Compliance officer jobs in Bayonne, New Jersey - Page 3Crear alertas

The primary purpose of the Administrative Coordinator II Confidential position is to provide high level, confidential administrative support to the Chief Compliance Officer in the University Hospital Office of Ethics and Compliance, as well as the Director of Internal Audit in the office of Internal

Prefer major in Finance or Legal related. The Compliance Intern is going to support and assist the BSA Officer (team).

Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team.The team is responsible for all legal and compliance matters for the Firm.The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of our

This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance coverage pl

Natixis CIB Americas Compliance is seeking a Compliance Officer to support the CIB Americas Control Room and Compliance Department. The Compliance Officer will collaborate closely with the Head of Control Room, the Advisory team, and Front Office staff in Investment Banking, while ensuring complianc

The primary focus will be to assist the Compliance Department with leading the expert network review process and providing compliance oversight to investment and non-investment staff in our US offices. In the role of Compliance Officer, Lead Expert Networks the employee will be responsible for the f

Serve as a compliance resource and SME (subject matter expert) to business units, internal team members, and management providing a range of support and analysis on regulatory compliance requirements, issues, and/or best practices, including the provision of guidance in the design, development and/o

We are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead our global compliance and regulatory strategy.

The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communi

Head of Governance & Conduct Compliance Officer. International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". Enhance awareness and adoption of the compliance standards across the Bank.

Review marketing and sales content in an effort to confirm adherence to Mercer standards and regulatory requirements. Stay abreast of regulatory and legal developments and best practices governing investment advisers, investment companies and trust companies.

Reporting to the Chief Compliance Officer, you will partner with trading, risk, and technology to strengthen the firm's compliance program across products and markets. You will contribute to monitoring, surveillance, policy development, training, regulatory inquiries, reporting, and business advisor

This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate Compliance Program. An international bank is seeking a compliance analyst. Key responsibilities include monitoring f

President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training committee

In-depth understanding of labor relations processes, including disciplinary steps and City labor relations. The Director of Labor and Employee Relations will report to the Deputy Chief People Officer of Compliance, Payroll & Labor Relations and will be part of a dynamic, service-oriented team respon

The Global Data Protection Office is accountable for advising on and monitoring compliance with the applicable global data protection laws. Experience advising on compliance with data protection laws and privacy requirements. Associate Data Protection Officer, Product Advisory.

The Financial Aid Officer assists the Corporate and Campus Director of Financial Aid with all aspects of financial aid, ensuring that all student financial aid packages are processed and awarded in compliance with federal, state, and institutional regulations and policies. Assists with entrance and

Compliance Officer- Associate/Vice President. Compliance Officer- Associate/Vice President. Associate/Vice President - Compliance Officer.

The primary purpose of the Administrative Coordinator II Confidential position is to provide high level, confidential administrative support to the Chief Compliance Officer in the University Hospital Office of Ethics and Compliance, as well as the Director of Internal Audit in the office of Internal

The ideal candidate will have strong regulatory knowledge and experience of working with data and pricing products, including market data, pricing data, valuation practices, and data analytics. We have an exciting Compliance Advisory role on the Data, Research & Analytics Compliance team, with a par

A growing healthcare organization is seeking an experienced.Home and Community-Based Services (HCBS).This role is critical in ensuring the organization adheres to all Medicaid and HCBS regulations while maintaining the highest standards of quality and accountability.Ensure full compliance with feder

Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. Draft, review, and edit official documents, including memoranda, policy guidance, interagency advisories, and compliance directives. Track administrative decisions and

The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division, as a subject matter expert and process owner. Director, Head Of Registrations. Chief Compliance Officer, SMBC Americas Division Head of Ethics

As Chief Information Security Officer, you will be responsible for leading and strengthening the company's entire security function across four key domains: Governance, Risk & Compliance, Offensive Security, Defensive Security, and Security Engineering & Architecture. Chief Information Security Offi

At Check, we make paying people simple. Serve as Check's BSA Compliance Officer, owning and updating the BSA/AML and sanctions program, including drafting policies and procedures, building controls for KYC, investigating suspicious activity, filing SARs, transaction monitoring, team training, and an

Offer regular review and challenge on new and existing regulatory requirements via the firm's testing, monitoring facilities and working alongside the compliance testing function. This non-officer Compliance role will assist in performing advisory and challenge functions across the 1st line, with a

