Trabajos fca en Beckenham - Page 2

Given the nature of the business experience in Insurance or an FCA regulated industry is important so please do not apply if you are outside of those arena's. Role overview: * Ensure all group ...

Report to the FCA and PRA, alongside supporting the statistical reporting to the Bank of England. * You will work closely with the CEO and Head of Finance on various projects and ad hoc work ...

... and FCA Principles of Business * the product and technical teams to ensure the Company Platform is compliant with applicable regulations and industry guidance * advice and legal support to ensure ...

Your role is to review files, sales, client accounts and ensure we're on the right FCA track. Coming from an Insurance Broking Background is ESSENTIAL. Other applications will be reviewed but sadly ...

Supporting the compliance team with any FCA interactions related to the Financial Planning team. Ensuring key risks and controls are appropriately identified and assessed, including reporting on risk ...

This role will report to the C-Suite and have prior experience engaging with the regulator/FCA. Key Responsibilities: * Managing UK Compliance team * Building and maintaining relationships with ...

Maintain company's payment institution license and act as the primary contact with the FCA, ensuring all communication, reports and responses to regulatory requests are accurate, completed and ...

Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements. The Role: * Ensure the organisation's adherence to Lloyd's Principles. * Provide ...

Prepare complex FCA regulatory returns * Maintain the firm's employee expenses system, including the review and approval of expenses * Perform regular bank reconciliations to ensure financial records ...

Ensure the company complies with all relevant Financial Crime regulations and guidelines set by the Financial Conduct Authority (FCA) and other regulatory bodies. * Identify, assess, and mitigate ...

Draft STOR forms ready for submission to regulators such as FCA etc. * Assist in maintaining appropriate desk-based policies in relation to market abuse. * Assist in responding to regulatory ...

... FCA regulations, as well as streamlining processes. Responsibilities: * Ensure the firm's operations comply with CASS rules, maintaining accurate records and implementing effective controls

An exciting opportunity has arisen for a Company Secretary to join a dynamic, FCA-regulated organisation. This role combines the energy of a start-up with the stability of a long-established ...

Be fully aware of FCA guidelines and respond within FCA timescales, keeping Senior Management fully updated at all times. * Provide experienced support to the overall team, handling technical ...

Keep up to date with FCA rules and legislations * Assist with financial crime audits Experience & Qualifications * A minimum of 5 years' practical experience in a compliance/onboarding/transactional ...

FCA Handbook, JMLSG, AML/ABC/TFregs • Research and analytical skills with the ability to summarise complex findings • Effective written and oral communication • Self-motivated, organised ...

A broad understanding of FCA regulations in relation to Consumer activity.

Key Responsibilities: * Assist the firm meet FCA and SEC regulatory compliance requirements * Prepare the firm for its quarterly FCA compliance reviews and annual SEC reviews * Review Compliance ...

To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. * Assist the Legal and Compliance teams ...

Up to date CPD knowledge/experience in both FCA regulation and Project Management

Experience of wealth management or other FCA regulated businesses would be highly beneficial. A deep understanding of accounting complicated P&Ls across a range of varied businesses is essential. You ...

Experience of mortgage specific FCA and BoE returns would be an advantage but not essential. * Demonstrable experience in a transformation or project management role. * Experience of internal or ...

Oversee the FCA reporting requirements and support the firms engagement with the regulators. * Provide regulatory advice at the early stage of initiatives taking into consideration products and ...