Are you a business? Hire fca candidates in Beckenham
Excellent knowledge of Lloyd's and FCA/PRA financial reporting * Demonstrable experience of building processes and developing systems from scratch * Depending on your level, proven experience of ...
This role is subject to regulated activity, Conduct Rules set by the FCA/PRA and such ongoing training and competence requirements as required by the FCA/PRA and the bank from time to time. To apply ...
... FCA Handbook and PRA Rulebook. These are listed below. Rules 1 to 6 apply to you by virtue of your employment with
Strong knowledge of FCA handbook especially PROD and COBS sourcebooks, including product governance requirements for distributors * Strong knowledge of FCA Consumer Duty (its impacts on the ...
Experience of wealth management or other FCA regulated businesses would be highly beneficial. A deep understanding of accounting complicated P&Ls across a range of varied businesses is essential. You ...
Ensure compliance with the Companies Act 2006, FCA regulations, FCA Appointed Representative requirements, and other relevant UK laws. * Prepare and file necessary regulatory documents and monitor ...
Pantheon Ventures is authorised and regulated by the Financial Conduct Authority (FCA). The incumbent of this position is prohibited from undertaking investment management or providing investment ...
Ensure electronic client files are organised and updated, and easily accessible Compliance with FCA and company procedures * Assist the team in complying with FCA and internal compliance procedures ...
Are you an Internal Auditor with experience working in FCA regulated environment? Do you have firsthand experience conducting audits within insurance, Wealth Management, Pensions, Health Solutions ...
Preparation of FCA returns including FSA029&30, and IFPR returns on a solo and consolidated basis. * Preparation of capital returns for the CFTC and other regulators in EMEA. * Monitoring of internal ...
Knowledge of FCA regulations. * Knowledge of Product Governance and ICOBS
Good working knowledge of the FCA's CASS rulebook and the FRC's Assurance Standard for client asset engagements. * Working knowledge of financial products, firm services, issues regarding advice and ...
Ensure compliance with all relevant legal and regulatory requirements, including GDPR and FCA guidelines. Budget and Vendor Management Develop and manage the IT budget, ensuring cost-effective use of ...
Aim and purpose of the role: • Support upholding the firm's CASS Oversight Framework to help the firm achieve compliance with the FCA's CASS regulations • Relevant experience focussed on Client ...
Knowledge of the FCA Handbook, including but not limited to client classifications, conduct of business rules, training and competence and FCA processes. * Some understanding and knowledge of the ...
Ensure compliance with FCA rules in relation to client money bank accounts and assist with the Annual Bank Assessment for Board approval. * Support currency management and review potential hedging ...
You will at all times adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. Key Accountabilities * You will produce and collate all the ...
Recoveries Manager London (Hybrid) This role is with an FCA and PRA Regulated Bank, specialising in business lending with a range of asset, wholesale finance and mortgage products. The overarching ...
About the Mortgage BrokerageA whole of market FCA-regulated brokerage their advisers provide the best possible results for their clients financing needs. The brokerage has cultivated partnerships ...
... FCA regulations and compliance are met Supporting with ad hoc projects and tasks where required Reviewing and understanding existing scheme information from providers. Using research tools / systems ...
Network Engineer - London, UK "Global Futures and Options Ltd (GFO-X)", a UK FCA-authorised and regulated MTF, is seeking a Network Engineer to join our growing team in London, UK. GFO-X is the UK ...
You must be open and co-operative with the FCA, PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...
FCA regulated clients, property investment companies, commodities traders, charities, solicitors and media clients. Audit Manager Position Overview * Manage a portfolio of clients and be the point of ...
Applicants will need to be qualified accountants with experience of FCA RMAR and CASS Client Money Rules, Management Accounts production, VAT income reports, team management, and a thorough knowledge ...