Fca jobs in Chesterfield

Helping with compliance including FCA reporting * Suggesting and implementing new processes * Liaising with the directors and management reporting * Assisting with Admin and Paraplanning when needed ...

MI collation and FCA reporting. * Assisting with paraplanning function, creating templates and overseeing the file checking process. * Daily use of Intelligent Office, Iris and Microsoft office suite

We are seeking an experienced Paraplanner, ideally Level 4 qualified with 2-3 years experience, with strong product knowledge and good understanding of FCA rules and regulations. You will have ...

Social Work/Family Court Advisor (FCA) vacancies with Cafcass Sheffield. Caritas work with Cafcass to support with their recruitment. We currently have locum FCA roles available with Cafcass ...

Legal case loads Although it would be advantageous this role does not require legal qualifications or SMCR/FCA certification, however experience within a similar environment is a must. Experience as ...

Working within FCA regulated environment you will need to undertake a DBS as part of the process. HR Business Partner - The role: - Supporting and guiding Managers and Directors with day to day HR ...

To support the fiscal needs of the business through successful negotiation of competitive FCA's, being mindful at all times of the gross margin targets to be achieved. * To create and distribute ...

... FCA and firm standards. • Stay updated on market changes, products, and regulations. • Adhere to firm's Compliance and Training & Competence Procedures. • Comply with relevant financial ...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

Compliance Manager (UK) & UK MLRO. Initially, your key focus will be assisting the General Manager - UK in helping to operationalise BanxaUK, ensuring we meet the applicable regulatory compliance requirements. Providing guidance and advice to the various committees within the UK Legal, Risk, and ...

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

Compliance Manager (Resilience). Compliance Manager (Business Continuity & EPRR). To have significant autonomy in delivering to achieve CSU objectives and outcomes in relation to EPRR and Business Continuity using own initiative and motivation whilst working under the overall guidance of the Seni...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

Conduct regular risk assessments and audits to ensure compliance with legislation. Liaise with external bodies and authorities regarding health and safety compliance. ...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

To assist the Team Leaders in ensuring the timely and accurate delivery of complaint resolution in accordance with mutually agreed service level agreements (SLA) and other agreed deadlines and to ensure that regulatory and audit requirements are met. To provide an excellent and efficient service ...

A large unique and exciting business are currently recruiting for a Management Accountant. Be a Qualified Accountant (ACCA/CIMA). ...