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Key Duties and Responsibilities: Assist with annual compliance review, preparation of annual report on policies and procedures Develop, review and revise policies and procedures Assist ...
This hybrid Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. The ...
Reporting directly to the Chief Compliance Officer, you'll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and ...
: J ob Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New York Overview You will focus on providing real ...
We are looking for an Entity Compliance and Formation Associate to support the Finance and Real Estate departments in ensuring compliance with regulatory requirements and assisting in the formation ...
The Manager, Trade Compliance is a member of the team responsible for the classification of the brands skus, maintenance of the HTS and duty in the brand's ERP, liaison with USCBP on issues/request ...
Compliance Monitoring: Conduct regular reviews and audits of reporting processes to ensure adherence to regulatory guidelines and internal policies. Identify and address compliance issues or ...
Under the supervision of the FCS New-York, the Compliance Coordinator - Vice President will work closely with the New York Compliance/CPL team to support the implementation and execution of ...
Remote (Must live in New York State) Hours: Per Diem Salary: Based on professional experience Our ... Maintain confidentiality and compliance with HIPAA standards while handling sensitive psychological ...
... compliance with regulatory requirements, and managing vulnerability remediation processes to ... remote. Key R e sponsibilities:Lifecy * cle Management: Oversee the end-to-end lifecycle of IT ...
Compliance Officer Location : New York City (Hybrid) Overview : A boutique investment management firm is seeking a Compliance Officer to join their team in NYC. This role offers the unique ...
This position is based in office from Mondays-Thursdays, and remote on Fridays. Responsibilities : * Accountable for all product submission processes to ensure efficiency, compliance and timely ...
Compliance Specialist - Warehouse Regulation Compliance Management Department: Legal Department Job Overview The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the ...
Responsibilities: • Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and ...
This fully remote position offers the opportunity to provide psychiatric evaluations, diagnosis ... compliance with all regulatory requirements. Requirements: * Doctor of Medicine (MD) or Doctor of ...
Remote Friday 10am- 2pm Overview We are looking for a person to be responsible for managing the day ... Communicate with authorities for licensing and permit compliance. LLCs & Vehicle Management
Experience in technology audit, governance, risk, and compliance, information security, or related ... remote days every week. The office is located near Grand Central Terminal. The Phoenix Group ...
Remote Overview: SSCG Media Group (SSCGMedia.com) is one of the largest full-service, 100% pharma ... Evaluate client content and collateral to develop meaningful & compliant search messaging
Regulatory Compliance & Product Development Specialist (USDA Food Manufacturer)Newark, NJOur client is a rapidly growing USDA, value added, frozen food manufacturer based in the greater Newark NJ ...
... PTO, and remote work options. Responsibilities Include: * In this role, the Tax Senior and Tax ... level of increased compliance responsibility in the review process * Tax Senior prepares tax ...
Initially, the role will be remote until an office space is identified in NYC, at which point the ... Ensure compliance with relevant regulations for all email marketing campaigns * Develop and utilize ...
FINCEN Compliance: Ensure proper FINCEN paperwork is obtained and submitted during applicable closings. * Closing Coordination: Oversee the delivery of closing documents and checks for remote or ...
... remote work. The Reservations Manager will be responsible for managing bookings, overseeing ... Knowledge of rental regulations and compliance * Bachelor's degree in Hospitality Management ...
The Operations Assistant position is a primarily remote opportunity with the need to come into the ... compliance with all laws and regulations impacting the Funds, such as COBRA, HIPAA, and the ...