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James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. The firm arranges asset finance, business loans, car finance, cash flow finance and more for UK businesses. \n This is a varied, hands-on role where you'll own the firm's compliance framework from end to end. You'll be the go-to person for the FCA and industry bodies, ... \n \n ZIPC1_UKTJ

55,000 - 60,000 per annum depending on experience Compliance Assurance Officer 55,000 - 60,000 per annum dependent on experience 12 month FTC London/Kent Hybrid At Saga, were looking for an experienced Compliance Assurance Officer to take the lead on independent compliance assurance across two FCA-regulated businesses, Saga Insurance and Saga Money. This is a fantastic opportunity for someone who enjoys autonomy, thrives on intellectual challenge and wants their expertise to have a genuine impact on how a business manages risk, protects customers and delivers the right outcomes. As the sole Compliance Assurance Officer, youll be tasked with delivering the approved annual assurance plan. Here you will have the freedom to determine the scope and schedule, and provide independent insight that influences senior leaders and the Boards. Youll have the confidence to challenge the status quo, the judgement to identify emerging risks and the opportunity to turn your findings into meaningful improvements. Youll be trusted to bring an independent perspective, champion strong regulatory standards and help shape a culture where doing the right thing for our customers is at the heart of every decision. At Saga, we work flexibly, which means our colleagues have autonomy over where they work at home or in a hybrid setting. This role has a small hybrid element, which means that our team comes together at least once a month when we need to collaborate. Role Responsibility As our Compliance Assurance Officer, you will be responsible for planning and undertaking detailed assurance reviews, assessing compliance with FCA rules, internal policies and the effectiveness of existing controls Other accountabilities will include: Taking responsibility for delivering the annual assurance plan, independently managing review schedules, priorities and competing demands. Assessing whether business practices and customer journeys are delivering good outcomes, identifying potential regulatory breaches or areas of customer harm. Reviewing and adjusting assurance priorities where changes in the business or regulatory environment warrant additional scrutiny. Producing clear, evidence-based assurance reports setting out findings, associated risks and recommendations for improvement. Providing regular updates to senior management and relevant governance committees on assurance activity, key findings and emerging themes. Challenging senior stakeholders where reviews identify gaps in regulatory compliance, weaknesses in controls or inadequate management responses. Escalating significant regulatory concerns and control weaknesses, ensuring these are brought to the attention of the appropriate individuals or committees. Monitoring the progress of agreed remedial actions, challenging delays or proposed solutions that do not adequately address identified risks. Undertaking follow-up testing to confirm that actions have been implemented and are effective. Identifying recurring issues and opportunities to improve controls and compliance arrangements across both businesses. Maintaining and developing the assurance approach to reflect changes in regulatory expectations and business risks. Developing the annual risk-based compliance assurance plan (2027/28) for both regulated businesses, taking account of regulatory requirements, business risks, previous findings and emerging issues. The Ideal Candidate You will have a strong understanding of the FCA regulatory framework, particularly Consumer Duty, insurance distribution, product governance, financial promotions and conduct risk. An ICA qualification or equivalent would be desirable. Experience of planning and undertaking risk-based compliance monitoring or assurance reviews, including assessing control effectiveness and identifying regulatory weaknesses. Ability to review complex information, identify underlying issues and reach well-reasoned conclusions supported by evidence. Confidence and experience to manage a programme of work with limited supervision, make sound judgements and take responsibility for delivering agreed objectives. Strong written and verbal communication skills, with the ability to present findings clearly and explain regulatory issues to stakeholders at different levels. Ability to build effective working relationships, constructively challenge senior colleagues and influence improvements without direct management authority. Ability to prioritise competing demands, manage deadlines and maintain oversight of assurance activity across two regulated businesses. A balanced and pragmatic approach, with the confidence to raise difficult issues and maintain an independent view where necessary. Saga Values: Make it Happen, Do the Right Thing, Customer First, Excellence Every Day, Our People Make Us Special Package Description At Saga we recognise that our people make us special. We believe our colleagues deserve rewards for the excellence they demonstrate every single day, thats why we have put together an amazing benefits package for all colleagues. BENEFITS AVAILABLE FOR THIS ROLE: 25 days holiday + bank holidays Option to purchase additional leave - 5 extra days Pension scheme matched up to 10% Company performance related annual bonus - Up to 5% Life assurance policy on joining us, 4 x salary Wellbeing programme Colleague discounts including family discounts on cruises, holidays and insurance Range of reductions and offers from leading retailers, travel groups and entertainment companies Enhanced maternity and paternity leave Grandparents leave Income protection Access to Saga Academy, our bespoke learning platform About the Company Over the past 70 years we have become the UKs specialist provider of products and services to people aged over 50 in the UK. The Saga brand has become one of the most recognised and trusted brands amongst UK consumers in this demographic, recognised for its high quality products and exceptional standards of service. These include cruises and holidays, insurance, personal finance and the Saga Magazine.At Saga we are committed to treating all employees fairly and to offering equal opportunities in all aspects of employment and advancement. We value diversity not just because it is the right thing to do, but because diverse teams perform better.Fair consideration is given to applications from all applicants, including those with disabilities and those over who are over 50 as we are champions of age inclusivity. We are an official Disability Confident Committed employer and ensure that our recruitment process is inclusive and accessible and we will make reasonable adjustments as required. For more information on our DEI policies please visit our Saga Careers page.Saga does not accept agency CVs unless specifically engaged on the role by the Talent Acquisition Team. Please do not forward CVs to our recruiters, employees or any other company location. Saga will not be responsible for any fees related to CVs received in this unsolicited manner.Job Reference: saga/TP/56250/3590

