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Bath, Whiteley or London Office | Hybrid Working | Salary up to £75k DOE + excellent benefits Introduction We are looking for an organised, enthusiastic, and knowledgeable Compliance professional to join our growing Compliance team. As part of the team, you’ll have the opportunity to work in a fast-paced, collaborative environment where you’ll be able to utilise your skills and expertise to deliver amazing outcomes for our clients. The Compliance Assurance Manager plays a critical role in overseeing and challenging the effectiveness of the organisation’s risk management and control framework. Operating independently from the first line, the role ensures that risks are appropriately identified, assessed, monitored, and mitigated in line with regulatory expectations and internal policies. Why Saltus? Our mission is to improve everyone’s relationship with their wealth: to make it a positive force for their future and at the same time to prevent it being a source of anxiety. We want everyone who works at Saltus to be proud to work here, and to find fulfilment and meaning in the work that they do. We are incredibly proud of our culture and work really hard to ensure that Saltus is a great place to work for our people, where they can have fun and grow in their career, with a passion for excellence and customer service. We’re proud that we’ve been recognized as a winner by the Sunday Times in the Best Places to Work 2024 awards, as well as a winner in the Professional Adviser awards 2024 for the Best Financial Advisers to Work For. These accolades reflect our commitment to creating an exceptional work environment and our dedication to excellence in the financial industry. Join our award-winning team and be a part of our continued success! Saltus is a privately owned financial planning and discretionary investment management house. We are dedicated to providing a high-quality service for private clients, trusts, and smaller institutions. Saltus Partners was founded in 2004 and has grown organically and through a small number of carefully integrated acquisitions. Originally the business started out as an investment manager and has now developed the financial planning side of the offering, putting this at the forefront of the client relationship. Today Saltus manages and advises on over £11.4 billion of client assets, acquired through a combination of organic business growth and corporate acquisitions. Can you tell me more about the role? You’ll have responsibility for a wide range of duties within the Compliance Division, including the following: • Independently own and continually develop the Compliance Universe, ensuring all relevant risks are accurately identified, assessed, and appropriately prioritised for review., • Lead, manage, and oversee the delivery of the agreed review programme, ensuring all work is completed to the required standard and within expected timeframes., • Produce high‑quality reports for senior management, clearly presenting findings, insights, and recommendations following the conclusion of each review., • Provide robust challenge and constructive support to senior managers after each review, helping ensure agreed actions are meaningful, achievable, and aligned with effective risk management., • Lead, manage and mentor the Second Line of Defence team., • Consumer Duty Testing: measuring the effectiveness of processes designed to comply with Consumer Duty and assisting in gathering MI for the Consumer Duty Champion’s annual report., • Provide independent oversight and challenge to First Line activities, ensuring risks are identified and managed effectively., • Review and challenge risk assessments, controls, and mitigation strategies., • Ensure consistency in risk practices across business units., • Ensure compliance with relevant financial regulations and supervisory expectations., • Track key risk indicators (“KRIs”), issues, and remediation actions., • Provide insight and analysis on emerging risks and trends., • Assess effectiveness of controls and recommend improvements., • Support internal audit and external assurance activities., • Build strong relationships with First Line teams to promote effective risk management., • Influence and challenge senior stakeholders constructively., • Provide training and guidance to enhance risk awareness and capability, • Provide compliance support across projects, particularly in response to regulatory changes or operational improvements. What sort of person are we looking for? We think that the best candidate for this role will have: • Direct experience working in a Second Line of Defence team, • Minimum 5 years’ experience in a risk, compliance, or audit role within financial services and at least 2 at a management level., • Strong understanding of the “three lines of defence” model., • Strong knowledge of FCA rules and regulations, including the FCA Handbook, SM&CR, Consumer Duty, and DFM/platform rules., • Strong Line Management background, • Excellent analytical and problem-solving skills., • Strong stakeholder management abilities., • Experience in risk reporting and governance forums., • Experience working with a Wealth Manager, large-scale IFA, or network., • Understanding of distribution and manufacturing (DFM) and platform governance., • Excellent interpersonal and communication skills, especially in dealing with regulators., • Project management knowledge is desirable but not essential., • Relevant financial services qualifications (compliance, risk, or advisory)., • Ability to challenge constructively and influence decision-making., • Proactive and adaptable in a fast-paced regulatory environment. Where will I be working? We’re incredibly flexible about where, when, and how you work: we don’t want anyone to be prevented from coming to work for Saltus as a result of the working pattern that they’re looking for. Ideally, you’d be able to be based out of either our Bath, London or Whiteley office for a minimum of three days each week, working the remainder of the week from home. We are passionate about championing flexible working for our people, so if there’s a slightly different working pattern that you’re looking for, then please come and have a chat to us about it. What benefits do I get when working for Saltus? The role is 40 hours per week to be worked between the hours of 8:30-5.30pm with a salary range of £70,000 - £75,000 per year, depending on experience. Alongside this, you get fantastic benefits including 28 days’ holiday (plus bank holidays + your birthday off!), study assistance, life assurance cover, income protection and a pension, alongside access to our flexible benefits platform. Just as importantly, you’ll get to experience our culture, which we really do live and breathe, ensuring that Saltus is a fantastic place to work for every single one of our 500+ people. We work hard, but we have an awful lot of fun along the way. If you think you’d like to come and join us, then please do get in touch… we’d love to hear from you! Interested? If this sounds like the right opportunity for you, we’d love to hear from you. Apply now or get in touch with our recruitment team at if you have any questions or would like to discuss the role further.

