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Summary: The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer – Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The candidate will be responsible for ensuring adherence to compliance standards and managing r...

Summary Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including ...

Global X ETFs, the New York-based provider of Exchange Traded Funds and Great Place to Work® Certified company is seeking a highly motivated Associate, Operations Compliance to join the Compliance team to help support the ongoing compliance efforts within the organization. Primary Responsibi...

We are looking for a Front Office Support specialist to join our team. The specialist will provide functional support within Global Markets Sales & Trading on any delegated activity which may include the calculation and valuation of all traded operations, ad-hoc reports and analysis as well as pr...

Job Title: Associate Director, Regulatory Reporting & Accounting (Futures) Location: On-site - New York, NY Salary Range: $150,000 - $185,000 base Industry: Fintech Employment Type: Full-Time About the Role: Seeking a highly motivated and detail-oriented Associate Director of Regulatory R...

Business Overview: The Multinational Corporations Coverage (“MNC”), based in New York, is primarily responsible for delivering banking and advisory solutions to subsidiaries of our corporate clients headquartered outside North America, but with meaningful operations and ambitions in the region. ...

Business Overview: North America Coverage is responsible for cross-selling an array of the firm's services across strategically targeted corporate clients in various business sectors. The Tech, Media, Telecom Coverage group manages clients in numerous sub-sectors, and the Credit Management team ...

Business Overview: Our FIC Advisory department offers advisory services for mergers and acquisitions (M&A), primary equity capital markets (ECM) transactions and balance sheet restructuring, combining the expertise across various sector groups with a focused international approach. This role...

BBVA SA has embarked on a growth plan to increase its Corporate and Investment Banking (“CIB”) business in its non-EU geographies including the US. Therefore, the Regulation Desk aims to strengthen its coverage of regulation management in the non-EU countries in which BBVA has presence. The relev...

Mission Statement and position Summary: The Compliance Department of CACIB Americas is seeking an experienced candidate to play an integral role in supporting CACIB’s global businesses on US regulatory change matters. The candidate will be a key coordinator of the Regulatory Watch process, which...

Optima Partners is looking for an Associate Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture capital, real-estate, credit managers, banks and broker-dealers. Considered Candidates Will: - Su...

Job Description Who We Are: Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities bro...

Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candida...

Job DescriptionCompany Description IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulator...

Job DescriptionCompany Description IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulator...

Advanced experience in and knowledge of Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission (SEC), and NFA swap dealer and security-based swap dealer regulations preferably in a Compliance or Legal Advisory role advising businesses directly. Product knowledge and regul...

Job DescriptionCompany Description BHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development to creating and coding strategies and algorithms. Our trading operations cover key exchanges. The firm trades across a broad range of asset clas...

Job Description Optima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker...

Job DescriptionWho We Are Derivative Path (“DP”) is a SaaS company and private equity backed, technology focused capital markets and risk management firm that offers a best-in-class, end-user focused derivatives platform (“DerivativeEDGE” or “EDGE”) which clients can use independently for all int...

CFTC Swap Dealer Associated Person (if yes, NFA Swaps Proficiency Program is required):. SEC Security-Based Swap Dealer Associated Person:. The ALMT QR, Associate role, focuses on the management, development, delivery, maintenance and support of cross-asset analytics software libraries.