Trabajos fca en Earley

Ensure compliance with FCA rules and company procedures. * Prospect for new clients and obtain necessary client information. * Offer a range of appropriate advice and communicate recommendations ...

Understand and apply FCA CONC rules with dealing with each customer agreement. * Other Duties * Assist in any projects, system upgrades, etc. when required. * Proactively seek to improve processes ...

Handling FCA submissions * Preparing and filing VAT returns Requirements: * Qualified Accountant - ACCA, CIMA ideal * Proficiency in Excel for analysis and reporting * Prior experience with Sage or ...

Good working knowledge of the Financial Conduct Authority (FCA)

Action Consumer Credit Act (CCA 1974) correspondence in line with processes and company requirements. * Assist Management in producing and maintaining FCA complaints and TCF work policies and ...

Ensuring all held information is compliant with FCA laws Skills and Experience: * Excellent team player, who can work effectively with others in sharing a workload * Strong and confident ...

Review, calculate and journal the part exemption Vat returns on a quarterly basis, for submission to HMRC. * Assist the Director(s) with the FCA returns. * Liaise with the Director(s) and external ...

... FCA") regulatory returns • Preparation and review of P11d and PAYE Settlement Agreement ("PSA") workings • Liaising with auditors, and uploading audit information into a variety of systems • ...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

SRG are exclusively working with a medium sized, entrepreneurial family-owned pharma company looking for a Code Compliance Officer to join their Compliance team. The Compliance Officer operates as an internal advisor to the wider company regarding issues of compliance. In addition to the responsi...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

The Lead Investigator, Casino/Sports Risk and Fraud is tasked with finding causes of risk, detecting and stopping fraud within our product operations. ...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

Where do accountants buy their jeans? - The GAAP. Our client, a well-established company located in Hampshire, is seeking a qualified accountant to join their dynamic finance team on a short-term contract. Responsibilities of the Financial Accountant include:. Qualified accountant (ACA, ACCA, or ...

To assist the Team Leaders in ensuring the timely and accurate delivery of complaint resolution in accordance with mutually agreed service level agreements (SLA) and other agreed deadlines and to ensure that regulatory and audit requirements are met. To provide an excellent and efficient service ...

Your role is to resolve customer complaints at the first point of contact received from the customer by completing prompt, high quality investigations in order to ensure that an appropriate decision is reached. Actively manage customer complaints. Improve the overall customer relationship, making...