Strong planning and communication skills are essential, along with experience in regulatory reporting or related tools. YTL UK is seeking a Regulatory Reporting Coordinator to manage the delivery of high-profile reports including the Annual Performance Report. You will be responsible for coordinatin

With regulatory reform fast approaching and fundamental changes to how we are regulated due to take effect in the near future, this is an exciting time to work in regulatory reporting. You'll manage timelines, governance and sign‑off, work closely with external auditors and provide guidance on reg

Compliance & Building Safety Officer Location: Somerset Hourly rate: Up to £18.85 PAYE Contract Type: 3 months Overview Our client is looking for a Compliance & Building Safety Officer to help ensure residential properties meet all required safety and compliance standards. The role combines technical knowledge with strong communication skills, requiring effective engagement with residents and close coordination with contractors. Key Responsibilities Lead the delivery of compliance and building safety services within your assigned area Ensure statutory and regulatory requirements are met across: Gas, electrical, fire, water, asbestos, and lift safety Other systems such as heating, door entry, lightning protection, and digital/satellite systems Carry out inspections, testing, and surveys (including fire doors and communal areas) Ensure all compliance documentation is accurate and up to date Work closely with contractors to achieve full compliance Instruct and manage remedial works, from raising jobs through to completion and invoicing Monitor contractor and consultant performance against agreed standards and legislation Challenge performance where required and escalate issues appropriately Conduct block inspections and identify safety or compliance issues Review risk assessments, service reports, and inspection outcomes Build positive relationships with residents, including those reluctant to engage Take a customer-first approach to resolving access issues Support procurement activities, including specifications and tender documentation Stay up to date with evolving legislation and best practice (e.g. building safety regulations) Respond to emergencies or urgent situations requiring on-site presence Skills & Experience Required Previous experience in a similar role (desirable experience in social housing) Strong organisational and time management skills Excellent communication skills (written and verbal), including technical reporting Ability to engage with residents empathetically and professionally Experience managing and challenging contractors Proficient in using IT systems Practical, solution-focused approach to problem-solving For more information about the role, please contact Branwen Johns on (phone number removed) and email a copy of your CV

We are seeking an experienced Health, Safety & Environment (HSE) Advisor to support civil works activities on an electrical cable route project based in Bridgewater, Somerset. This is a part-time contract role (3 days per week) for an initial 6-month period. The successful candidate will play a key role in ensuring that all civil engineering activities associated with the cable installation are delivered in compliance with health, safety, and environmental legislation, company standards, and best practice. Key Responsibilities Provide day-to-day HSE support and advice to site teams working on civil aspects of the cable route Monitor site activities to ensure compliance with relevant HSE legislation, company procedures, and project requirements. Conduct regular site inspections, audits, and safety tours, identifying hazards and implementing corrective actions. Support the development and review of Risk Assessments and Method Statements (RAMS). Promote a strong safety culture across the project, encouraging proactive reporting and continuous improvement. Investigate incidents, near misses, and non-conformances, ensuring appropriate corrective and preventive measures are implemented. Liaise with contractors, subcontractors, and project stakeholders on all HSE matters. Ensure environmental controls are in place, particularly in relation to groundworks, waste management, and ecological considerations. Deliver toolbox talks, briefings, and HSE training as required. Maintain accurate HSE records and reports in line with project and regulatory requirements.ersg are an equal opportunities employer; we are committed to promoting equality of opportunity for all job applicants. We do not discriminate against applicants on the basis of age, sex, race, disability, pregnancy, marital status, sexual orientation, gender reassignment or religious background; all decisions are based on merit

You will deliver timely, accurate and high‑quality financial reporting to Lloyd’s, ensuring all submissions meet regulatory requirements and operate within a strong and well‑controlled financial environment, including responsibility for Group Solvency II reporting. Ensure the end‑to‑end pr

