Compliance officer jobs in Jersey City, New Jersey - Page 2Crear alertas

A company is looking for a Business Development Officer (Remote). Key Responsibilities Research opportunities to identify leads and build partnerships with sales resources Conduct sales visits and due diligence to present financial solutions and verify customer compliance Maintain account relati

A company is looking for a SBA Product Business Development Officer Senior.Key Responsibilities Self-source SBA loan origination with a focus on client contact and analysis Review financial statements, structure loan proposals, and prepare credit packages Ensure compliance with relevant laws, re

Key Responsibilities Oversees governance and management of enterprise-wide compliance programs, including policy creation and compliance monitoring Provides consultative oversight to enhance business program design and ensures compliance alignment across segments Conducts research on laws and re

A company is looking for a Chief Compliance Officer.

Experience serving as a compliance / risk officer or lawyer (or comparable role) at a bank, broker?dealer, law firm, Virtual Asset Service Provider (VASP), or Crypto Asset Service Provider (CASP). Compliance and operational risk management assessment skills: experienced in the process of assessing t

The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ("CPAD") and provides compliance advice, guidance, and credible challenge to SMBC's businesses and support functions in the Americas Division. The group assists in supporting SMBC stakeholders across the Fir

CIB Americas Compliance is seeking a motivated mid-level Compliance Officer to join our dynamic Advisory Compliance team. As a key member of the Advisory Compliance team, you will collaborate closely with various stakeholders to develop, enhance, and support the firm’s regulatory compliance framew

Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Minimum 10 years of experience in fund marketing compliance, preferably within asset management or financial services. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.

A company is looking for a Regional Commercial Real Estate Credit Officer who will review, negotiate, and decide on business loans and servicing plans.Key Responsibilities Analyze, negotiate, and approve or decline business loans while ensuring compliance with credit policies Maintain current kno

Key Responsibilities Oversee the development and monitoring of the compliance program across trading evaluation platforms Act as the primary compliance resource for AML/KYC, ensuring alignment with applicable standards Conduct internal audits and compliance reviews to evaluate adherence to inter

At BNY, our culture allows us to run our company better and enables employees' growth and success.As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets.Every day, our teams harness cutting-edge AI and brea

A company is looking for a Mortgage Loan Officer for its Home Lending Center.Key Responsibilities Recommend loan solutions to customers while managing a portfolio of relationships Develop and prepare loan solutions, ensuring compliance and managing customer pipeline efficiency Collaborate with s

A company is looking for a Loan Officer. Key Responsibilities: Review and evaluate loan applications to assess risk and creditworthiness Perform comprehensive risk analysis by evaluating financial profiles and calculating key ratios Make credit recommendations and ensure compliance with regulato

A mission-driven nonprofit organization in Brooklyn is searching for an experienced Chief Financial Officer to oversee their financial strategy and reporting.Responsibilities include managing audits, budgeting, and compliance while providing leadership to the finance team.Ideal candidates will posse

IBM is seeking a highly experienced and strategic U.Public Sector Compliance Officer to lead and support compliance efforts across all IBM business activities involving U.This pivotal role carries broad scope and authority, ensuring adherence to complex regulatory frameworks, mitigating risk, and fo

Assist the Bank Secrecy Act (“BSA”) Officer in maintaining Carver’s BSA, Anti-Money Laundering (“AML”) and Office of Foreign Assets Control (“OFAC”) compliance program. Use BSA Department system (Fiserv – AML Manager). Working knowledge of the principles and procedures related to AML

Minimum 5 years' experience in banking, consumer finance, retail banking compliance, mortgage banking or working in a legal department. Reviews/challenges compliance risk assessments, analyzing the Bank's compliance risk; determine if current processes control risk. Assist the Compliance Manager, Se

Hudson River Trading (HRT) brings a scientific approach to trading financial products. Our researchers are at the forefront of innovation in the world of algorithmic trading. We're a community of self-starters who are motivated by the excitement of being at the cutting edge of automation in every pa

Ardian's compliance team is responsible for ensuring that the firm complies with all applicable regulatory requirements. Additionally, the Senior Compliance Officer will work on global regulatory topics within the framework of the Ardian compliance team. Prepare regulatory filings, administer the fi

We are seeking a seasoned compliance professional to lead and oversee fund marketing compliance initiatives. This individual will be instrumental in shaping the firm's marketing compliance framework and will collaborate closely with legal, investment, and distribution teams. Provide strategic compli

Immediate need for a talented AVP-Compliance Officer.

As a Security Officer - Government Patrol Compliance in Brooklyn, NY, you will serve and safeguard clients in a range of industries such as Government, and more. Security Officer - Government Patrol Compliance. As a Patrol Unarmed Officer with Allied Universal, you will monitor and patrol government

A leading financial institution is seeking a Compliance Line of Business Sanctions Digital Assets Officer Associate. The ideal candidate will have at least 5 years of compliance or risk management experience and well-developed problem-solving and communication skills.

