Fca jobs in Greenford - Page 3Create job alerts

Ensure operational activities comply with all relevant regulations, including LME, FCA, and MiFID II. 2. Trade Lifecycle Management: * Oversee the end-to-end trade lifecycle for LME transactions ...

Strong understanding of the UK regulatory landscape, particularly FCA requirements. * Excellent communication skills * Knowledge of additional regulatory frameworks is a plus.

Proven expertise in financial services regulation, with a strong track record advising on matters such as FSMA, FCA, and PRA compliance, fintech, or regulatory investigations. * A clear business ...

PRA, FCA, Lloyd's * Policy Development and Maintenance * Sanctions screening and implementation If you are looking to make a move or interested in what is out there, drop me a message or contact me ...

Support compliance with Bank of England, FCA, and European Banking Authority standards, bridging principles-based regulations with actionable strategies. * Drive culture change, support tooling ...

My client is PE backed and FCA regulated. This is a fantastic opportunity for a confident and technically capable Laywer to take on an autonomous role within a market leading organisation. The main ...

Ensure operational resilience documentation aligns with governance and regulatory standards (FCA/PRA, DORA). * Stakeholder Engagement : Collaborate with key stakeholders to drive a coordinated ...

The role will suit a seasoned Financial Crime professional with a demonstrable background in a 2nd line advisory role within Financial Crime and a good understanding of FCA &/or PRA regulations and ...

Good knowledge of FCA requirements pertaining to Product Governance and Consumer Duty. * Insurance experience highly desirable. * Insurance broking experience desirable. * Strong project management ...

Regulated (FCA) financial services industry sector experience. * Proven ability to build and maintain effective relationships with stakeholders at all levels. * Skilled in influencing decision-making ...

Previous UK risk and compliance experience Excellent FCA experience ideally from a consumer lending perspective Commercially focused, capable of effective business partnering Management/Leadership ...

Providing key regulatory advice across PRA, FCA and Lloyd's. This role would really suit a lawyer seeking a broad, generalist In-House position, and is a great route into the Insurance Market

Assisting new businesses and organisations with processes, permissions and applications to ensure compliance with all rules, including FCA authorisations * Regulatory matters concerning funds ...

The team advises on a wide range of matters, from financial promotions and FCA compliance to acquisitions and restructurings of regulated businesses, offering exposure to diverse and impactful work ...

As a Professional Indemnity Claims Solicitor, you will be responsible for handling and managing professional indemnity claims with a focus on SRA regulated Professionals and FCA regulated ...

To promote a culture where client's needs are placed at the heart of underwriting decision-making and business is conducted in a manner that meets Optio's internal standards and FCA guidelines * To ...

... FCA Guidelines · To maintain professional expertise through course attendance, reading of financial journals, and further training in line with but not limited to CF CPD requirements · To ...

Familiarity with regulatory frameworks such as PRA, FCA, or similar would be highly desirable. * Project Management Tools: Proficiency in tools like MS Project, JIRA, and PowerPoint. * Data-Driven ...

Handling regulatory filings with SEC, FCA, and authorities in the Cayman Islands and Ireland. * Negotiating standard form GMRA, GMSLA and ISDA off of rating agency approved templates. * Drafting a ...

Practical understanding of the UK FS sector and FCA agenda. * Strong analytical skills and problem solving toolkit * Good work ethic and desire for continuous improvement * Outstanding communication ...

Preparing and submitting regulatory reports to the FCA including the ICARA * Carrying out the annual visits to outsourced providers and producing the compliance report on each (this is a regulatory ...

This role is focused on supporting the FCA as a part of the DevSecOps team. * Must have strong knowledge of Operational procedures * Must have strong knowledge of data transformation and data ...

... FCA (SYSC). * Ideally work in an Global environment, with understanding of Global regulations. * Degree and/or Masters & MCIPS preferred This is an exciting opportunity for someone at the early ...

Acting in line with the FCA/PRA Code of Conduct. * Meeting all business continuity requirements as outlined by the Bank. Qualifications and Experience: * A minimum of 3 years Trade finance Guarantees ...