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Compliance Officer Location: Central London An established and highly regarded law firm specialising in property transactions—particularly for investor purchasers in both domestic and offshore markets—is seeking a talented Compliance Officer or Compliance Manager to join their dynamic team in th

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

About the role An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer to join Recognise Bank and support the delivery of our compliance agenda, ensuring we operate within the legal and regulatory frameworks set by the FCA, PRA, and other governing bodies. Conduct ...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. The role will also include assisting with the coordination and handling of complaints from the business, responding and handling due diligence requests from counterparties, an...

Responsibilities will include but not be limited to: Oversee and manage the Compliance Monitoring Programme Registered Compliance Officer and MLRO Update compliance manual and policies and procedures Compliance monitoring and report findings to the board Oversee all reporting Provide regulatory a...

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

We are recruiting on behalf of a highly successful boutique private fund This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter You should have at least eight years private fund consulting experienc

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance ...

Role Overview As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. Proven experience in dealing with the UK Financial Conduct A...

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Assist in maintaining and updating compliance policies, procedures, and registers. Prepare and maintain accurate compliance records, reports and MI for internal and.

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Required knowledge and experience for the Compliance Monitoring Officer role:. If you're an experienced Compliance Monitoring Officer looking for a ...

Our client, a respected investment management and financial advisory firm based in Swansea, is seeking a diligent and proactive Compliance Officer to support their compliance function. Conduct risk assessments and compliance audits to identify and evaluate potential compliance risks. Champion bes...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

Assist the Chief Compliance Officer with compliance program initiatives. This generalist compliance role will involve supporting compliance efforts across multiple regions. Support various compliance functions, including PA Dealing, Shareholder Disclosures, Marketing and other compliance-related ...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. Registered Compliance Officer and MLRO. Chief Compliance Officer SMF16/17.

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Develop risk and compliance monitoring programmes across the business. Developing, implementing and monitoring compliance policies, assessing risks ...

Excellent new opening for a Risk/Compliance specialist to help develop and deliver Risk/Compliance programmes within a dynamic Pensions environment. Strong knowledge of UK regulatory and compliance frameworks. Background in risk management and/or compliance.

The Compliance and Risk officer is responsible for identifying and mitigating compliance risks, ensuring adherence to UK regulatory frameworks, including GDPR, the Office for Students (OfS) requirements, and internal policies. Are you a detail-oriented professional with a passion for compliance a...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Working with both the Compliance Manager and Complaints Specialist, the Compliance Officer will provide regulatory support and guidance to the business to ensure regulatory obligations are met. Review marketing materials for compliance. ICA or similar compliance qualifications ideal.

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. As a key member of our regulatory compliance team, you will be responsible for providing prompt, accurate and effective compliance services to Miller and its subsidiary undert...

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. Assist in maintaining and updating compliance policies, procedures, and registers. Prepare and maintain accurate compliance records, reports and MI for internal and.

Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objectives. Manage the Compliance Monitoring activities, ensuring timely and accurate completion. Act as an internal advisor to business functions, providing practical, risk-aware compliance guidanc...

MERJE are delighted to be supporting this global quantitative hedge fund in their search for a Compliance Officer to join its Legal & Compliance team in London. Reporting to the Chief Compliance Officer, you’ll be involved in developing policies, advising on regulations, and enhancing compliance ...

This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver and monitor a risk-based compliance framework that aligns with the firm’s wider governance objective...

The Chief Compliance Officer SMF16/17 will be responsible for ensuring that the firm maintains compliance with all applicable rules and regulations. The Chief Compliance Officer role has a. Registered Compliance Officer and MLRO.

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

We are looking for a motivated Compliance Officer with a shared vision for promoting compliance culture across our group. The role will also include assisting with the coordination and handling of complaints from the business, responding and handling due diligence requests from counterparties, an...

Contribute to the development and delivery of compliance training, and assist with drafting or revising compliance policies and procedures. Support the Compliance department to ensure effective governance, internal controls, and regulatory compliance across SIEL’s operations. Provide compliance a...

Prior compliance experience within a general insurance or related financial services environment. This role presents a fantastic opportunity for a compliance professional with general insurance experience to take on meaningful responsibility within a well-established but evolving firm. Deliver an...

The Senior Compliance Officer will play a critical role in developing governance structures, particularly for external distribution agreements, while ensuring compliance with AIFMD, UCITS, MiFID, the Cross Border Distribution Directive (CBDD) and other relevant frameworks. Reporting directly to A...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Seni...

We’re Hiring: Part-Time Compliance Officer (2 Days/Week) 100% remote within the UK. Driving and maintaining compliance across key standards (SOC 2, ISO 9001, ISO 27001). Supporting a culture of continuous improvement around risk and compliance.

An exceptional opportunity has arisen for a Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from officers. Escalate high-risk issues to the Money Laundering Reporting O...

We are recruiting on behalf of a highly successful boutique private fund.This is very much a "hands-on" role - whilst there is ample other internal resource available it is a stand-alone and requires a true self-starter.You should have at least eight years private fund consulting experience , or ...

Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist with the firm’s complian...

The Compliance Officer will monitor, audit, and enforce compliance with government regulations industry standards (e.

Work with the London Compliance Officer to provide trade compliance support to the teams in London with some assistance to the equivalent teams in New York. Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business group...

This is a standalone role based in Dubai, supporting the EMEA compliance function and reporting directly to the Chief Compliance Officer in London. Rutherford is exclusively partnered with a global multi-strategy hedge fund seeking to hire their first Compliance Officer in Dubai. Oversee day-to-d...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Monitor regulatory developments (including M...

Lutine Bell are currently supporting a rapidly growing Wealth Manager looking to appoint a Compliance Officer into their 1LOD. Previous compliance experience in a first line capacity, including an understanding of how a three lines of defence model works.

The Compliance Officer role has a base salary of. The role requires an experienced buy-side Compliance Officer who is approachable and experienced in dealing with the front office. Reporting directly to the CCO and working alongside 2 compliance analysts, the role holder will be responsible for d...

As a Senior Compliance Officer in the Right to Work team, you’ll play a vital role in ensuring the firm’s compliance with UK immigration legislation and Home Office requirements. Why Join KPMG as a Senior Compliance Officer?. Partnering with the Immigration team to support visa applications and

Are you a strategic leader with a passion for regulatory excellence? AXA UK and Ireland is seeking a dynamic Chief Compliance Officer to lead our Compliance function and enhance our commitment to delivering exceptional service to our customers. Lead and develop the AXA UK Group Compliance and Reg...

We are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake. We’re lo...

An exciting opportunity has arisen for a bright, commercially-minded Compliance Officer. This is a great opportunity for a compliance professional looking to deepen their experience. You’ll support the identification and management of regulatory compliance and financial.

As the Head of Compliance, you will be responsible for developing, implementing, and maintaining Lunu Pay’s compliance framework, ensuring adherence to all applicable regulations, industry standards, and internal policies. If you are a strategic thinker with a passion for compliance in the crypto...