The Finance & Operations Analyst plays a key role in driving financial visibility and accountability across the Legal, Compliance, Audit, Risk, and Sustainability (LCARS) functions that report into Verisk's Chief Legal Officer. A major focus for the Analyst will be vendor spend, particularly on outs

General Counsel And Chief Compliance Officer. Qualifications and experience include a law degree from an accredited law school, admission to the New York State Bar, knowledge of New York City real estate development, a minimum of seven years' legal experience as a licensed attorney, five to ten year

The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring & Compliance Oversight. Assist with the development of the C

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies an

Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance group in its Global Compliance Department. Assisting in developing and maintaining a robust global compliance program for the Firm's swap and security-based swap dealers, including assisting each applicable Chief Compl

The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies an

President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training committee

As a Security Officer - Government Patrol Compliance in Brooklyn, NY, you will serve and safeguard clients in a range of industries such as Government, and more. Security Officer - Government Patrol Compliance. As a Patrol Unarmed Officer with Allied Universal, you will monitor and patrol government

The Director of Labor and Employee Relations will report to the Deputy Chief People Officer of Compliance, Payroll & Labor Relations and will be part of a dynamic, service-oriented team responsible for developing and executing human capital strategies and initiatives to support the agency. Serves as

Experience in information governance, information life-cycle management, compliance, legal, privacy, or information security. The Cloud Controls Governance (CCG) team, within Risk and Compliance under the Cloud Chief Information Security Officer (CISO) organization, is responsible for establishing a

The Compliance Manager is responsible for supporting the execution of global compliance and privacy initiatives by identifying risks, contributing to solutions, and driving meaningful business impact. This position reports to the Chief Compliance Officer and is part of the Legal and Compliance team

Executive Assistant To The SVP, Chief Legal Officer & Corporate Secretary. Serve as a trusted partner for Suntory Global Spirits' SVP, Chief Legal Officer (CLO) and a key member of the global Legal, Public Affairs and Compliance (LPAC) team, driving operational priorities and providing high-impact a

Reporting to the General Counsel, the Chief Compliance Officer (CCO) will lead Sprinklr's global compliance program and serve as a key member of the legal leadership team. Sprinklr Chief Compliance Officer. Such candidates, in addition to overseeing the Company's compliance program, may also cover b

A mission-driven nonprofit organization in Brooklyn is searching for an experienced Chief Financial Officer to oversee their financial strategy and reporting.Responsibilities include managing audits, budgeting, and compliance while providing leadership to the finance team.Ideal candidates will posse

The Audit Manager will supervise financial and operational auditors and will report to the Audit Director who reports to Assistant Commissioner of Audit Services and Medicaid Compliance Officer. The New York City Department of Health and Mental Hygiene (DOHMH) is seeking an Audit Manager to join DOH

An international bank is seeking a compliance analyst.This role involves assisting the Bank's Bank Secrecy Act Compliance Officer (BSACO) to ensure compliance with BSA/AML/OFAC regulations and a separate role in maintaining the Corporate Compliance Program.Key responsibilities include monitoring for

Chief Financial Officer – Non-Profit – Full‑Time Reporting to the Chief Operating Officer (COO), the Chief Financial Officer (CFO) directs START’s financial management and activities in support of the strategic mission and in compliance with policies, laws, standards, and regulations. Previo

The Financial Aid Officer assists the Corporate and Campus Director of Financial Aid with all aspects of financial aid, ensuring that all student financial aid packages are processed and awarded in compliance with federal, state, and institutional regulations and policies.Assists students in complet

Chief Accounting Officer (CAO). The CAO reports directly to the Chief Financial Officer (CFO) and works closely with executive leadership to support company‑wide strategic objectives. Must have extensive experience with SEC reporting requirements, Sarbanes‑Oxley (SOX) compliance, and complex GAA

Assist the Bank Secrecy Act (“BSA”) Officer in maintaining Carver’s BSA, Anti-Money Laundering (“AML”) and Office of Foreign Assets Control (“OFAC”) compliance program. Use BSA Department system (Fiserv – AML Manager). Working knowledge of the principles and procedures related to AML

A leading university in New Jersey is seeking a Chief Financial Officer to oversee the financial affairs of the School of Nursing.This position involves managing budget development, internal controls, and financial reporting to ensure compliance with university policies.The ideal candidate will lead

A global insurance provider is seeking a Chief Accounting Officer in New York City.This role entails overseeing all accounting functions, ensuring regulatory compliance, and leading financial reporting processes.Candidates should possess over 15 years of experience in accounting, ideally within the