Regulatory jobs in New York, NY - Page 14Create job alerts

We’re looking for a dynamic leader to head our Risk & Regulatory Practice—someone entrepreneurial, strategic, and ready to drive growth. If you can knock on doors, win new business, and lead with authority in risk and regulatory matters, this is the opportunity for you. Be the face of risk and r

Consultant, Banking/Capital Markets Regulatory Initiatives. Our consultants must be technologically savvy forward thinkers who possess the ability to guide our clients to their desired future state. We are seeking a highly motivated Regulatory Compliance Consultant to join our dynamic team.

M&A of energy projects and companies. Provide regulatory guidance on structured finance in the energy sector. Work alongside multi-disciplinary teams to support energy and infrastructure clients.

This role will provide legal support for reinsurance transactions, regulatory compliance, and corporate governance matters. Work closely with underwriting, finance, and risk teams to assess legal risks.

Goldman Sachs seeks a bank regulatory attorney to join the Bank Regulatory and Deposits Legal team, which supports the firm globally from a U. Bank regulatory legal experience is preferred; alternatively, applicants with experience in businesses of a global financial institution and a strong inte...

Seven to ten years of compliance or regulatory experience, preferably in a trading environment, risk management function, law firm, or with a US federal regulator or self-regulatory organization. Familiarity with clearing and trade reporting systems, and related compliance programs. Contribute to...

TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements. Fixed Income Compliance Officer will w...

The Associate General Counsel will work with teams across EnergyHub to provide advice on a wide range of legal matters, including commercial contracts and transactions, privacy, IP, compliance, M&A, and regulatory issues as well as general corporate matters. EnergyHub seeks an Associate General C...

We are looking for an exceptional regulatory and compliance attorney with significant experience counseling clients on environmental and safety requirements to help support Amazon’s environmental compliance team in North America. Serving as lead counsel in the response and resolution of environme...

Regulatory Exam and Data Management:Manage end-to-end processes for regulatory submissions, ensuring alignment with technology and compliance standards. Preferred QualificationsPrior experience in a regulatory affairs or IT governance role in the financial industry. Prior consulting background ar...

Provide guidance to business units on regulatory and compliance requirements to ensure adherence to industry standards and internal policies. Support responses to internal audits, regulatory reviews, and compliance inquiries. Front Office, Business Management, Audit, or Regulatory Compliance with...

Provide proactive and practical legal advice to Alloy’s product team regarding new and changed products and features, including on data privacy, intellectual property, and regulatory matters. Alloy is looking for a product counsel with privacy, data, and software subject matter expertise and a ba...

Associate General Counsel, Regulatory - Americas. Working with external counsel or consultants as and when required, including managing legal spend and invoices.

In this role, you will report to the Senior Counsel, Director of Regulatory Practice. Legal Counsel is an experienced attorney capable of undertaking complex litigation, particularly regulatory litigation including challenges to federal agency action under the Administrative Procedure Act (APA), ...

We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk. This Senior Analyst will be a part of the team supporting OKX's re-launch in the US, so will help scale the local Compliance function as the business grows. Knowledge o...

Provide legal review of physician and research faculty employment agreements to assure consistency with business terms and objects as well as regulatory compliance and NYU Langone Health policies; advise leadership and designated Faculty Group Practice (FGP), clinical affairs and department admin...

The ideal candidate will have experience as a bank regulatory lawyer advising on core bank regulatory legal issues, including preparing regulatory applications and notices for the Federal Reserve, Office of the Comptroller of the Currency, and/or the Federal Deposit Insurance Corporation. Advise ...

Head of US Bank Regulatory Legal. In the role as Head of the US Bank Regulatory group in Deutsche Bank’s Americas Regional Legal Department, you will advise Deutsche Bank’s businesses and infrastructure functions on bank regulatory issues that arise in course of the Bank’s Americas and global

Our Global Regulatory Licensing team, in particular, works to support expansion into new markets, with a specific focus on licensing strategy, regulatory engagement, and collaboration with business partners. Lead the regulatory licensing process in specific jurisdictions and manage the other memb...

Experience in federal healthcare regulations, especially Medicare and Medicaid and other major federal health care policies. We will be hiring one regulatory associate for state and one for federal. Regulatory Associate (Federal/State) - Regulatory Affairs.

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unit's business ac...

You’ll work cross-functionally with engineering, design, operations, partnerships, compliance, and legal teams to build elegant, high-performing solutions that help our customers make the most of their cash while ensuring we operate within a strong risk and regulatory framework. Develop and evolv...

Lead and manage resolution planning projects which aim to ensure compliance with regulatory requirements in the financial industry. Strong understanding of financial regulations and resolution planning frameworks.

For larger audit reviews, manages an audit team responsible for completion of the audit work. Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation as well as business monitoring and risk assessment. Effectively manages and executes audit activities for a com...

Active Member, New York State Bar. We experiment and propose new ideas. Attorney will: manage the EQD coverage legal team; provide primary legal support in connection with all activities, transactions, and regulatory matters relating to the EQD businesses in the Americas; provide legal and transa...