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer.

This is a varied, hands-on role where you'll own the firm's compliance framework from end to end. James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer. This is a varied, hands-on role where you'll own the firm's compliance framework from end to end.

A leading international development bank is seeking an experienced Investment Officer, based in Beijing.

Essential Employment is seeking an Interim 151 Officer in the West Midlands. The role involves leading the finance service, driving financial strategies, and guiding organisational change within a local authority context.

Investment Officer, Project & Corporate Finance (Based in Beijing). Investment Officer, Project & Corporate Finance (Based in Beijing). The Project and Corporate Finance Clients Department, Global (PCF) is responsible for expanding AIIB client relationships among private‑sector clients and sponsor

Manage and deliver end-to-end payroll services, ensuring compliance, statutory reporting, and pension administration.Support with payroll-related financial information.

Finance Officer role in Birkenhead, Wirral for a permanent, full-time position. Responsibilities include maintaining day-to-day financial operations within a housing association's finance team.

Seeking a Chief Finance Officer and Company Secretary for a regulated financial institution to lead financial strategy, ensure robust governance, and oversee operations, supporting sustainable growth.

The CFO will lead all aspects of Group Finance, Estates, Risk & Audit, supporting the Principal & CEO, and the Corporation Board.

Freshwater Parish Council is seeking an experienced and qualified Responsible Financial Officer (RFO) to manage and oversee the Council’s financial administration. This statutory role is central to ensuring the Council’s finances are managed in accordance with local government legislation and be

The Finance Manager is responsible for the delivery of the organisation's operational finance function, including the day-to-day management of the Finance Department. The Finance Manager reports to the Head of Finance and IT. The Finance Manager will need to have a full professional qualificatio

As a Corporate Tax Assistant Manager in Warrington, you will help manage corporate tax work within the Energy & Natural Resources industry, keeping key tax activity organised and on track.You will work across the Tax department, helping the business maintain clear and accurate tax processes.A large,

Reporting to the Finance Planning & Analysis Manager, you will have a particular focus on monthly gross profit reporting, cost analysis, reconciliations and maintaining the accuracy and integrity of ERP data. Support the wider Finance team with ad hoc analysis and reporting as required. Flexibility

Accountable Recruitment are partnering with an industry leading business, based in Ellesmere Port to recruit a CIMA, ACCA or ACA qualified Finance Manager. Reporting to the Group FC you will be responsible for producing monthly management accounts and analysis, leading on ad hoc projects, and superv

