Financial compliance jobs in Bootle - Page 2Crear alertas

Financial Planning /Wealth Management. As Compliance Manager, you will be at the centre of the firm’s regulatory integrity, ensuring full adherence to FCA requirements across COBS, SYSC, SM&CR, Consumer Duty, GDPR and AML. You’ll design, implement and enhance the firm’s compliance framewor

Minimum of 10 years of experience in Public Accounting or First/Second/Third Line of defense within financial services Compliance, CASS, or Fraud and Financial Crimes functions. Audit Director for Compliance, CASS, Fraud & Financial Crime, Vice President at State Street. The role leads the strategy

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

At least 5 years of compliance experience in the financial services industry. Head of Compliance - Financial Crime and Advisory Services. As Head of Compliance - Financial Crime and Advisory Services, you will manage a team that supports the business with understanding and adhering to complex regula

AML Services Business Compliance Officer. The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. As part of the global expansion of the Maples Group's financial services offering, ou

A leading fintech company in the UK is seeking a Financial Crime Compliance Manager (Crypto) to oversee compliance for crypto activities. This role requires over 4 years of experience in financial crime compliance and knowledge of crypto products.

This is a consulting-led role, suited to candidates from an advisory or consulting background, with strong experience delivering non-financial risk engagements for Financial Services organisations. Manager and Senior Manager – Risk and Compliance (Non-Financial Risk). They are looking to appoint M

Manager Financial Crime Compliance & Advisory. Experience: 3-5+ years of progressive experience in AML/CTF Compliance, Regulatory Risk, or an advisory/consulting role within the financial services sector, ideally within a global payments, FX, or fintech firm. Compliance Policy Drafting: Develop and

A consultancy firm specializing in Financial Crime is seeking a Senior Consultant/Manager to join their team in London. The role involves providing advisory support on AML and financial crime regulations, managing projects, and developing client relationships.

A growing SME in the United Kingdom is seeking a Financial Controller to take full ownership of financial operations. The ideal candidate must be a qualified accountant (ACCA, CIMA, or ACA) with experience in financial control and a hands-on approach.

Identify and assess financial crime risk triggers, conducting in-depth investigations using open-source intelligence and specialist databases. Provide expert analysis on financial crime risks, including potential mitigating and aggravating factors, and support decision-making processes. Collaborate

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Ability to work under pressure, deal with ambiguity and be agile across a range of projects in finan

SRP systems,Financial Statement Preparation,Accounting Software,Hyperion,Financial Report Writing,GAAP,General Ledger Accounting,Accounting,Regulatory Reporting,Account Reconciliation,SOX,Financial Analysis. Staff responsibility for one direct report an Assistant Financial & Compliance Accountant. R

A leading law practice in the United Kingdom is seeking a Mid-Senior level Accounting professional to manage financial records and compliance. Join a dynamic team committed to delivering excellent financial support.

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. We work across Front Office, Risk, Compliance and Finance functions. Design and imple

Compliance Manager - Leading Financial Services Firm. Experienced in developing and executing pensions compliance programme's and related policies. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services.

A leading international law firm in the United Kingdom is seeking an experienced AML Specialist to join their Risk and Compliance function in London. You will act as a senior advisor, supervising and mentoring junior analysts while providing expertise on UK money‑laundering regulations and complia

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. UK Co

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &

A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. You will manage regulatory oblig

A leading fintech company is looking for a Financial Reporting Manager to oversee external financial reporting and compliance for UK and Cyprus entities. This role involves preparing statutory financial statements, leading audits, and coordinating tax reporting. Ideal candidates are qualified accoun

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

A global financial services company is seeking an SVP for EMEA Digital Assets Financial Crimes Compliance Advisory in London. This role involves providing compliance advice for financial crimes related to digital assets, reviewing policies and procedures, and contributing to governance initiatives.

A leading financial services firm in the UK is seeking a Head of Compliance to manage a team focused on regulatory adherence and financial crime. The ideal candidate will have significant experience in compliance, specifically related to AML and fraud.

A global consulting firm is looking for a Senior in Financial Crime & Forensics in London. The ideal candidate will have a strong academic background and experience analyzing financial information.

This role involves acting as the escalation point for financial crime matters, advising on sanctions, and ensuring regulatory compliance. Experience in a compliance or financial crime role is essential. A global firm in Liverpool is seeking a Senior Financial Crime Analyst to join its Risk Managemen

A leading financial institution is seeking a talented MLRO/MLCO Compliance Officer to develop and uphold anti-money laundering policies and ensure compliance with regulations. The ideal candidate should possess substantial experience in senior compliance roles, alongside expertise in regulatory fram

A leading IT consulting firm in the United Kingdom is looking for a Senior Financial Analyst to ensure statutory accuracy and compliance. This role involves preparing financial statements, supporting audits, and collaborating with internal teams.

