Are you a business? Hire trade surveillance candidates in New York, NY
Our client is a hedge fund in NYC who is looking for a trading surveillance expert with market abuse experience.AND contributing your ideas towards the refinement of their algorithms.They expect this person to handle alerts from day 1.Experience with insider trading and market manipulation is key...
The TT platform delivers advanced tools for trade execution and order management, market data solutions, analytics, trade surveillance, risk management, and infrastructure services to the world's leading sell-side institutions, buy-side firms, and exchanges. Sales Executive - TCA (Trade Cost Anal...
We are seeking an experienced and motivated Sales Executive to join our New York-based team, focusing on selling cutting-edge multi-asset trade surveillance solutions to financial institutions and trading firms. These firms rely on the TT ecosystem to manage their end-to-end trading operations. T...
About the job Audit Supervisor - Global Markets Trade Surveillance/Market Conduct.
Audit Supervisor - Global Markets Trade Surveillance/Market Conduct.
Morgan Stanley Investment Management (MSIM) is one of the largest global asset management organizations of any full-service securities firm, with more than 40 years of history, a presence in 24 countries, and a total of $1.5 trillion in assets under management as of March 31, 2024. MSIM strives t...
... personal trading, insider trading, gifts and entertainment and political contributions * Advise ... finance teams * Enhance and maintain effective trade surveillance program to ensure compliance with ...
Our client is a hedge fund in NYC who is looking for a trading surveillance expert with market abuse experience. 3-8 years of firsthand experience handling these investment side trade alerts is ...
Design, implement and oversee AML/CFT internal controls to ensure compliance with crypto-specific regulations: customer onboarding, crypto transaction monitoring, crypto trade surveillance, sanctions ...
Review trade exception reports and trading activity to ensure compliance with appropriate rules, regulations, and firm policies * Design and implement surveillance reports and processes for various ...
This includes advising on issues (questions, problems, or proposals) related to Credit sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are ...