Pontoon is seeking a Regulatory Reporting Specialist for a 6-month contract based in London with a hybrid work model. This role requires oversight of regulatory transaction reporting obligations and ensuring compliance with regulations like MiFIR and EMIR. Ideal candidates will have strong operation

A financial services provider in London seeks a Regulatory Reporting Accountant to enhance its reporting capabilities. The role involves daily regulatory reporting tasks, engaging with multiple business lines, and contributing to process improvements. Ideal candidates are qualified accountants with

As a Senior Business Analyst, you will support onboarding of new products to ensure regulatory alignment and compliance across EMIR, MIFID II, REMIT, Canada, working with Business stakeholders such as: finance, compliance, risk to meet regulatory reporting obligations. Senior Business Analyst – Re

Senior Business Analyst for Regulatory Reporting in London. Candidates should have strong analytical skills, regulatory reporting knowledge, and relevant experience. This role will shape regulatory solutions to ensure compliance with financial regulations.

A leading financial services firm in Greater London is seeking an Associate for its Capital Regulatory Reporting team. This role involves preparing reports on market risk and supporting regulatory changes.

Validus Risk Management is seeking an experienced Regulatory Reporting Lead to oversee and enhance our regulatory reporting function. As a specialised provider, we deliver comprehensive regulatory reporting services to institutional clients, including those who trade through our platform and those w

The successful candidate will support regulatory reporting for the London Branch and provide coverage for prudential monitoring and reporting. Perform detailed reconciliations and data validations between source systems, reporting tools and regulatory templates. Assist in the development and mainten

A growing challenger bank in the UK is seeking a Regulatory Reporting Manager to oversee accurate regulatory submissions and compliance with prudential rules. The role requires strong regulatory knowledge, attention to detail, and effective communication skills. You will manage reporting processes a

This role involves oversight of financial accounting and reporting, leading a small finance team, and ensuring compliance with accounting standards. Ideal candidates will be qualified accountants with strong experience in financial reporting and operational finance.

A leading global financial institution is seeking a skilled professional for a role in the Capital Regulatory Reporting team. You’ll prepare market risk requirement reports, produce quarterly COREP reports for regulators, and serve as an expert on regulatory capital calculations.

A technology company is seeking a Legal Reporting Solution Specialist to manage and enhance the Legal Reporting application for the banking sector. The successful candidate will be responsible for implementing product enhancements, analyzing client requests, and translating regulatory changes into a

A leading financial services firm in the United Kingdom seeks a Senior Regulatory Compliance Analyst to enhance their regulatory compliance framework. This position involves preparing regulatory returns, maintaining compliance policies, and supporting governance reporting. Candidates should have exp

We're looking for candidates with relevant experience in regulatory reporting, financial compliance, and a strong understanding of UK payments regulations. In this role, you'll ensure compliance with financial reporting for the Electronic Money Institution in the UK.

The successful candidate will support regulatory reporting for the London Branch and provide coverage for prudential monitoring and reporting. Strong understanding of regulatory reporting frameworks and prudential requirements. Perform detailed reconciliations and data validations between source sys

A growing investment bank is looking for a senior regulatory reporting specialist to establish their MiFID II and EMIR reporting function. Ideal candidates will have experience in regulatory reporting within banking and will demonstrate the ability to influence senior leadership.

Ashdown Group is seeking a Financial Accountant (Hedge Accounting & Regulatory Reporting) in Greater London. Responsibilities include preparing hedge accounting entries, financial statements, and regulatory submissions.

This is an exciting opportunity to join a compact regulatory reporting team focused on the preparation and submission of Bank of England and PRA regulatory returns. Brewer Morris is seeking a Regulatory Reporting Accountant for a specialist UK bank in Greater London. The position offers a hands-on e

A leading global financial institution is seeking an Associate in the Capital Regulatory Reporting team. This role involves preparing reports on market risk for internal and external regulators, calculating necessary capital for market risks, and contributing to regulatory changes. Candidates should

This role focuses on building and maintaining data pipelines that support regulatory reporting and compliance processes. Regulatory reporting knowledge. You’ll ensure accuracy, traceability, and reliability of regulatory datasets within a controlled environment.

