Trabajos fca en Wellingborough

... FCA compliance.Important Information: We endeavour to process your personal data in a fair and transparent manner. In applying for this role, NMS Recruit will be acting within your interest and will ...

Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...

Experience of working to high standards of FCA compliance * Attention to detail * Confident communicator * Building strong relationships with clients and insurers * Organisational skills Benefits

... FCA related i.e. CII. · Meticulous attention to detail and the ability to communicate to a high level across all mediums. THE COMPANY: We offer a one stop shop for all your mortgage and protection ...

... FCA related i.e. CII. · Meticulous attention to detail and the ability to communicate to a high level across all mediums. THE COMPANY: We offer a one stop shop for all your mortgage and protection ...

The successful candidate will have experience within a financial services environment, preferably and IFA and have exposure to FCA regulations and strong IT skills. Duties for this role will include

Knowledge and understanding of FCA regulations (essential). * Chartered Insurance Institute (CII) qualifications (preferred). Benefits: * Monday - Friday, 9am - 5.30pm, with an hour allocated for ...

Compliance Manager (Resilience). Compliance Manager (Business Continuity & EPRR). To have significant autonomy in delivering to achieve CSU objectives and outcomes in relation to EPRR and Business Continuity using own initiative and motivation whilst working under the overall guidance of the Seni...

A large unique and exciting business are currently recruiting for a Management Accountant. Be a Qualified Accountant (ACCA/CIMA). ...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

To provide an excellent and efficient service to our customers' policyholders, responding to written and verbal complaints received from policyholders and IFA's. To respond to complaints received from policyholders and IFA's received via multchannels. Process complaints on policies in priority or...

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...

I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

The daily duties of an ISO compliance manager will vary depending on the ISO and maintaining the quality management system. This role requires a quality/compliance professional with significant experience in. Liaising with external auditors: This involves working with external auditors who are re...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...

Conduct regular risk assessments and audits to ensure compliance with legislation. Liaise with external bodies and authorities regarding health and safety compliance. ...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

Compliance Manager (UK) & UK MLRO. Initially, your key focus will be assisting the General Manager - UK in helping to operationalise BanxaUK, ensuring we meet the applicable regulatory compliance requirements. Providing guidance and advice to the various committees within the UK Legal, Risk, and ...

Job Opportunity: Financial Accountant. I'm currently seeking a qualified Financial Accountant to join a really good client of ours based in Surrey. Qualified Accountant (CIMA, ACCA, or ACA). ...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...