Specific roles and duties: Lead the Group finance function, while remaining sufficiently hands-on to understand the detail, ensuring accurate accounting, strong controls, effective month-end disciplines and reliable financial systems. Oversee statutory accounts, audit, tax, VAT, payroll-related fina

Our client is looking for a Retail Security Officer to work within 2 stores in Grimsby and Lincoln, where no two days will be the same and you will have the opportunity to carve out a career with the biggest name in security. Position: Retail Security Officer Location: Grimsby and Lincoln Pay Rate

Reporting to the Group Finance Director and working closely with the wider leadership team, this is an exciting opportunity for a commercially focused finance professional to play a key role in supporting continued growth. As Senior Finance Business Partner, you will act as the main finance contact

Managing Director | Coopman Search & Selection | Recruiting for Senior Finance, Accounting & Interim Management Professionals. Coopman Search & Selection are delighted to be working with a company in the aviation sector who are looking to add a specialist corporate finance professional to their team

A leading global investment bank is seeking an experienced Application Support Manager to lead a skilled support team in London.You will oversee critical applications, ensure compliance with SLAs, and manage major incidents while contributing to the overall technology strategy.Ideal candidates will

Job Category Accountancy & Finance.

Coordinate input from finance, tax and overseas subsidiary teams. Work closely with the wider Group Finance team to resolve audit queries and ensure deadlines are met.

This role focuses on delivering high-level tax advisory services in Manchester within the professional services industry.You'll work on complex tax planning and transactions, helping clients achieve their business goals while contributing to a growing team.A professional services firm based in Manch

If you’re ready to take the next step in your career within specialist property finance, we’d love to hear from you. Business Development Manager – Specialist Property Finance. Competitive Package | Bridging & Development Finance.

If you’re passionate about property finance and building strong intermediary relationships, this is your opportunity to work with a lender where Bridging Finance experience is essential. As a Bridging Finance BDM, you will:. Promote and sell short-term property finance solutions across the UK.

Atom Bank is seeking a Qualified Senior Manager to join the Value Management team for a 12-month fixed-term contract at our Newcastle HQ.You will own staff and non-staff month-end processes, lead the January–March budget cycle, and drive cost modelling and continuous improvement across the bank.Th

A leading recruitment agency in the United Kingdom seeks a Managing Director to join a client's aviation sector team.This role requires preparing financial models for aviation acquisitions and providing strategic insights to executive stakeholders.Ideal candidates have relevant qualifications and ex

HW Finance is seeking an IT Audit Manager to join its Internal Audit function, driving technology risk assurance across a rapidly evolving landscape.

A leading UK financial services group is looking for an experienced IT Service Delivery Manager to join their Group Finance team.

A leading UK bank is searching for an experienced Credit Risk Manager to join their Real Estate Finance team.

Senior Finance Business Partner & Finance Manager roles (X3) - initial 6 month contract. We are seeking two experienced Senior Finance Business Partners who are looking for a genuinely impactful and challenging role within local government finance. Present financial issues, risks and opportunities t

Solid technical finance knowledge, including month-end close, journals, accruals and prepayments. Experience working with finance teams and business stakeholders to ensure accurate and timely reporting.

Reporting to a talented Chief Commercial Officer, this Audience Insights Manager will play a central role in shaping how the business understands and monetises its audience.

The role will report to the Finance Director and take responsibility for the management and growth of the finance team and statutory and internal reporting, as the business grows, the individual will be involved in refinancing, project accounting and transformation projects. Develop and mentor membe

The individual will work as part of a small team of finance professionals based in the UK and collaborate with a number of teams across the globe to meet HSBC Innovation Bank accounting, control, reporting and tax requirements. The UK Finance team aims to be a strategic partner and advisor in achiev

This role requires CIMA/ACCA/ACA qualification or active study, strong technical finance knowledge, excellent Excel skills, and the ability to explain movements in financial performance to stakeholders.

My leading Banking client are looking for a talented and motivated individual to play a key role in the delivery of strategic IT solutions to Finance functions across their EMEA entities. The main focus will be in Finance Data & Processing Architecture including the roll out of Azure Databricks Lake