Financial compliance jobs in Bootle - Page 4Create job alerts

This role demands initiative, ownership and the ability to embed a culture of compliance throughout the business. Monitor, interpret and implement FCA requirements including COBS, SYSC, SM&CR, Consumer Duty, AML and financial crime regulations. Develop and maintain compliance policies, procedure

Minimum of 10 years of experience in Public Accounting or First/Second/Third Line of defense within financial services Compliance, CASS, or Fraud and Financial Crimes functions. Audit Director for Compliance, CASS, Fraud & Financial Crime, Vice President at State Street. The role leads the strategy

The role offers comprehensive on-the-job training and mentorship from experienced professionals, crafting future experts in portfolio management and compliance.

You will oversee delivery of technical financial crime expertise and regulatory services to relevant business areas, embed technical expertise and oversight processes, manage compliance risks, and advise on controls and monitoring. Head of Compliance - Financial Crime and Advisory Services. As Head

Within the Financial Crime & Forensics team you will work on the execution of a variety of projects including investigations, financial crime framework reviews, risk assessments, claims and disputes, fraud and financial crime prevention, and compliance programme development within the financial serv

A leading fintech company in the UK is seeking a Financial Crime Compliance Manager (Crypto) to oversee compliance for crypto activities. This role requires over 4 years of experience in financial crime compliance and knowledge of crypto products.

A leading international law firm in the United Kingdom is seeking an experienced AML Specialist to join their Risk and Compliance function in London. You will act as a senior advisor, supervising and mentoring junior analysts while providing expertise on UK money‑laundering regulations and complia

Compliance Manager - Leading Financial Services Firm. Experienced in developing and executing pensions compliance programme's and related policies. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services.

SRP systems,Financial Statement Preparation,Accounting Software,Hyperion,Financial Report Writing,GAAP,General Ledger Accounting,Accounting,Regulatory Reporting,Account Reconciliation,SOX,Financial Analysis. Staff responsibility for one direct report an Assistant Financial & Compliance Accountant. R

The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. Fiduciary team as part of our financial services business in Jersey. Ensuring that each relevant client entity adopts the neces

A leading financial services firm in the UK is seeking a Senior Accountant to enhance its financial management team. The role involves preparing and reviewing financial statements, managing month-end processes, and mentoring junior staff.

A growing SME in the United Kingdom is seeking a Financial Controller to take full ownership of financial operations. The ideal candidate must be a qualified accountant (ACCA, CIMA, or ACA) with experience in financial control and a hands-on approach.

Draft and review detailed financial crime risk assessments, incorporating transaction behaviour, adverse media, and other risk indicators. Identify and assess financial crime risk triggers, conducting in-depth investigations using open-source intelligence and specialist databases. Provide expert ana

Manager and Senior Manager – Risk and Compliance (Non-Financial Risk). This is a consulting-led role, suited to candidates from an advisory or consulting background, with strong experience delivering non-financial risk engagements for Financial Services organisations. Demonstrated consulting exper

Experience: 3-5+ years of progressive experience in AML/CTF Compliance, Regulatory Risk, or an advisory/consulting role within the financial services sector, ideally within a global payments, FX, or fintech firm. Join to apply for the Manager Financial Crime Compliance & Advisory role at Ebury. Comp

A leading law practice in the United Kingdom is seeking a Mid-Senior level Accounting professional to manage financial records and compliance. Join a dynamic team committed to delivering excellent financial support.

The role involves providing advisory support on AML and financial crime regulations, managing projects, and developing client relationships. A consultancy firm specializing in Financial Crime is seeking a Senior Consultant/Manager to join their team in London.

You will lead interaction with the first line financial crime team and embed a robust financial crime oversight framework, key outsourcers, supporting the Head pf Compliance with the Compliance plan, creating reports for boards and committees and interaction with Swiss and European colleagues. UK Co

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Regulatory Transformation team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Design and implementation of 1st and 2nd line Non-Financial Risk functions. Broad ran

Within our Financial Services Risk practice, the Banking Non-Financial Risk & Compliance team works with our banking and capital markets clients on their most pressing risk and regulatory programmes. Experience working within financial services risk and control projects either from a consulting, ban

A global financial services company is seeking an SVP for EMEA Digital Assets Financial Crimes Compliance Advisory in London. This role involves providing compliance advice for financial crimes related to digital assets, reviewing policies and procedures, and contributing to governance initiatives.

Solutions Consultant - Fraud and Financial Crime Compliance. This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud &

A leading FinTech company is seeking a Compliance Monitoring Lead to oversee its Compliance Monitoring Programme. The ideal candidate has significant experience in compliance monitoring within financial services and is skilled in stakeholder engagement and reporting. You will manage regulatory oblig

Compliance Consultant - Managed Services - Financial Services Advisory Firm. Miryco Consultants is working with a boutique financial services advisory firm who are in growth mode and looking for highly motivated Senior Consultants/Managers to join their Managed Services team. Support delivery of reg

A leading fintech company is looking for a Financial Reporting Manager to oversee external financial reporting and compliance for UK and Cyprus entities. This role involves preparing statutory financial statements, leading audits, and coordinating tax reporting. Ideal candidates are qualified accoun

A leading UK-authorised financial services firm is seeking an Associate Compliance and Financial Crime Recruitment Consultant for a 15-month fixed-term contract. Key responsibilities include providing legal support to asset management, advising on UK financial services regulation, and mentoring juni

Our financial audit practice is built on rigorous financial analysis, contract review, and audit methodologies, delivering industry-leading compliance audits designed to provide the highest levels of governance to advertisers over their marketing spend and agency fees. This role will be responsible

Financial Controller: Reporting & Compliance. Responsible for review and compliance to Sarbanes-Oxley control environment. Responsible for the day-to-day management of UMPG Financial Reporting team; including team meetings, feedback and delegation of work.