As Chief Information Security Officer, you will be responsible for leading and strengthening the company's entire security function across four key domains: Governance, Risk & Compliance, Offensive Security, Defensive Security, and Security Engineering & Architecture. Chief Information Security Offi

A leading financial services firm is seeking a Deputy Chief Investment Officer to lead strategic investment management efforts.This role requires expertise in portfolio structuring, asset-liability management, and compliance to ensure risk-adjusted returns across the company's portfolios.The ideal c

Luke's 1111 A'dam Ave [Safety Officer / Security Guard] As a Security Officer at Mount Sinai, you'll: Ensure the safety and security of patients, staff, and visitors by monitoring hospital premises; Conduct regular patrols and surveillance to prevent unauthorized access and ensure compliance with ho

The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall fiscal position, strategic financial planning, and financial operations management. Oversee effective financial controls and compliance wit

Mount Sinai - Mount Sinai Brooklyn [Security Officer] As a Security Guard at Mount Sinai, you'll: Monitor hospital premises to ensure safety and security; Patrol assigned areas to prevent unauthorized access and ensure compliance with hospital policies; Respond promptly to alarms and incidents, prov

Mount Sinai - Mount Sinai Brooklyn [Security Officer] As a Security Guard at Mount Sinai, you'll: Monitor hospital premises to ensure safety and security; Patrol assigned areas to prevent unauthorized access and ensure compliance with hospital policies; Respond promptly to alarms and incidents, prov

This role reports directly to the Chief Compliance Officer, Canada Investments who oversees the US&C Investments Portfolio Compliance team. We are seeking a talented individual to join our Compliance team at Mercer. This position plays a critical role in developing and administering our portfolio an

The Senior Vice President, Global Chief Compliance Officer (Global CCO) is RGA's most senior compliance executive and a key member of the Global Law & Compliance leadership team. Maintain an objective, independent compliance function that integrates effectively with Global Law & Compliance. Enterpri

All resumes, and any other information identifying potential candidates, submitted to any employee at Flow Traders via-email, the Internet or directly without a valid and signed search agreement will be deemed free to contact by Flow Traders without any restrictions and no placement fee of any kind

Date: Jan 2, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The right candidate will support the consumer regulatory

Responsibilities Primary Responsibilities: * Serve as the primary Advisory AML Officer for the Futures and OTC business lines offering expert guidance and strategic input on related AML matters and initiatives. Review SAR filings prior to submission * Manage AML team members * Identify, assess, an

We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a particular focus on providing compliance support to Bloomberg's Data and Pricing products and services.

As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC), you will play a crucial role in maintaining a robust compliance framework to ensure adherence to global anti-bribery and anti-corruption laws. Additionally, you will be a part of the firm's broader Global

Depth & Scope: * Oversees/contributes to the direction of TDBG compliance programs, ensuring alignment with corporate philosophy and strategic direction while protecting the reputation of the Bank * Assesses risks and recommends policy and/or action based on internal and external industry developme

Primary responsibilities of this position will be: * Act as subject matter expert overseeing monitoring and testing of the Firm's regulatory compliance controls * Establish and enhance compliance standards and design and implement improvements to internal control structures * Develop and execute sp

Compliance Tester leads and conducts independent compliance reviews for the U. Perform research on regulatory requirements and business controls to determine optimal approach to testing while employing a risk-based approach * Lead reviews and guide other testers, but may also assist other team mem

Oversee remediation of gaps identified in the testing process * Build relationships with key stakeholders globally * Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance * Develop Testing and Monitoring metrics, and contribute to department reporting * Support i

About the Role: The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational

The Compliance Manager - Privacy Officer will be responsible for the effective operation of the Firm's enterprise-wide Privacy Program (the "Program"). Reporting to the Co-Head of Core Compliance, the Privacy Officer will provide subject matter expertise and will lead a team responsible for the effe

The Adams' administration is leading the fight to serve the people of the greatest city in the world, ensuring delivery of efficient and effective services, working to make New York City's economy stronger, reducing inequality, improving public safety, and making the city more affordable that meets

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit - Vice President Job ID:R0390983 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-02 Location: New York.

Poste et missions CIB Americas Compliance is seeking a motivated mid-level Compliance Officer to join our dynamic Advisory Compliance team. As a Compliance Officer, your responsibilities will include, but are not limited to: * Developing and maintaining compliance policies, procedures, controls, a

The Adams' administration is leading the fight to serve the people of the greatest city in the world, ensuring delivery of efficient and effective services, working to make New York City's economy stronger, reducing inequality, improving public safety, and making the city more affordable that meets

Neuberger is seeking an Analyst to join the Compliance Team in New York.This person will report into the Chief Compliance Officer - Central Compliance.In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm's global c

What makes this a great opportunity? * Serve as a trusted partner for Suntory Global Spirits' SVP, Chief Legal Officer (CLO) and a key member of the global Legal, Public Affairs and Compliance (LPAC) team, driving operational priorities and providing high-impact administrative support in a dynamic