Provide analytical support in the areas of data reporting, data analysis, and internal audits for special projects created and designed to enhance the operational and administrative activities of HRA regarding program accountability and integrity. The Office of Regulatory Compliance & Accountabil...

Develop and maintain all policies and procedures related to charge card regulatory compliance as well as card networks and bank partner requirements. The Product Compliance Manager, Cards & Rewards role will be responsible for ensuring the company's card products and operations comply with all ap...

Contributes to the Banks financial position by ensuring the accurate and timely processing of SBA loans, including SBA loan applications, thereby contributing to loan growth, compliance, and customer satisfaction. Works to ensure that all regulatory and internal guidelines are adhered to, ensurin...

Reporting to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Regulatory Submissions is responsible for leading and providing oversight and support of the strategy, development, quality control, and submission of Citis Recovery (Citigroup, CBNA) and Resolution (IDI, 165(d)) plans...

Obtains and completes mortgage loan application packages, including supporting documentation required to process loan requests; reviews information to ensure that files submitted meet regulatory agency and CNB policies; forwards application packages to Residential Lending within specified times i...

Experience working with regulatory reporting systems, data pipelines, and automated reporting tools. Proven ability to lead and manage large-scale regulatory reporting operations in a fast-paced, regulated environment. Lead, mentor, and manage a team of regulatory reporting professionals, fosteri...

Our team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses to data subject rights requests, drafts internal policies and coordinates regional privacy-related regulatory filings. Substantial subject matter expertise in data privacy laws, rules, regulations, ...

Defend data privacy and security class actions, including claims under the Stored Communications Act, wiretapping, and data breaches. The ideal candidate will have 4-6 years of experience in regulatory investigations or litigation, including consumer protection issues and defending data privacy a...

Familiarity with legal issues impacting the digital advertising industry including self-regulatory guidelines, privacy and data governance issues and legislation, consumer protection, and global privacy laws & regulations. The role of Associate General Counsel, Privacy & Product, is a fantastic o...

A healthcare organization in Brooklyn, NY, is seeking a.This role involves maintaining compliance with healthcare laws, including HIPAA, Medicare/Medicaid requirements, and the Affordable Care Act, while fostering a culture of ethical conduct and regulatory excellence.Developing and enforcing com...

Extensive, hands-on experience with Workday Payroll and ADP is required; proven track record of managing payroll configurations, system enhancements, and integrations. Stay current on industry trends, emerging technologies, and regulatory changes impacting payroll operations and Workday Payroll f...

MUST be local to New York City.Hybrid Schedule, at least 3 days onsite.Looking for a candidate with Project Management experience in a large financial institution (ideally any large-scale bank) with a focus on the regulatory reporting landscape.You will be responsible for leading and managing lar...

This proprietary offering is complemented by a wealth of experience in data engineering, electronic trading systems, data capture applications, regulatory and compliance systems and middle and back-office enterprise web solutions. At our core, Data Intellect is a data and technology consultancy f...

Credit Risk management and/or audit, regulatory or QA experience; strong understanding of risk management and controls frameworks. MUST have recent credit risk management background and strong knowledge of financial products. Assist with daily monitoring of credit risk limits & Reg O frameworks (...

Expertise in regulatory compliance relevant to SEC-registered investment advisers, either as an in-house compliance professional, compliance consultant, or attorney. Senior Director, Compliance (New York, NY):. Along with the CCO, manage the entire compliance program from conducting compliance te...

The attorney will have the opportunity to engage stakeholders across the firm on a variety of bank regulatory issues and will, among other responsibilities:. Ability to work proactively and independently, collaborate effectively with stakeholders throughout the firm, including senior leadership, ...

As we continue to grow, we are seeking a dynamic and experienced Legal Counsel to support our legal needs across multiple areas of our business operations. The Legal Counsel will be responsible for managing and advising on all legal aspects of the company, including intellectual property, regulat...

The VP, TDS Operations leads a group of operational functions and activities via Team Leaders/Operations Officers/ Analysts/Specialists within a unit and provide guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achie...

Assist with the continued enhancement of Alloy's vendor and partner risk management program and support privacy and regulatory reviews of key Alloy vendors, partners and partner products. Partner with compliance colleagues and other stakeholders in the implementation of Alloy's data privacy, data...

All resumes, and any other information identifying potential candidates, submitted to any employee at Flow Traders via-email, the Internet or directly without a valid and signed search agreement will be deemed free to contact by Flow Traders without any restrictions and no placement fee of any ki...

Our client, an Insurance Company based in the New York City metro area is looking to hire an experienced Trial Attorney. Provide timely reports, updates and briefs to the Managing Attorney. Remain current on liability and regulatory issues, insurance coverage.

Full time Attorney: Midlevel Litigation Associate - New Opportunity - New York, NY / Washington, DC. Mid-Level Litigation Associate. Provide high-quality legal counsel on complex litigation matters involving securities, regulatory issues, and white-collar crimes.

Sanctions & Embargoes Americas, Advisory Lead. Support the Head of Sanctions Advisory in protecting Deutsche Bank from legal, regulatory and reputational risk with regard to business involving sanctioned entities and/or countries. Interacting with regional Sanctions Advisory Leads in the UKI, Ger...