This role is within the Solutions Consulting team supporting LNRS’ end to end Financial Crime and Compliance Lifecycle Management Platform - RiskNarrative. Demonstrable experience of working within Financial Crime and Compliance/Fraud & Identity industries. Proven track record of supporting soluti

A leading trading platform is seeking a Director to lead financial crime compliance initiatives in London. The role demands at least 7 years of experience in financial crime compliance, with responsibilities including framework design, oversight, and team leadership.

A fast-growing tech company in London seeks a Group Financial Controller to establish its finance function. You'll lead core finance operations, including accounts payable/receivable and ensure tax compliance across multiple jurisdictions. With an emphasis on automation and scalability, you will bui

A financial services leader is looking for a Director for Financial Crime Compliance to oversee AML and CTF programs, especially in North America. The ideal candidate will manage compliance, conduct risk assessments, and ensure regulatory standards are met.

A financial regulatory body in the United Kingdom is seeking a SCV Data Assurance Analyst to audit processes and controls of Banks and Building Societies. The role involves delivering compliance audits, analyzing customer view data, and acting as a subject matter expert in SCV.

Experience in a UK compliance or regulatory environment, with an emphasis on financial advertising and regulatory compliance in the UK. Used by 8 out of the top 10 US banks today, the Persado platform orchestrates and facilitates interactions between a bank's marketing team and its compliance team a

A prominent accountancy and business advisory firm in the United Kingdom is seeking a driven professional to support the Financial Accounting & Compliance Manager. The role involves preparing monthly financial reports, maintaining intercompany accounts, and ensuring IFRS compliance. Candidates shoul

Candidates should have at least 5 years of experience in compliance within financial services and a strong understanding of FCA regulations. A private bank is seeking an experienced Compliance Manager to join their team in London.

A leading consulting firm in the UK seeks a Compliance Consultant to support the Head of Compliance in managing financial crime and regulatory compliance across the UK and Europe. This role involves advising on financial crime matters, leading compliance activities, and ensuring adherence to ever-ch

Financial Services Tax & Law - US Global Compliance & Reporting - SALT ManagerTax. The team is looking for managers, specifically with US state and local income tax experience in the financial services industry, to help grow the team this year. The role will primarily involve overseeing private equi

A leading insurance company in Birmingham seeks a Financial Crime Officer to aid in maintaining oversight of financial crime matters. The role involves providing advisory support and ensuring compliance with financial crime regulations. This role offers a unique opportunity to improve financial crim

A leading global law firm in Liverpool is seeking a proactive Senior Compliance Analyst. You will be pivotal in handling financial crime matters, including AML, sanctions, and anti-bribery. The ideal candidate has proven experience in compliance or risk within a law firm and strong analytical skills

A respected financial services firm is seeking a Senior IFA Administrator to support Office Managers and Financial Planners. This role involves processing new business, preparing compliance documents, and maintaining accurate client data.

The firm specializes in financial services regulation and compliance, advising banks, insurers, and fintechs on various obligations and business structures. A leading UK law firm in Greater London seeks a senior Financial Services Regulatory lawyer to join their team. Candidates should have extensiv

A prominent educational platform in the United Kingdom seeks a Financial Accountant to analyze economic stability and assist in budget decisions. The ideal candidate has over two years of experience in financial accounting, proficiency in Microsoft Office Suite, and holds at least a bachelor's degre

A leading financial services provider in the UK is seeking a Financial Crime Risk Manager to oversee risk management in business developments and collaborate with project teams. The ideal candidate has a strong understanding of financial crime risk in regulated environments, excellent analytical ski

This fully on-site role requires a charismatic finance professional who can lead month-end reporting, prepare statutory financial statements, and implement compliance procedures. A reputable financial recruitment agency seeks a Head of Finance for an established commercial business in Borehamwood, H

A leading technology services company in Leicester is seeking an experienced Financial Controller responsible for audit, tax, and financial governance. This role will oversee Accounts Payable and Receivable, and contribute to operational and compliance activities within a rapidly growing business. C

A leading global investment firm seeks an experienced Compliance Officer focusing on Anti-Financial Crime compliance. The role involves implementing and monitoring compliance activities, ensuring adherence to UK and EU regulations, and producing management reports. Ideal candidates will have a stron

In this critical role, you will oversee financial compliance audits for large clients and lead the Compliance team. A global marketing advisory firm in London is seeking a Sub Practice Lead for Financial Compliance. The ideal candidate will have a Chartered Accountant qualification and over 8 years