Financial compliance jobs in ChislehurstCreate job alerts

We are seeking a Specialist in Compliance to join their dynamic team and support their financial trading activities. As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting ...

At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent). Maintain, update, and monitor compliance standards including written policies and procedures. Conduct regular competence assessments across the financial planner team.

Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing. Perform ad hoc regulatory compliance research and analysis tasks for clients. Work with client stakeholders to maintain awareness of regulatory expectations and ...

If you are a compliance professional with a passion for financial trading and a commitment to excellence, we would love to hear from you. Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fostering a robust compliance c...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Design & embed compliance frameworks. Manage Compliance Monitoring Programme oversight for clients.

Provide compliance advisory services to Front, Middle, and Back Office teams on regulations such as anti-bribery, AML/CTF, sanctions, anti-trust, and financial trading regulations (Market Abuse, UK MIFID, RAO, UK EMIR). We are seeking a Specialist in Compliance to join their dynamic team and supp...

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the drafting and review o...

This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s compliance framework and day-to-day operations. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and suppor

We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD team. The role will provide critical support across a range of financial crime compliance activities, with a particular focus on investigative research and analysis. At least 2 ...

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Audits (financial crime, regulatory, safeguarding).

Financial Services or Consulting. Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clie...

The Company: My Client is a small but growing, global financial services training organisation servicing a number of the world's financial institutions from Investment Banks through to private banks and asset managers. Operating from locations across the globe, my client has a world class reput

Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Conduct high-risk advice checks and file-checks to ensure the firm is meeting its regulatory obligations and achieving excellent standards of compliance. Train and onboard new financial planners, includi...

We’re looking for a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory function to support the Group in adhering to core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice S...

Provide compliance advisory services to Front, Middle, and Back Office teams on regulations such as anti-bribery, AML/CTF, sanctions, anti-trust, and financial trading regulations (Market Abuse, UK MIFID, RAO, UK EMIR). If you are a compliance professional with a passion for financial trading and...

Financial Analyst - VAT Compliance (4-month contract). Financial Analysts to join our client's high-energy, ever-evolving VAT Compliance team. You'll be working in a specialist VAT compliance team, primarily focused on ensuring timely and accurate filing and corrections of VAT returns across the....

Senior Compliance Consultant – Financial Crime & Regulatory Compliance (Payment Services & E-Money). Design & embed compliance frameworks. Background in legal, audit, or risk within financial services.

Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial crime compliance in a 2nd line role. We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD te...

Minimum of 5 years of experience in compliance, with a proven track record in supporting financial trading activities. If you are a compliance professional with a passion for financial trading and a commitment to excellence, we would love to hear from you. Your focus will be on supporting exchang...

Our client is a specialist financial services company based in Horsham and they are currently looking for an experienced IFA Compliance Officer/Supervisor to join the team. To identify any Breaches or Misconduct by firms and individual and report any training/compliance failures to the Compliance...

The firm is looking for a qualified solicitor with significant experience in AML, financial crime, and broader regulatory compliance within a large law firm or similar professional services environment. Advising stakeholders across the business on AML and financial crime compliance. We are workin...

Senior Compliance Associate (Asset Management) Location: London – Hybrid £A leading global provider of asset management and investment technology solutions is seeking an experienced Senior Compliance Associate will support the business by providing regulatory advice, reviewing communication

Train and onboard new financial planners, including certifying competency. Experience in a similar position within the financial services industry. At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent).

Key Responsibilities of the Enterprise Risk & Compliance Analyst: Support the operation of the Enterprise-wide Risk Management Framework Coordinate regulatory change processes and implementation Assist in reviewing financial promotions and resolving risk events Contribute to compliance re

Participate in internal projects aimed at enhancing the financial crime compliance framework. At least 2 years of experience in financial crime compliance in a 2nd line role. We are seeking a proactive and detail oriented Financial Crime Compliance professional to join a small but dynamic 2LoD te...

Senior Compliance Associate (Asset Management) Location: London – Hybrid £A leading global provider of asset management and investment technology solutions is seeking an experienced Senior Compliance Associate will support the business by providing regulatory advice, reviewing communication

At a minimum must hold the Diploma in Regulated Financial Planning by the CII (or equivalent). Supporting the growth of Castlegate Financial Management and the wider Duncan & Toplis Group. Maintain, update, and monitor compliance standards including written policies and procedures.

Role Overview: As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Your focus will be on supporting exchange and OTC financial trading activities, ensuring adherence to relevant regulations, and fosteri...

