Financial compliance jobs in DroylsdenCreate job alerts

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE). Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. Our client, a leading financial services firm, seeks ...

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE) Ref: 4119D £40K -£60K + Benefits 80% WFH (Manchester Area) Our client, a leading financial services firm, seeks to recruit a Technical Helpdesk & Training supp

Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Maintain knowledge of regulatory developments and rule changes to support the firm’s adherence to high levels of compliance. Train and onboard ...

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team in Manchester. In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to st

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE). Our client, a leading financial services firm, seeks to recruit a Technical Helpdesk & Training support manager. It may suit someone already in a Compliance role...

In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to strategic risk management initiatives across the business. The firm is looking for a qualified solicitor with significant experience in A

We are working with a leading national law firm to recruit a Financial Crime Lawyer into their Risk and Compliance team in Manchester. In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to st

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE). It may suit someone already in a Compliance role or else an IFA Salesperson or Paraplanner looking to move into such or someone from a product provider (account ...

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE). Our client, a leading financial services firm, seeks to recruit a Technical Helpdesk & Training support manager. It may suit someone already in a Compliance role...

IFA TECHNICAL ADVISORY – L4 FINANCIAL PLANNING KNOWLEDGE REQUIRED (SUIT COMPLIANCE, PRODUCT PROVIDERS OR SALES/PARAPLANNER EXPERIENCE). Our client, a leading financial services firm, seeks to recruit a Technical Helpdesk & Training support manager. It may suit someone already in a Compliance role...

In this role, you’ll be a central figure in upholding the firm’s high standards in anti-money laundering and financial crime compliance, while contributing to strategic risk management initiatives across the business. The firm is looking for a qualified solicitor with significant experience in A

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Arrange and deliver relevant training to team members with respect to regulation and compliance. Experience in a similar position within the financial services industry.

We're looking for a Drainage Design Team Leader to join our Transportation team based in Salford.You'll utilise your extensive experience in delivering successful flood, water management, and drainage projects to achieve exceptional outcomes for a diverse range of clients, including National High...

As part of our continuous commitment to maintaining standards and ensuring compliance with regulatory requirements, we are seeking a diligent and experienced Compliance Manager to join our team. Provide guidance and support to staff and faculty members on compliance-related matters and assist in ...

Location: Isle of Wight Salary: £35,000 per annum additional on-call pay Contract Type: Full-Time, Permanent Hours: 37.We are exclusively partnering with a leading organisation that delivers innovative, trauma-informed, and family-centred care for neurodivergent children and young people.We are c...

Whether you’re looking to gain foundational skills in financial services, have a knack for customer service, or seek to expand your horizons, we likely have the perfect opportunity for you.

They have a great presence across the North West and London, and theyre currently looking to add a Risk and Compliance Manager into the team This is a newly created role in a growing law firm, supporting the firms Risk and Compliance Director & COLP, leading and managing a team of Compliance Ana

Rutherford is working with a global financial services firm to appoint a Senior Compliance Analyst to join their Legal & Compliance team, supporting compliance activities across multiple jurisdictions. Maintain and update compliance systems, registers and records. Produce and deliver compliance t...

Role Responsibilities: Oversee and manage the firm’s compliance framework and strategy Conduct and manage file reviews and quality assurance checks Handle FCA reporting (monthly and annual returns) Maintain day-to-day regulatory compliance across the business Conduct AML checks, including PEPs, S...

Financial Services / Compliance. Support the Group Compliance Manager with the implementation and oversight of Compliance Management Frameworks. Strong experience in compliance risk and operational compliance management.

Business Analyst | IT Department | Mergers & Aquisitions | Cloud Platforms, O365, Enterprise Migrations | Greenfield IT function being established Remote first Monthly trip to Chester (expenses paid) £40k base benefits Our client provides a combination of services (mainly software & applic

Rutherford is working with a global financial services firm to appoint a Senior Compliance Analyst to join their Legal & Compliance team, supporting compliance activities across multiple jurisdictions. Produce and deliver compliance training and communications. Collaborate with internal teams and...

Key Deliverables of Role: Build and maintain a regulatory compliance document framework and ensure the business adheres to its various compliance requirements Conduct internal audits and investigate potential breaches of compliance policies Assessing, advising on and mitigating strategic risks Pr...

Rutherford is working with a global financial services firm to appoint a Senior Compliance Analyst to join their Legal & Compliance team, supporting compliance activities across multiple jurisdictions. This role involves managing key compliance frameworks and operational procedures within a colla...

