Fca jobs in Beckenham - Page 4Create job alerts

... FCA (SYSC). * Ideally work in an Global environment, with understanding of Global regulations. * Degree and/or Masters & MCIPS preferred This is an exciting opportunity for someone at the early ...

Acting in line with the FCA/PRA Code of Conduct. * Meeting all business continuity requirements as outlined by the Bank. Qualifications and Experience: * A minimum of 3 years Trade finance Guarantees ...

FCA regulated / passed relevant regulatory exams - If not already held then the candidate would be expected to complete these qualifications shortly after arrival * 4-6 years + of fund placement or ...

... FCA requirements and how they affect the business. Base Salary - £36,000 to £40,000 plus benefits

Excellent knowledge of FCA rules and regulations * Ability to work with autonomy and make decisions Salary: The Senior Compliance officer (15 Months Mat cover role) has a FTC salary of c£100k-£110k ...

Strong understanding of regulatory requirements and industry standards such as FCA regulations, AIFMD, and MiFID II. Skills: * Excellent analytical and problem-solving skills, with the ability to ...

Familiarity with FCA rules, Lloyd's requirements, and other applicable regulations, including data protection and anti-money laundering protocols. * Risk Management: Ability to evaluate and mitigate ...

Good exposure to UK Financial Conduct Authority (FCA) regulatory requirements impacting Capital Markets activities. * Excellent analytical skills. Ability to review and assess detailed information ...

Ensure the FX rules and procedures are in line with new recommendations under FCA Remediation Programme, and new FX markets best practices. * Challenge the existing practices and help the FX Business ...

Strong knowledge of regulatory requirements, including FCA guidelines and international frameworks relevant to credit and payments businesses. * Strategic Vision: Ability to define and implement risk ...

Mandatory completion of company-prescribed learning and adherence to FCA rules. * Compliance with all company procedures. * Any additional duties as assigned. Role Requirements * London Market ...

... FCA registered "Sellside" Brokerage. The "Administration" side of the business refers oversight of their HR Function, Systems and 3rd party Technology providers, Operational Suppliers, Banking ...

Your responsibilities will include regulatory advice, FCA authorisation applications, drafting legal documents, and managing cross-border compliance for clients operating at the forefront of ...

Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with Financial Conduct Authority (FCA) a plus ...

FCA & Regulatory training Family-Friendly Policies * Enhanced maternity pay * Enhanced paternity pay * Enhanced adoption pay * Enhanced shared parental leave Workplace Perks * Hybrid working * Casual ...

Managing transactions, liaising with regulatory bodies such as the FCA and LSE to ensure compliance. * Providing timely and high-quality advice to clients while managing expectations and delivering ...

FCA experience and investment management background Behavioural qualities : * Ability to work closely with all disciplines across the business, as well as communicating clearly with others * You'll ...

... FCA) and notifying and liaising with criminal authorities. * Dealing with litigation connected to cyber matters including defending group litigation and representative actions following incidents ...

... FCA rules and Lloyd's regulatory requirements. • Willingness to continue professional development and expand technical knowledge. • Knowledge of company and employment policies, as well as risk ...

Strong understanding of FCA regulations and guidelines, including MiFID II, GDPR, and PRIIPS. * Excellent organisational, communication, and attention-to-detail skills. * A proactive, independent ...

A strong understanding of relevant regulatory standards, such as FCA rules, COBS (Conduct of Business Sourcebook), and client agreement requirements. * The ability to clearly communicate findings ...

Ensure compliance with applicable laws and regulations, including AIFMD, MiFID II, SEC, FCA, and other regulatory regimes. * Monitor and advise on changes in the global regulatory landscape impacting ...

Familiarity with FCA regulations and compliance in the lending sector is advantageous. Why Apply? * Be part of an exciting, fast-growing business in a dynamic sector * Earn uncapped commission and ...

Strong working knowledge of legal compliance in the UK & Australia - including knowledge of AML, payments services and e-money regulations, data protection, TCF and the FCA handbook * Excellent ...