Strong knowledge of one or more regulatory regimes, including EMIR, MiFID II / MiFIR, MMSR, SMMD, ASIC, MAS, CFTC, or Canadian regulatory reporting. The successful candidate will bring strong expertise in global regulatory reporting frameworks and will work closely with clients, internal technology

A leading consulting firm in Greater London is seeking a Business Analyst / Project Manager focused on trade and transaction reporting transformation. The ideal candidate has considerable experience in the financial sector, particularly with transaction reporting, and is skilled at stakeholder manag

We're looking for a Data Analyst, Regulatory Analytics and Reporting to join our team remotely! The #1 goal of this role is to turn complex compliance and regulatory data into clear, actionable insights that protect the business, satisfy regulators, and support senior leadership in making high‑sta

We are seeking an experienced Senior Business Analyst – Regulatory Reporting to lead the delivery, enhancement, and ongoing evolution of regulatory reporting solutions across Broadridge platforms. Strong knowledge of one or more regulatory regimes, including EMIR, MiFID II / MiFIR, MMSR, SMMD, ASI

Minimum 5 years of BFS experience in Capital market or Regulatory reporting essential. Elicit, analyse, and document business and regulatory reporting requirements. Business Analysis experience within financial services, with deep exposure to regulatory reporting.

The Analyst will assist with ensuring that the business meets its regulatory reporting requirements and takes an active role in efficiently producing financial trade reconciliations and reports that are fully compliant with regulations such as UK EMIR & MIFID and that meet internal reporting and rec

A leading pension provider in the UK seeks a Regulatory Risk Affairs Manager to oversee regulatory compliance, manage relationships with UK regulators, and improve reporting processes. Ideal candidates will have experience with financial services regulations, excellent organizational and communicati

Reporting to the Head of European Compliance, you will play a senior leadership role in delivering accurate, timely, and compliant regulatory reporting across regimes such as MiFID II / MiFIR (typically via Approved Reporting Mechanisms), EMIR, CAT, short/long transparency, and related rules for UK

Our Regulatory Reporting vision is to create an efficient, scalable and value‑add regulatory reporting platform that meets the requirements of the Regulatory Reporting Team, regulators and clients across all product streams, now and in the future. As a Regulatory Reporting Development Business Ana

The candidate will engage in management reporting, statutory financial tasks, and regulatory compliance. Required qualifications include a recognised accounting qualification and proven experience in financial reporting and management.

The ideal candidate will have expertise in transaction reporting and capital markets, with a proven ability to guide complex regulatory change programmes. A consulting firm is seeking a Managing Principal (Director level) to lead Trade & Transaction Reporting initiatives.

This position will take ownership of governance and regulatory reporting for the UK entity, ensuring compliance with regulatory expectations while driving improvements across monitoring and oversight frameworks. Proven background in regulatory reporting and governance. We’re partnering with a lead

A leading financial institution is seeking a Financial & Regulatory Accountant to manage comprehensive regulatory reporting and ensure compliance with established guidelines. The ideal candidate will possess ACCA or CIMA qualifications, have a strong background in regulatory reporting, and at least

A regulatory consultancy is seeking an experienced PM/BA to support a new PRA/FCA initiative focused on third-party registers and incident reporting in London. The ideal candidate will work closely with stakeholders in Risk, Compliance, and Technology and will be comfortable in evolving regulatory e

A public interest regulatory body in Greater London is seeking a Deputy Executive Counsel to lead its Enforcement Division. The ideal candidate will have significant experience as a senior solicitor or barrister, with expertise in public and regulatory law, and will provide strategic direction while

Macquarie Group is seeking an Executive in the Balance Sheet and Statistical Reporting team in Greater London. This role involves preparing regulatory deliverables, enhancing processes, and collaborating with teams across the organization.

Compliance Manager: Conduct & Regulatory Reporting. Given Convex's rapid growth, global distribution model, and potential regulatory changes, this role offers a unique opportunity to be involved in all aspects of compliance at a global level. Responsibility for managing and completing the regulatory

Strong understanding of regulatory reporting architecture, operating models, control frameworks and BAU regulatory reporting. G MASS are partnering with a growing investment bank to appoint a senior regulatory reporting specialist to build out their MiFID II and EMIR reporting capability from the gr

As the VP Regulatory Reporting Manager, you will oversee the end-to-end regulatory reporting ensuring compliance with SFTR, EMIR, Dodd-Frank, and other global regulations. This role offers a unique blend of technical regulatory expertise, leadership, and strategic influence, reporting into senior ma

Support the Regulatory Reporting Manager on other finance reporting requirements/projects as required. Enhancing and implementing process improvements from current defined processes, contributing to accurate and timely production of Beazley managed Syndicates Regulatory and Statutory Reporting requi

Swift is searching for a Regulatory Reporting Manager in Greater London. This senior role involves overseeing and delivering all regulatory reporting obligations to the National Bank of Belgium. Key responsibilities include coordinating accurate reporting, engaging with regulators, and enhancing reg

A leading financial services provider in London is looking for a Regulatory Reporting Manager to oversee and deliver all regulatory reporting obligations within Finance. The role requires strong regulatory expertise and stakeholder management capabilities.

A leading cryptocurrency company is seeking a Data Analyst for Regulatory Analytics and Reporting.