Compliance officer jobs in IsleworthCreate job alerts

LAW Absolute is recruiting on behalf of a prestigious central London University, for an Information Compliance Officer.The University is seeking to appoint on a temporary ongoing basis initially, with potential to transition into a permanent role in the future.Your work will include responding to...

I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Gover...

Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or IFPR. Broader compliance experience would be an asset although not essential.

Reporting to the Risk Director and serving as Deputy MLRO and a member of the Risk Committee, the Senior Compliance Officer will ensure the company remains compliant with all regulatory requirements while achieving its business objectives. We have a great new opportunity as a stand-alone Senior C...

We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, and Financial crime. Investigate sanctions and financial crime matters, offering expertise to the business.

Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team!. Working closely with the Chief Compliance Officer on policy maintenance and regulatory initiatives. Financial services, PE, FCA compliance.

The ideal candidate disposes of:.Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.Monitor industry practice with respect to global financial regulation.Updat...

They are looking to hire a Market Surveillance Officer on an FTC basis. Assisting with technical enhancements relating to compliance monitoring surveillance software. Interest in financial markets, data analysis, and compliance.

A leading City-based investment bank is looking for a proactive Regulatory Compliance Officer to join its Regulatory Change team, specialising in horizon scanning. This role focuses on identifying, analysing, and assessing regulatory developments across the UK and EU markets, ensuring the bank st...

Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the growing technology hub of Shoreditch. You're a well-rounded financial services compliance professional with a solid understanding of FCA rules and guidance, inclu...

Maldon Partners are recruiting a.Senior Compliance Officer (VP).Global Alternative Investment Manager based in London.The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, Absolute Return Hedge Funds and Credit Management and is in super growth mode looking to doub...

Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan.

Our client is an international financial services company focusing on wholesale and corporate banking activities.To provide comprehensive advice on regulatory requirements.Interpret and communicate complex regulatory change.To work closely with key stakeholders and ensure appropriate regulatory a...

The general responsibility of the Head of Compliance/CCO (SMF16) & MLRO (SMF17) is to provide an in-house compliance service that effectively supports business areas in their duty to comply with relevant laws and regulations and internal procedures. Providing reports on a regular basis including ...

Operational Compliance Officer.London – 4 days in the office per week.Finitas are working with a leading quantitative-driven electronic market-maker partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income, Commodity, and Crypto ...

Coopman Search and Selection are currently partnered with one of the most exciting global hedge funds who are looking to hire a Compliance Officer. In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing gui...