The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. Responsibilities: Support clients with the execution and ongoing maintenance of compliance monitoring programmes. Assist with the dra...

Participate in internal projects aimed at enhancing the financial crime compliance framework. Key Requirements: - At least 2 years of experience in financial crime compliance in a 2nd line role. Job Description We are seeking a proactive and detail oriented Financial Crime Compliance professional...

As a Specialist in Compliance, you will play a crucial role in managing compliance risks and opportunities within our client's marketing business. Provide compliance advisory services to Front, Middle, and Back Office teams on regulations such as anti-bribery, AML/CTF, sanctions, anti-trust, and ...

Who You Are This role suits either: - A senior consultant ready to step into broader responsibility, or - An experienced industry compliance professional seeking to move into a consulting environment Requirements: - 8+ years in compliance/consultancy (preferably in payments/e-money) - Strong comm...

Reporting into the Finance Director but with a mix of operational and financial analysis work, this role operates as sole analyst and broad mix of responsibilities from Planning, Risk, Corporate Finance and Analysis.

Front Office Team Leader - Knightsbridge, London.For more than two decades, Jumeirah Group, a member of Dubai Holding, has been making a distinct mark on the global hospitality market with its unwavering Stay Different™ brand promise.Its award-winning destinations, including the iconic Burj Al Ar...

Excellent employee benefits to include 27 days annual leave, wellbeing programme, sabbatical, and long service financial award etc.

Front of House Team Leader - Greater London.We are looking for an experienced Front of House Team Leader who can lead, motivate and encourage the wider team to deliver an amazing guest experience at Ferry Boat Inn.Work alongside the management team to bring our shared vision to life.Help maintain...

Compliance Officer or Compliance Manager. You will be part of a collaborative well-established team and have real influence on shaping compliance procedures and risk management practices across the firm. Maintain and oversee the firm’s compliance framework across AML, SRA, GDPR, and other regulat...

Team Leader vacancy at GAIL's Elephant Park!.If leading a team to success makes you smile and puts a spring in your step, then please read on!.We are looking for Team Leaders who have a passion to join the GAIL's family and for supporting and.With no day being the same, you must be organised and....

A brilliant opportunity for someone to take ownership and responsibility for ensuring regulatory compliance and risk management across the firm. Senior Risk & Compliance Officer Key Responsibilities:. Design and deliver risk and compliance training for all employees.

Searcys are looking for an Events Team Leader to join the team at 116 Pall Mall.As an Events Team Leader for Searcys you will be responsible for the overall co-ordination of an event.Supporting the Managers and co-ordinating the team during the event.Pall Mall is a stunning Georgian venue dating ...

Leading US firm is hiring an AML Compliance Analyst on a permanent basis; this is an exciting opportunity to join the Office of General Counsel of a premier law firm. AML Compliance Analyst Key Responsibilities:. AML Compliance Analyst Key Skills & Requirements:.

Team Leader - Waterloo Station, London.Location: Waterloo Station SE1 7ND.Hours: Part-Time Hours Available / Permanent.We are looking for a dedicated Team Leader who can lead, inspire and motivate a team to join our welcoming LEON restaurant! As a Team Leader you will play a key part in ensuring ...

This is a unique opportunity for a compliance professional or a paralegal to join a top-tier US law firm as a Compliance Analyst in their London office on a permanent basis. This newly created role will support the firm’s Risk & Compliance team and its high-profile Private Client / Private Wealth...

Front of House Team Leader - Greater London.We are looking for an experienced Front of House Team Leader who can lead, motivate and encourage the wider team to deliver an amazing guest experience at The Angelic.Work alongside the management team to bring our shared vision to life.Help maintain sm...

Support the Director of AML Compliance in carrying out regular training for the AML Compliance Team and coordinate, manage and assist in delivering the AML training plan for the AML Compliance Team, Lawyers, and Support Staff. Support and assist with AML Compliance related complex projects and st...

Front of House Team Leader - Greater London.Location - Slug And Lettuce .We are looking for an experienced Front of House Team Leader who can lead, motivate and encourage the wider team to deliver an amazing guest experience at Slug And Lettuce.Work alongside the management team to bring our sha

This role offers a fantastic opportunity to be part of a high-performing compliance team and play a pivotal role in safeguarding the firm’s reputation, with a really unique opportunity for progression in a fast-growth compliance function. Conduct internal audits, support investigations, and prepa...

You will manage audits, support regulatory compliance (including Civil Aviation Authority and customs clearance), oversee health and safety processes, and develop a strong risk and compliance framework. Oversee health & safety compliance in collaboration with consultants and HR. Build and manage ...