Trabajos fca en Penarth

Basic Salary: £28,938.13 Per Annum Location: Recruiting social workers across South Wales - Cardiff, Pembrokeshire, Carmarthenshire, Monmouthshire, Swansea, RCT, Vale of Glamorgan, Bridgend ...

Having a high regard for compliance and treating customers fairly within an FCA regulated business and adhering to all legislation and regulatory guidelines * Keep abreast of changes to industry ...

Our client is an FCA-regulated IFA Network operating for over 20 years, that supports Independent Financial Advisers (IFAs) across the UK. They are seeking an individual to join the growing team and ...

To comply with the Statements of Principle and Codes of Practice issues by the FCA. To respect Stellantis FS governance structure, policies and procedures of the organisation and to be an advocate ...

Ideally have some understanding of reporting and FCA regulations Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here ...

Ensure that all FCA compliance procedures are adhered to at all times * Investigate and resolve customer complaints Requirements - I've already done that or have that! * A positive "can do" attitude

Working knowledge of Consumer Duty regulations and all FCA Principles in regulated consumer credit (applicable if relevant

Maintain contact with the customer through each step of the vehicle purchase ensuring you are meeting the customer's needs in line with current FCA guidelines and always treating customers fairly

Proactively work towards keeping up to date with company processes and policies and adhering to all FCA legislation and regulatory guidelines * To constantly display and encourage ActiveQuote company ...

Ideally have some understanding of reporting and FCA regulations Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here ...

Maintain contact with the customer through each step of the vehicle purchase ensuring you are meeting the customer's needs in line with current FCA guidelines and always treating customers fairly

Family interventions Support Worker. Intervention Support Worker - Cardiff. Your New CompanyOur compassionate and nurturing intervention workers will provide emergency support to vulnerable children, young people, and families during both normal office hours and after hours. You will also provide...

Intervention Support Worker - Cardiff. Our compassionate and nurturing intervention workers will provide emergency support to vulnerable children, young people, and families during both normal office hours and after hours. You will also provide support to children in residential units who are exp...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

Morgan Philips Executive Search has partnered with a rapidly growing independent law firm specialised in insurance and commercial litigation to hire a Risk & Compliance consultant to audit the current company practices, advise on the executive strategy and to manage the execution and implementati...

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

Complaints Investigator / Specialist. ...

I am working with a council in the Southwest of England who are after a Management Accountant on an interim basis at £300-350/day. ...

Accountant who is looking for the complete flexibly to work full time from home?. Client Satisfaction is key, and this firm want to be the best accountants in the world at delivering this for their clientele. This is a challenging, demanding and exciting role for a qualified accountant, which inc...

This will include managing the completion of the UDFS, compliance statements and the pathfinder checklist particularly for NGESO, completion of all ENA forms necessary for G99 compliance, arranging and witnessing compliance testing, and managing all compliance and commissioning panel meetings wit...

Working closely with CISO, Technology, HR, Sales and Product Development teams, the Information Security Compliance Manager plays a pivotal role in ensuring that our product teams maintain our high expectations of Information Security compliance across the company. This role focuses on protecting...

BenchMark are looking to recruit a Qualified Accountant with Python Expertise for an Irish based organisation. Fully qualified accountant (ACA, ACCA, CIMA, or CPA). If you are a qualified accountant with expertise in Python and a passion for leveraging technology to drive financial excellence, we...

Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. We are seeking a dedicated and experienced Compliance Manager to ensure regulator...