Fca jobs in Cramlington

Collaborating with the leadership and compliance team to ensure adherence to FCA regulations and internal policies, ensuring consumer duty and TCF are maintained. * Assisting with onboarding and ...

Ensuring all advice documentation is compliant according to FCA guidelines and additional compliance requirements * Effectively communicating at all times both internally and externally - verbal and ...

Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...

Working knowledge of Consumer Duty regulations and all FCA Principles in regulated consumer credit (applicable if relevant

Ensure all advice documentation complies with FCA guidelines and additional compliance requirements. * Communicate effectively both internally and externally, verbally and in writing. * Work with ...

Conversant with the relevant legislation and all FCA requirements. * Good knowledge of all processes, systems and products handled by the team. * Building good working relationships. * Willingness to ...

Ensuring all advice documentation is compliant according to FCA guidelines and additional compliance requirements * Effectively communicating at all times both internally and externally * Working ...

You will also possess a clean driving licence and either be FCA approved or willing to be trained. [JS1] We are proud to be the Motor Retailer who invests more in our colleague's personal development ...

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I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

The compliance team is a global team with members in both London and various offices in the United States. ...

They are currently looking to appoint a Junior Financial Accountant who will be responsible for the entities in the UK and Northern Europe. The responsibilities of the Junior Financial Accountant will include:. Qualified accountant (ACA, ACCA or CIMA). ...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

To assist the Team Leaders in ensuring the timely and accurate delivery of complaint resolution in accordance with mutually agreed service level agreements (SLA) and other agreed deadlines and to ensure that regulatory and audit requirements are met. To provide an excellent and efficient service ...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...

Job Opportunity: Financial Accountant. I'm currently seeking a qualified Financial Accountant to join a really good client of ours based in Surrey. Qualified Accountant (CIMA, ACCA, or ACA). ...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

The daily duties of an ISO compliance manager will vary depending on the ISO and maintaining the quality management system. This role requires a quality/compliance professional with significant experience in. Liaising with external auditors: This involves working with external auditors who are re...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...