders Minimum 2 years of compliance experience in a fund/asset manager Strong written english Generalist compliance skills desirable but open to more silod experienced should the candidate have strong interest in b...

Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/ monitoring Function. They are looking to hire a Senior Quality Control Officer with experience in Trade Finance and Financial Crime. Acting as a final reviewer of transactions reviewed by the te...

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. You will have broad exposure across the Compliance, Regulatory and ...

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. You will have broad exposure across the Compliance, Regulatory and ...

As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standards and best practices in compliance while ensuring the College meets its statutory obligations. Are you enthusiastic and proactive? We're on the hunt for a dedicated Compliance Officer to be par...

Our client, a commodity trading house based in London, are looking for Compliance Officer to join their expanding team. You will be responsible for implementing the companies’ compliance programme across a various areas of the trading business. At least 4 years of experience with compliance.

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...

Conduct and execute Bank wide risk based Compliance Monitoring Plan for Regulatory Compliance. Support compliance officers on relevant monitoring issues. Some planning and co-ordinatation of monitoring oversight of subsidiary compliance monitoring plan.

Ref: 22943Salary: From £32,000+ depending on experienceLocation: LondonJob status: PermanentWorking hours: 35 hours per week (Office based)Start date: ASAPJapanese Speaking Regulatory Compliance Officer - Responsibilities: * Develop and enhance internal compliance frameworks and monitoring sy

Generalist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find a candidate with generalist compliance expertise. Minimum 2 years of compliance exper...

As the Compliance Officer, you will be an integral part of the membership services team, providing invaluable advice and support on regulatory and compliance matters. Role: Compliance Officer . This role is perfect for someone who thrives on navigating complex compliance regulations and is pass

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Officer (Generalist) – Hedge Fund -

We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. Engage in deliverin...

Coordinate face-to-face compliance training sessions for compliance team for delivery across the business. Work with IT to ensure the online compliance trading modules are uploaded to the compliance system. Training and Communications Officer.

Work with the Global Chief Compliance Officer and other regional Compliance Officers in shaping the company’s global compliance strategy. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operat...

They are looking to hire a Senior Quality Control Officer with experience in Trade Finance and Financial Crime. Acting as a final reviewer of transactions reviewed by the team and testing assessments of the first line to ensure business is conducted in line with the risk and compliance policies. ...

Our client, a Global Macro Investment Manager Headquartered in the UK with 6 licensed entities is looking to add to their compliance team. We are looking for a collaborative team player with great emotional intelligence and fixed income and/or equities compliance experience to get in touch.

Our client, a commodity trading house based in London, are looking for Compliance Officer to join their expanding team. You will be responsible for implementing the companies’ compliance programme across a various areas of the trading business. At least 4 years of experience with compliance.

A leading trading house/brokerage is looking to appoint a Compliance Monitoring Officer to join their growing governance function. The role will report to the Senior Compliance Manager and have exposure to the Global Head of Legal and Compliance. Contribute to compliance policy reviews and compli...

We are working on a new opportunity to join the Risk and Compliance team within this international law firm in London. The firm is looking for an experienced compliance professional to focus on a range of work affecting the global network of offices, including data protection, regulatory matters,...

Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance infrastructure. MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance ...

We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. Lead the Compliance Monitoring Programme, conducting assessments and audits on key areas such as financial promotions, transaction moni...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Assess compliance issues for new business pr...

JCR Talent is delighted to be partnering with a global platform as they hire a CASS Officer 👇. Challenge and enhance internal and external processes to ensure compliance and best practices. Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness.

Compliance Officer – Compliance Advisory Team. As a Compliance Officer, you'll play a critical role in advising the front office and business units on regulatory requirements, conducting thematic and desk-based reviews, and supporting internal investigations. Conduct risk-based regulatory reviews...

As a Compliance Officer, you will play a critical role in supporting the Business Acceptance function. We are looking for individuals who thrive in a fast-paced legal environment and are committed to excellence in compliance. Supporting software testing and upgrades related to compliance systems....

Provide guidance and advice to internal teams on compliance risks and best practices for mitigating non-compliance. We are seeking a Compliance Monitoring Officer to join our growing team and take charge of ensuring the business adheres to all relevant regulatory requirements. A minimum of 3 year...

Rutherford is partnered with a global hedge fund that is looking to add a Compliance Officer to its London team. Prepare internal compliance documentation and monitoring reports. Support the compliance needs of affiliated entities under the group structure.

This is a growth hire, the firm is highly reputable and has a solid, established compliance team. Conducting compliance related training;. Proven compliance background gained working for a hedge fund, private equity firm, or institutional investment manager;.

A leading trading house/brokerage is looking to appoint a Compliance Monitoring Officer to join their growing governance function. The role will report to the Senior Compliance Manager and have exposure to the Global Head of Legal and Compliance. Contribute to compliance policy reviews and compli...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

As a Compliance Officer, you will play a crucial role in ensuring our college meets the highest standards and best practices in compliance while ensuring the College meets its statutory obligations. Are you enthusiastic and proactive? We're on the hunt for a dedicated Compliance Officer to be par...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. The role will also include assisting with the coordination and handling of complaints from the business, responding and handling due diligence requests from counterparties, an...

As we continue to scale our global business, we are looking for an experienced Chief Compliance Officer (CCO) to join our leadership team in the UK. The CCO will be a key strategic business partner, playing a pivotal, role in shaping PingPong’s growth strategy while maintaining the highest com

As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm. Compliance Officer (Generalist) – Hedge Fund - Lo...

Compliance, Risk, Audit and Safety Officer. Compliance, Risk, Audit and Safety Officer. The team compromises a Director, Head of Service, and 3 experienced officers, with this role completing the team as the 4th officer.

Our client is a leading Global Hedge Fund who are now looking for a Senior Compliance Officer to operate as a regulatory project lead, ensuring oversight and completion of all regulatory projects by the wider compliance function. You will have broad exposure across the Compliance, Regulatory and ...

Compliance, Risk, Audit and Safety Officer. The team compromises a Director, Head of Service, and 3 experienced officers, with this role completing the team as the 4th officer. This is an exciting opportunity to join our highly skilled and dedicated Compliance, Risk, and Audit team.

Challenge and enhance internal and external processes to ensure compliance and best practices. Assist the Head of Compliance in overseeing day-to-day CASS, safeguarding controls and effectiveness. JCR Talent is delighted to be partnering with a global platform as they hire a CASS Officer 👇.