Are you a business? Hire fca candidates in Beckenham
You will require a good understanding of the EBA guidelines and FCA handbook and will be required manage external lawyers. You will get the opportunity to work directly with the business and have ...
Exposure to consumer duty and regulatory (FCA, PRA, Lloyds is a strong advantage) For more information please apply with a copy of your cv.
You will have experience of working within a regulated FCA environment (essential), * You will be able to understand and implement 'best practice' in customer service. * You will have good experience ...
All FCA reporting for regulated investment manager. ICARA knowledge would be beneficial but not essential. * Annual audit of consolidated group accounts, all UK subsidiaries and Luxembourg General ...
A multi-award winning, FCA-registered firm, NACFB and FIBA member, the brokerage has access to over 130+ key partners from the high street, challenger banks, specialist lenders, family offices and ...
... FCA Consultations, and policy statements working closely with the sales, products and marketing teams. You will have trained and qualified at a top City law firm, have 2-4 years' PQE advising on ...
This role involves a strategic approach to regulatory compliance across multiple jurisdictions, including FCA, ASIC, etc. While experience in the FX and CFD industry is a bonus, we are primarily ...
The software is FCA approved, and has a strong foothold within the insurance market, by becoming one of the "go-to" platforms within this industry. As part of their exciting growth, they are looking ...
As a fully FCA authorised and regulated business operating in financial services, operational, governance, risk and control requirements are a key focus of the business. A great opportunity has ...
Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules. * Diligent preparation of client application packs for Anti-Money Laundering ...
FCA, BoE * Knowledge of technology within a financial / trading environment To be considered, please ensure you complete your application on the Computappoint website. Services offered by ...
Preparing quarterly FCA returns * Preparation of quarterly Board packs, providing value added analysis * Business partnering with both finance and non-finance stakeholders. * Involvement in budgeting ...
The successful candidate could be a Qualified Actuary or investment professionals with significant experience of PRA and FCA regulations. They will also have extensive knowledge of investment, asset ...
The client sectors are extensive and include manufacturing, distribution, retail, wholesale, property, FCA regulated entities, professional organisations, recruitment, charities, and pension schemes ...
The role will require a commercially-minded, senior lawyer with experience of dealing with the FCA and relevant (consumer) financial services regulations. It is important for you to have experience ...
Undertake regular learning and development and align with company and FCA requirements * Always adhere to company and regulatory policies and guideline * Partaking in Vodafone's security vetting ...
Good knowledge of the FCA handbook, particularly COBS * Knowledge of fund management and regulatory knowledge of UCITS and AIFMD Salary: up to £75,000 (plus bonus & benefits) Location: London ...
... FCA) and notifying and liaising with criminal authorities. * Dealing with litigation connected to cyber matters including defending group litigation and representative actions following incidents ...
Preparation of returns for both PRA and FCA * Preparation of 3 year projected balance sheets for Solvency II * Preparation of draft financial statements for various group companies * Preparation of ...
FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...
As the UK Head of Finance your team will play a crucial role in delivering all internal and external reporting, as well as all regulatory (FCA) and client money reporting. What will I be doing
... FCA Fair Values reporting, and product review process. Skills and Experience Required * Pricing/Underwriting background/experience * Experience of working with Insurer Partners * Experience of ...
... FCA & NSM. * Assist in the drafting specific sections of the Annual Report & Accounts as requested. * Support the Senior Assistant Company Secretary in the organisation of the AGM, including ...
Complete quarterly management & performance fee calculations/invoicing. * Assist CFO on budgets, stress testing, revenue forecasting. * Assist with Submission of 60+ regulatory reports to the FCA ...