Contract Business Analyst Business Analyst x2 - Digital Transformation – Retail Location: Southampton (Hybrid – 2-3 days onsite per week) Duration: Initial 6 months (with potential extensions) Rate: up to £525 p/d Umbrella Our client is undergoing a major digital transformation and currently se

Previous experience as a Compliance Officer, Compliance Administrator, or similar role within financial services (preferably in a Chartered or IFA environment). A well-established and trusted Chartered Financial Planning Firm, that prides itself on delivering high-quality, bespoke financial advic...

Your new company Our client is an award-winning, Liverpool-based firm who are currently recruiting for a Clinical Negligence Team Leader to join on a hybrid basis.The office is easily accessible by public transport and has nearby parking.Your new role This Clinical Negligence Team Leader role wil...

As the Compliance Manager, you will be responsible for overseeing and managing all aspects of quality assurance and compliance within the college. As part of our continuous commitment to maintaining standards and ensuring compliance with regulatory requirements, we are seeking a diligent and expe...

Company Overview: AMS Group are a full-service professional services firm that create value for mid-market businesses.We do this through our exceptional technical delivery teams and our personalised client approach.Our vision is to be the best advisory-led professional services firm in the mid-ma...

Are You Ready to Redefine How Pensions Operations Should Work?.If you're the kind of leader who spots inefficiencies and thinks, “there’s a smarter way to do this”—then this role is calling your name.A global firm is looking for a Pensions Operations Team Lead who isn’t afraid to challenge

Qualifications & Experience Proven experience in a Business Analyst role – Software and Service Delivery Financial services experience, especially in mortgages, lending, or investment products. Software and Service Delivery Business Analyst - Financial Services Sector Contract (Outside IR35) -

Ready to Lead, Inspire, and Transform Pensions Admin? This team needs you.Step into a role where leadership isn’t just about managing - it's about motivating, elevating, and setting the pace for excellence.This is your chance to take charge of a thriving pensions administration team at the heart ...

The responsibilities will include: Delivering end-to-end internal audits across global offices Evaluating risk management and internal control effectiveness Conducting walkthroughs, testing controls, and drafting audit reports Providing practical recommendations and tracking remediation Assessing...

The Compliance Monitoring Officer will play a vital role in supporting the Head of Compliance with conduct risk and compliance assurance activities. Conduct compliance monitoring activities following established methodologies. Required knowledge and experience for the Compliance Monitoring Office...

Are you a restructuring expert with deep technical expertise and a passion for compliance? This is your opportunity to step into a nationally influential role with direct succession to Head of Technical & Compliance at a fast-growing, acquisitive advisory firm. Shape the Future of Restructuring C...

An exciting opportunity for a Property Lawyer to take on a hybrid or totally remote working opportunity as a conveyancing team leader.This can be on a purely residential caseload or commercial also.Your role will involve looking after a team of 4 staff – a mix of fee earners and support.The firm ...

Job Title: Compliance Project Manager. This is a unique opportunity to take ownership of a range of compliance and operational initiatives across an international business. Lead and manage compliance-related projects end-to-end, from scoping and planning through to implementation and review.

Prior leadership experience is essential, as is a strong grasp of compliance standards and regulations within a professional services environment. The responsibilities will include: Reviewing and approving CDD work in line with regulatory standards Conducting CDD checks where required, using inte...

Experience in governance, risk, compliance, or related sectors.

NOW Hiring multiple Business Analyst roles Location: Manchester (UK-based only) Workplace Policy: 5 days in a Manchester HQ Salary: From £45k - £55k Join a genuinely supportive and forward-thinking team where collaboration isn’t a buzzword – it’s how things get done.This is a place where you

Promote health, safety, and compliance with care standards.

Operate within legal, financial, time, and policy constraints to meet safety and compliance goals. Understanding of compliance management. Manage all compliance and building safety matters across the council properties.

Senior Business Analyst – Financial Services Sector Contract (Outside IR35) - Hybrid (Newport Office) – Up to £550 per day A leading organization in the financial services sector is seeking an experienced Senior Business Analyst to support complex change initiatives. The successful candidate wi

Our client, a highly respected and reputable recognised membership organisation within the construction and roofing sector, is currently seeking a Compliance Manager to lead quality assurance and compliance for their Competent Person Scheme. As Compliance Manager, you will:. Work closely with tec...

Housing Disrepair Team Leader This modern civil litigation firm in the heart of Liverpool has an exciting opening for a confident and experienced Team Leader to lead its established Housing Disrepair team.The firm is recognised across Merseyside for its high-quality work and outstanding service t...

The MCERTS Technician should ensure that job file checks exceed 95% compliance.