Compliance monitoring jobs in Wakefield - Page 2Create job alerts

We are currently recruiting for Compliance Monitoring Manager to join them on an initial 6 month fixed term contract. Key responsibilities:Manages the organisations internal compliance monitoring system in support of the Companys CAA Approvals and its ISO AccreditationThey also carry out contracto.

The ideal candidate should have over 5 years of experience in financial compliance, particularly in transaction monitoring, along with strong analytical skills and a solid understanding of compliance risks in payment service providers. A leading tech company located in Greater London is seeking a co

The role involves ongoing compliance monitoring and relationship management with Appointed Representatives and Alternative Investment Funds. Ideal candidates will have over 3 years of experience in compliance monitoring within financial services and possess strong organizational and communication sk

A leading service provider in Greater London seeks an Asbestos Analyst to ensure compliance and high-quality monitoring of asbestos. This role offers an opportunity to contribute to both compliance and service excellence in a supportive work environment.

Responsibilities include supporting the Compliance Monitoring Plan, handling SMCR tasks, and assisting with regulatory reporting. An international broker-dealer in London is seeking a Compliance Officer for a 12-month FTC to cover maternity leave. Ideal candidates will have a solid background in com

A recruiting firm in the finance sector is seeking a Finance and Compliance Monitoring Officer to manage financial claims, ensure compliance, and report on externally funded projects. Responsibilities include day-to-day financial management, reviewing compliance documentation, and building relations

The role involves monitoring and auditing F1 Teams and Power Unit Manufacturers.

A financial technology leader in Greater London seeks a Director of Compliance Monitoring and Oversight. Ideal candidates have extensive experience in compliance assurance and managing international teams. In this role, you will lead a global team to enhance compliance frameworks and ensure effectiv

Exclusive: Senior Transaction Monitoring Analyst – Payments Services Transaction Monitoring experience required. Collaborate with compliance, fraud prevention and legal teams to develop automated solutions that streamline compliance operational processes. The candidate will be responsible for day�

A leading bank in Greater London is seeking a Compliance professional to assist the Head of Compliance with various responsibilities, including preparing returns, monitoring compliance, and conducting regulatory assessments. The ideal candidate will have relevant compliance experience in banking, be

Responsibilities include monitoring activities of F1 Teams and Power Unit Manufacturers, developing auditing tools, and ensuring regulatory compliance.

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division. The successful candidate will implement compliance frameworks and ensure adherence to regulatory expectations while engaging with partners.

Under the direct supervision of Head of Programmes, and working in close coordination with the National Resettlement and Complementary Pathways Officer, the Senior Project Associate (RMM Monitoring and Compliance) will support monitoring the effectiveness of UK Resettlement and Complementary Pathway

A compliance consulting firm based in Greater London is seeking an experienced compliance professional to undertake compliance monitoring tasks, support regulatory reporting, and maintain relationships within the firm. This role offers the opportunity to work closely with the Head of Compliance and

A leading Investor Services group in the United Kingdom is seeking an experienced compliance professional to oversee Appointed Representatives. You will manage relationships, ensure regulatory compliance, and conduct quality assurance reviews. Ideal candidates will have over 5 years of compliance ex

This full-time position involves monitoring trades for compliance with local regulations, supporting the Risk and Compliance Team, and performing various compliance tasks. A leading financial services firm in the UK is seeking a Senior Compliance Associate to join their Compliance Team. The ideal ca

Proven experience in a financial crime monitoring, assurance, audit, or compliance testing role — ideally within a banking or financial services environment. Excellent written communication skills with experience producing detailed monitoring or assurance reports. Lead and deliver targeted and the

This role focuses on high-quality asbestos monitoring and compliance with regulations, ensuring adherence to safety protocols.

You’ll ideally have experience of performing Compliance Monitoring reviews and of writing reports for senior management, although strong candidates looking to move into Compliance Monitoring from other areas of Regulatory Compliance will also be considered. You’ll undertake 2nd LoD Compliance Mo

Reporting to the Head of UK Compliance (SMF16 and 17), the Head of Compliance Operations & Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. This role is responsible for leading the Compliance Operations

Responsibilities include managing compliance monitoring activities and ensuring effective oversight of AR activities. A leading Investor Services firm in the UK is looking for a Compliance Manager to oversee a portfolio of Appointed Representatives. The ideal candidate will have over 5 years of comp

The successful candidate will work under the Head of Programmes and ensure compliance with relevant frameworks. Strong coordination and compliance skills are essential for this position.

A leading charity organization in England is seeking a Data Officer to manage monitoring reports and maintain secure records.

A leading accountancy firm in London is seeking a talented individual to join their Monitoring Trustee Services team. This role involves supporting high-profile compliance projects and case management, contributing to marketing efforts, and providing administrative assistance.