A leading global asset management firm is seeking an Assistant General Counsel to join their Legal & Compliance team. This junior lawyer will provide commercial and regulatory support across the EMEALA business, drafting and negotiating various agreements while advising on financial services regulat

A global law firm in Liverpool is seeking a Senior Financial Crime Analyst to manage financial crime matters, advising on AML and regulatory obligations. Ideal candidates will have a deep understanding of financial crime issues and experience within a law firm or professional services environment. I

A financial services company in Greater London seeks a Compliance Officer to enhance financial crime compliance standards. Ideal candidates should have a strong background in financial crime regulations and at least 5 years of relevant experience in compliance. Responsibilities include overseeing go

Ideal candidates should possess over 5 years of compliance experience within the financial services industry with a strong understanding of financial crime regulations. A leading international insurance company seeks a Head of Compliance for Financial Crime and Advisory Services in London. The role

A global fintech firm is seeking a Manager for Financial Crime Compliance & Advisory in London. This role involves leading the design and evolution of financial crime frameworks, driving consistency in compliance policies, and providing strategic advice across geographies. Ideal candidates should ha

Our Banking Non-Financial Risk & Compliance team is at the forefront of addressing the most pressing market, risk and regulatory challenges faced by our clients. We operate on a global scale, bringing the best of PwC to our clients and helping them transform the way they manage non‑financial risk

We are partnering with a private/retail bank to appoint an experienced Compliance Manager and a Financial Crime Manager into senior second‑line roles within Legal & Compliance and the compliance and risk function. This role will support the MLRO and senior management in overseeing the financial cr

A leading international Telco is seeking a Compliance Manager for Financial Crime to manage compliance with anti-bribery and AML regulations. Ideal candidates will have over 6 years of experience, strong knowledge of financial crime compliance, and possess a relevant degree or certification. You wil

Responsibilities include conducting risk-based audits, providing regulatory compliance advisory, and assisting in corporate governance. Ideal candidates will have a degree in Accountancy or Business Law, with at least three years of experience in the financial industry. A leading financial advisory

The firm is looking for a strong Financial Compliance Manager to join their Finance team on a part‑time basis. Plan and execute periodic internal audits or sample file reviews to check compliance with Accounts Rules: verify source documents, client ledger accuracy, timely reconciliations, and adhe

The ideal candidate will have 3-6 years of experience in financial crime or compliance in financial services. A leading investment management company is seeking a Financial Crime Compliance Consultant for a 9-month FTC. This role involves leading financial crime workstreams, drafting procedures, and

A leading global investment management firm is seeking an Anti-Financial Crime Compliance Officer to enhance its compliance program across EMEA. This role involves collaboration with senior management to ensure adherence to UK and EU regulations while developing a robust compliance framework. The id

Financial Crime Compliance Consultant (9 month FTC) page is loaded## Financial Crime Compliance Consultant (9 month FTC)locations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR456The Value of Active MindsAbout JupiterJupiter is one of the UK’s leading investme

Compliance Officer – Anti-Financial Crime (6m FTC) page is loaded## Compliance Officer – Anti-Financial Crime (6m FTC)locations: London, GBRtime type: Full timeposted on: Posted Todayjob requisition id: R105986PIMCO is a global leader in active fixed income with deep expertise across pub

Experience in either Compliance (data quality, data governance, regulatory reporting / monitoring and trade / comms surveillance) or Financial Crime (AML, KYC and Sanctions screening) is a must to ensure quick understanding of content and anticipating risks or issues. Identifying & managing interdep

The role is to help give prospects the confidence and understanding of how the RiskNarrative solution operates, and will interface with their internal architecture, to ensure the success of the sales team, and correspondingly, the global RiskNarrative sales target* Assist sales calls remotely or fac

Ensure compliance with AML/KYC related laws and regulations and identify matters of non-compliance and elevate them as necessary. They are looking to hire an Assistant Manager- Financial Crime Operations. Keep abreast of regulatory changes/developments and financial crime news.

Ensure the Financial Crime team improve compliance standards by the provision of clear guidance and fair challenge. You should have at least 5 years’ experience in a similar Compliance related role within the Financial Services Industry. Oversee the development and maintenance of appropriate secon

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv