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Business Analyst / PMO (KYC, Financial Crime, Compliance) – Banking Client – London. The role as Business Analyst was created to deliver against our strategic objectives and to comply with regulatory expectations to adopt and enforce the highest Financial Crime and Sanctions compliance and behavi...

This investment platform puts the customer at the core of it’s business. We’re looking for someone to lead compliance. Experience in a regulatory compliance and financial crime. Solid understanding of retail investments / wealth management. ...

Lutine Bell are currently supporting a leading Specialty Insurer based in London looking to appoint a Compliance Analyst. Supporting the business by providing timely Compliance advice and guidance on both new and existing initiatives. Undertaking and supporting Compliance Monitoring reviews and p...

Barclay Simpson are currently recruiting for a Compliance Officer to join a Wealth Manager based in Hertfordshire. You will be covering all areas of compliance including, monitoring, advisory, AML and T&C compliance. You will ideally come from another wealth manager in a compliance role. ...

The Senior License Compliance Sales Specialist. The LCSS guides the sales team and channel partners through the license compliance process and conducts. We will only consider candidates that have direct negotiation and closing experience as Sales Representatives or License Compliance Sales Repres...

An ambitious and data-driven team player eager to steer our compliance monitoring to new heights. Monitor and ensure compliance with all applicable laws and regulations. Develop, implement, and maintain compliance programs and policies. Conduct regular compliance audits and risk assessments to id...

The Global Regulatory Compliance Officer/Manager will be responsible for cosmetic product registrations, screen products to make sure that we are up-to-date on all regulations, along with formula and raw material data. Evaluate formulas for compliance and safety. ...

The primary purpose of this role is to provide compliance advice, oversight and training in respect of Janus Henderson Investors EMEA distribution related activities, both retail and institutional. You will represent compliance in distribution matters, including but not limited to the following:....

Quality Assurance & Compliance Manager. We are looking for a Quality Assurance and Compliance Manager with exceptional stakeholder management skills, a collaborative style to come join our team. In the role of QA & Compliance Manager you will be highly organised, have a proven track record of exc...

Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. Provide Compliance and AML oversight and hold the associated FCA Senior Management functions SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer. Ch...

If you’re a proactive leader ready to drive compliance and improve care quality, a role as our Regulatory Compliance Manager for complex care, may be right up your street!. Ensure Excellence in Complex Care as our Regulatory Compliance Manager!🚀. As the Regulatory Compliance Manager, you will be...

Reviewing internal compliance policies and procedures. Assisting with compliance projects. ...

This is a strategic Compliance role that will have ownership of the compliance plan, regulator relationships and all horizon scanning, thematic reviews and compliance advice to the business and board. IDEX Consulting are currently partnered with a bespoke Financial Planning business in Surrey who...

Are you looking to expand your compliance career and take on a more generalist role with broader responsibilities?. Do you enjoy solving complex compliance issues?. We’re looking for someone passionate about compliance and ready to dive into a diverse role within a prestigious full-service law fi...

This position is perfect for someone with extensive experience as an AML Analyst (or similar roles) working within a law firm, wherein they gained a strong knowledge of UK AML Regulations and SRA Standards and Regulations. An International Law Firm is looking for a Senior AML and Conflicts Analys...

Are you a seasoned Legal Risk & Compliance professional with a passion for AML, regulatory compliance, and conflict management?. This high-impact role covers all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the firm. To be considered for ...

Ensuring Ofsted and ESFA compliance across apprenticeship delivery. ...

Investments Compliance Manager. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiF...

The Health & Safety, Safety & Compliance Monitoring Manager (HSSCM) is a dual role responsible for developing, administering and maintaining the Health & Safety, Safety Management System and Compliance Monitoring for the ATO and FSTD Operations. Our Client has selected us to support their recruit...

Head of Compliance – Hedge Fund Compliance Consultancy. This is an excellent “Head of Compliance” role for someone who is looking for something different in their Compliance career. The company offer a hybrid mix of “working-from-home” and also in-the-office, so you get the best of both worlds. T...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on funds / investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

Collaborate with the Compliance Program Manager to design and deliver trade compliance training across the organization. We are partnering with a leading manufacturer who are seeking a Trade Compliance Manager to join their team in London. This role will be responsible for shaping strategy, polic...

Our Client, a Globally Significant Private Markets firm, is looking for a Compliance Officer to join the EMEA Marketing and Distribution Compliance Team, acting as No. It requires a close partnership with other functions within the organisation including legal, product development, client coverag...

You will manage the day-to-day activities of the Compliance Consultancy Team by ensuring member compliance consultancy services are delivered within agreed SLAs through oversight, management and development of the team, whilst operating as a subject matter expert. This exciting field-based opport...