A financial services firm in Greater London seeks a Compliance Officer to strengthen its financial crime compliance framework. This role offers a dynamic environment focused on compliance and stakeholder management.

As the Director of Compliance Monitoring and Oversight, you will be the global architect of Airwallex’s "Second Line of Defense" assurance function. Annual assurance planning: Design and execute the Annual Compliance Monitoring Plan. Global framework strategy: Own the strategic evolution of the Co

Do you have Compliance Monitoring or Risk experience in an FCA‑regulated environment, and a passion for improving processes, protecting customers, and driving better outcomes? If so, this is your opportunity to join a business where compliance is truly valued!. As a Compliance Monitoring Officer,

You’ll undertake 2nd LoD Compliance Monitoring for review of the effectiveness of the Compliance controls in place across the business. Compliance Monitoring Officer (Wealth Management). You’ll design and execute reviews as required under the Compliance Monitoring Plan in line with departmental

You will translate monitoring findings into insights for senior management, driving the transition towards continuous monitoring. A leading fintech company in London seeks a Director of Compliance Monitoring and Oversight. This role demands over 12 years of compliance experience, strong leadership s

Report directly to the Compliance Manager as part of the Compliance Monitoring team. Oaklands Global are recruiting a Compliance Monitoring Engineer for a leading aviation client based in Southeast England. Conduct internal audits and inspections to monitor compliance with EASA Part 145 and company

Evolving the framework of compliance monitoring and carrying out compliance monitoring. Senior Compliance Associate, Compliance and Trade Monitoring. Perform pre‑trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.

We are recruiting a Finance, Compliance & Monitoring Officer to support the financial delivery, monitoring and governance of externally funded projects. Experience with financial monitoring, reporting and compliance. Finance and Compliance Monitoring Officer.

A leading insurance firm in the UK is seeking a Head of Compliance Monitoring & Operations to oversee compliance strategies and regulatory operations. This role involves leading the compliance monitoring function, ensuring adherence to FCA and Lloyd's regulations, and managing compliance risks. The

Compliance Monitoring Manager - Wealth & Investment Management. A respected Wealth & Investment Management firm is seeking a technically strong Compliance Monitoring Manager to lead second-line oversight across its Investment Management business. You will own a risk-based Compliance Monitoring Plan

We are seeking a Compliance Monitoring Manager to lead on the delivery of a Nest Invest Compliance Monitoring Plan, be able to adapt that plan to respond to new or emerging regulatory risks identified through horizon scanning, FCA priorities or internal situations, and deliver compliance monitoring

You’d take immediate ownership of the compliance monitoring programme, but also become increasingly involved in the group’s compliance policies and procedures across all jurisdictions, project work, amongst many other areas. This role is to support a very successful risk and compliance team and

Previous exposure to Compliance Frameworks, with experience of compliance monitoring including thematic reviews and horizon scanning. Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. The role will be responsible for the review and approval of

Residential Childcare Support Workers to work full time 35 hours plus 2 sleep ins per week with the opportunity to work additional hours.You will be working on a rota basis which may include evening and weekends.Flexibility in your availability is a must!.Our vision is to make a positive and lasting

Reporting to the Fleet Asset and Compliance Manager, you will be responsible for undertaking regular Operator Licence compliance audits, vehicle incident investigations, implementing a systematic vehicle compliance inspection programme and ensuring drivers meet all legal requirements in relation to

Cleaner - Leeds, West Yorkshire.You just have full evening and weekend availability.Both Saturday & Sundays are a requirement.Ensure exceptional levels of cleanliness across all areas of the park.Proactively maintain high-footfall areas and repeat cleaning regularly.Follow COSHH guidelines and ensur

Bannatyne is renowned for providing exceptional fitness and wellness experiences across the UK.We are committed to maintaining the highest standards of cleanliness and hygiene to ensure our members have a safe and welcoming environment.We are currently looking for a dedicated and detail-oriented Mem

Casual Cleaner - Fontwell Park.Be part of the team behind the scenes at one of the South's most exciting racing and events venues.Fontwell Park is looking for reliable and hardworking Casual Cleaners to support our race days and non-racing events throughout the year.From thrilling National Hunt fixt

Bannatyne is renowned for providing exceptional fitness and wellness experiences across the UK.We are committed to maintaining the highest standards of cleanliness and hygiene to ensure our members have a safe and welcoming environment.We are currently looking for a dedicated and detail-oriented Mem

Holidays Cottage Cleaner - Newton Abbott.Warcleave cottage is located in Dartmoor National Park, and is an ideal stay for those guests looking for a wild and rugged walking holiday.It is a woodland hide-out with a tree top balcony and a riverside garden.The advertised salary for this role will be i