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The successful candidate will lead our growing Compliance team (currently numbering over 80 compliance professionals) to ensure continued compliance with all legal and regulatory requirements. The team is led by Walker's General Counsel and Chief Risk and Compliance Officer (based in our London o...

Reporting to the Head of Compliance Monitoring, the Senior Compliance Monitoring Officer will undertake, and complete compliance monitoring reviews including thematic and desk-based periodic reviews of the firm's systems/controls and provide assurance to the business and senior management. SIEL's...

MERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast-paced environment and will play a crucial role in maintaining regulatory s...

Managing the compliance program on day-to-day basis, covering financial promotions, personal account dealing, updating compliance logs/registers and prepare/submit regulatory filings. Providing ongoing compliance training to firm employees. Maintaining and updating compliance manual and policies ...

Look at technical aids that support compliance (e. Design the documentation needed for use with the procedures:Data Protection Impact assessmentsPrivacy impact AssessmentsData Inventory RegisterData FlowsSAR ProcessCompliance DocumentsPrivacy Framework and processesReview of client contractual re...

Support the design and delivery of a risk focused Compliance Monitoring Plan, working with the wider Risk and Compliance team. Contribute to the delivery of F2F compliance related training sessions. Prepare and deliver close-out briefings to wider risk and compliance team and senior management wh...

My client, a full-service thriving Law firm who are member of Ally Law are currently recruiting for a Compliance and Data Security Officer to join their busy office based in Lincon Inn, Holborn. The main focus for this role is to support the Head of Risk and Compliance in the delivery of the firm�...

AXA Investment Managers (AXA IM).With our products, we aim to diversify and grow our portfolios, while providing long-term value and.AXA IM manages around 844 billion euros in assets, including 480 billion euros integrating ESG, sustainable, or impact criteria as.We are committed to achieving the...

The ideal candidate disposes of:.Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial regulation.Updat...

Principal Purpose of the role:.The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime.The overriding objectives of the Head of Co...

The Senior Compliance officer (12-15 Months Mat cover role) has a base salary of. Senior Compliance Officer (VP). The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business.

Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry.Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional test...

Key responsibilities include but are not limited to:.Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.Identify any gaps or weaknesses in the Plan and propose remedial actions.Day to day management of the Plan ensuring tests are completed on time and...

A good level of experience as a Senior Compliance Officer within the commodities trading sector, specifically in base metals with a solid understanding of the London Metal Exchange (LME) rules and practices. As part of the Compliance Division within our Risk Management Group, this highly visible ...

Assist in the ongoing review and updating of compliance policies and procedures to ensure compliance with applicable laws and regulations. Review, operate and/or implement systems for marketing and distribution of investment opportunities, and ongoing review and support for compliance approval of...

Design and deliver regular compliance training programs for employees, focusing on FCA regulations, internal compliance policies, and CFD-specific compliance risks. Manage and report any suspicious activities, compliance breaches, or significant risk exposures to senior management and the FCA as ...

We are working with a reputable hedge fund, headquartered in London.There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.This role will be generalised, duties include:.Provide regulatory advice to t...

The SEI Group is a leading global provider of asset management and investment technology solutions.SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the growing team.Reporting to the Deputy Head of Compliance, your primary role, but not predominant role, wil...

Collaborate closely with the Compliance team and business units to develop an exemplary compliance program. We have a current exciting opportunity for a Compliance Officer on a permanent basis. Oversee compliance for investment products and processes through ongoing monitoring and periodic review...

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.

We are exclusively recruiting for a growing asset management firm looking to hire a Compliance Officer for a newly created role as the business continues to expand.

Position Title: Chief Information Security OfficerLocation: UK (Hybrid)Company: ClientAbout Us: Welcome to Sortitt, the revolutionary marketplace thats reshaping the future of resource acquisition.As a dynamic platform, Sortitt connec

However, as we continue our journey to becoming a fighting and organising union, and when operational circumstances allow, the successful candidate's case work will reduce, and they will support the work of the regional team in carrying out the ‘Five Pillar’s strategy’ with specific referenc

We are currently recruiting for Security Officers amongst different locations and shift patterns, please only apply for one opening. Before you apply, we advise you to consider setting up a separate email address for your contact with us, to ensure your personal and application correspondence rem...